Business Compliance Consultant

The Compliance Consultant will provide expert advice to the company's clients regarding Advisers Act concepts and compliance with regulatory requirements applicable to private fund advisers, institutional advisers, and wealth managers. · ...

Our client is seeking a detail‑oriented and strategic Compliance Consultant to lead key initiatives that strengthen governance, · improve data response processes, · and enhance overall compliance frameworks. · ...

Our client, a well‑established financial services firm, is seeking a Temporary Compliance Consultant to join their team. · ...

We're looking for a Compliance Consultant to work onsite at our client's office in Irvine or Westlake Village. You'll provide advice on regulatory compliance risks and control effectiveness. · Provide oversight and guidance related to regulatory compliance risks. · Conduct impact ...

We are seeking a senior-level Medical Device Regulatory & Electrical Compliance Consultant to support preparation for IEC testing and certification.This engagement will begin with a focused gap analysis and compliance roadmap, with the opportunity to extend into a Phase 2 documen ...

We're looking for an experienced RIA Compliance Consultant who's excited to build own and grow their own book of business under an established respected brand. · You'll work directly with RIA clients guide them through the complexities of SEC compliance and help shape how True We ...

We are looking for a detail-oriented Compliance Consultant to join our team in Pasadena. This long-term contract position involves ensuring adherence to policies, · Conduct thorough reviews of compliance-related documents. · Prepare documentation for submission to regulatory agen ...

A Compliance Consultant will provide advice on regulatory compliance risks and control effectiveness. · ...

As a Compliance Consultant you'll provide advice, oversight and guidance related to regulatory compliance risks... · ...

The Compliance & Risk Consultant supports the development, · implementation, and maintenance of the compliance · and/or risk management framework.This role focuses on identifying key controls and performing design and effectiveness testing, · while supporting regulatory governanc ...

The Compliance Consultant will provide expert advice to the company's clients regarding Advisers Act concepts and compliance with regulatory requirements applicable to private fund advisers, institutional advisers, and wealth managers. · Commitment to high standards of customer s ...

Insight Global is looking for a Compliance Consultant to work onsite for a client in Irving, TX, Phoenix, AZ, or Irvine or Westlake Village, CA. · Compliance Consultant · Location: onsite 4 days/week - Irving, TX, Phoenix, AZ or Westlake Village, CA or Irvine, CA · Duration: 4-6- ...

· Company Description · A Major International Firm located in Midtown, NY is seeking multiple consultants to join their Compliance Department. The position will initially be a 3 month engagement with the possibility of extension or right to hire · Job Description · A Major Inter ...

Job Title: Compliance Consultant · Location: Fresno, CA · Job Type: Full Time · Our client is looking for a highly skilled Compliance Consultant to support enterprise‑level governance, risk, and compliance initiatives. In this role, you will lead executive forums, strengthen comp ...

The Compliance Consultant will be responsible for assisting with the management and oversight of our individual annuity and life insurance compliance program. · This role may work closely with senior management, distribution, product, and operations on a variety of projects and i ...

A Compliance Consultant will support governance, data quality, and risk-focused process improvements across key business operations. · ...

We collaborate and innovate – pushing one another to transform not just Pacific Life, but the entire industry for the better. · We're actively seeking a talented compliance consultant to join our Workforce Benefits legal support team in Newport Beach, CA; Omaha, NE; or Chattanoog ...

Our client is seeking a Compliance & Risk Consultant to lead enterprise-level initiatives that enhance regulatory adherence, streamline workflows, and foster a culture of accountability and innovation. · ...

We're actively seeking a talented Compliance Consultant with a focus on leave and absence programs to join our Workforce Benefits legal support team in Newport Beach, · CALIFORNIA · ,or Omaha, · NEBRASKA.We collaborate and innovate – pushing one another to transform not just Paci ...

A growing Australian business seeks an experienced freelance compliance consultant to conduct annual policy & privacy review. · We are looking for someone with proven experience in Australian compliance, governance or risk, · who is familiar with privacy and data protection oblig ...

For the past 20 years, ProPharma has improved the health and wellness of patients by providing advice and expertise that empowers biotech, med device, and pharmaceutical organizations of all sizes to confidently advance scientific breakthroughs and introduce new therapies. ProPha ...