Compliance Consultant

We're looking for an experienced RIA Compliance Consultant who's excited to build own and grow their own book of business under an established respected brand. · You'll work directly with RIA clients guide them through the complexities of SEC compliance and help shape how True We ...

The Alexander Technology Group is looking for a Senior Compliance Consultant for a client in the Portsmouth area. · Fully remote contract only (9-12 months). No third-party consultants will be considered. · ...

The Compliance & Risk Consultant supports the development, · implementation, and maintenance of the compliance · and/or risk management framework.This role focuses on identifying key controls and performing design and effectiveness testing, · while supporting regulatory governanc ...

As a Compliance Consultant you'll provide advice, oversight and guidance related to regulatory compliance risks... · ...

Our client is seeking a Compliance & Risk Consultant to lead enterprise-level initiatives that enhance regulatory adherence, streamline workflows, and foster a culture of accountability and innovation. · ...

As a Compliance Consultant you'll provide advice, oversight and guidance related to regulatory compliance risks... · ...

A Compliance Consultant will support governance, data quality, and risk-focused process improvements across key business operations. · ...

Our client, a well‑established financial services firm, is seeking a Temporary Compliance Consultant to join their team. · ...

We are seeking a Compliance Consultant to lead external clients through end-to-end compliance journeys across various frameworks. · Conduct and support compliance assessments · Remandiation planning and evidence collection · ...

Our client is seeking a detail‑oriented and strategic Compliance Consultant to lead key initiatives that strengthen governance, · improve data response processes, · and enhance overall compliance frameworks. · ...

This role requires associates to be in-office 1 - 2 days per week, fostering collaboration and connectivity, while providing flexibility to support productivity and work-life balance. The Compliance Consultant is responsible for delivering and executing foundational compliance re ...

We are looking for a detail-oriented Compliance Consultant to join our team in Pasadena. This long-term contract position involves ensuring adherence to policies, · Conduct thorough reviews of compliance-related documents. · Prepare documentation for submission to regulatory agen ...

We are seeking an experienced Compliance Testing Consultant to support a high-impact Compliance Monitoring and Testing function. · Produce clear, concise compliance testing reports, including findings, root cause analysis, and recommendationsSupport senior leadership with testing ...

The Compliance Consultant will provide expert advice to the company's clients regarding Advisers Act concepts and compliance with regulatory requirements applicable to private fund advisers, institutional advisers, and wealth managers. · ...

The Compliance Consultant will provide expert advice to the company's clients regarding Advisers Act concepts and compliance with regulatory requirements applicable to private fund advisers, institutional advisers, and wealth managers. · Commitment to high standards of customer s ...

The Compliance Consultant will provide expert advice to the company's clients regarding Advisers Act concepts and compliance with regulatory requirements applicable to private fund advisers, institutional advisers, and wealth managers. · ...

+Job summary · Radicl es un proveedor líder de seguridad informática para pequeñas y medianas empresas (SMBs). Estamos buscando a un Compliance Consultant para guiar a nuestros clientes en su viaje hacia la conformidad. · +ResponsibilitiesGuía a los clientes en su viaje hacia la ...

We are seeking a Jr. Compliance Consultant to support our Compliance Team in building and implementing Cybersecurity Compliance Programs that drive measurable risk reduction and support business goals.The Jr. Compliance Consultant will coordinate client meetings, evaluate control ...

In this role, the Compliance Consultant will ensure AI governance and compliance across US Insurance business lines. · ...

The Alexander Technology Group is looking for a Senior Compliance Consultant for a client in the Portsmouth, NH area. · ...