Principal Analyst, Advertising Regulation - Dallas - finra

    finra
    finra Dallas

    17 hours ago

    Full time
    Description

    Job Title: Principal Analyst, Advertising Regulation

    The successful candidate will conduct complex analyses of FINRA firms' communications with the public. This includes routine and spot-checks assessments, joint evaluations with other regulatory agencies, document analysis and writing correspondence.

    • Conduct thorough rule application reviews to ensure accuracy and propriety of suggested dispositions.
    • Provide staff training coaching advice feedback on performance monitor work flow task completion communicate regulatory information team members respond questions from internal external customers demonstrate FINRAs values collaborate in-person virtually furtherance investor protection market integrity

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