Finra in United States
23 jobs at Finra in United States
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Principal Integration Specialist
5 days ago
finra Reston, United StatesThe Principal Integration Specialist will be a core contributor to program and project delivery, supporting the team in defining direction for and ensuring exceptional execution of critical strategic initiatives. This role will leverage best practices from across project manageme ...
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finra Woodbridge Township, United StatesAre you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? · As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealer ...
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Principal Investigator, FINOP-NCP
4 days ago
finra Denver, United StatesFINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other serious misconduct from various sources, including regulatory filings, investor complaints, tips, referrals, and other regulatory sources. The Principal Inve ...
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finra San Francisco, United StatesThe Senior Principal Integration Specialist is a core contributor to program and project delivery, supporting the team in defining direction for and ensuring exceptional execution of critical strategic initiatives. This role will leverage best practices from across project manage ...
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Principal Analyst, Risk Monitoring
4 days ago
finra Reston, United StatesResponsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director.Essential Job Functions: · This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in ...
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finra New York, United StatesFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an excitin ...
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Principal Analyst, MRTS Regulatory Compliance
20 hours ago
finra Rockville, United StatesFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an excitin ...
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Senior Analyst, Public Offerings
1 week ago
finra Boston, United StatesThe Senior Analyst in Corporate Financing Public Offerings is responsible for analyzing complex and high-profile public offering transactions. The Senior Analyst reviews and investigates proposed public offering underwriting arrangements to ensure compliance with FINRA and SEC ru ...
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Principal Investigator, NCP
3 days ago
finra Jersey City, United StatesFINRA's National Cause Program (NCP) is charged with the investigation of cause matters involving potential fraud or other serious misconduct from various sources, including regulatory filings, investor complaints, tips, referrals, and other regulatory sources. The Principal Inve ...
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Principal Investigator, NCP
3 days ago
finra New York, United StatesFINRA's Initial Review Group (IRG) is the centralized unit for the intake, review, and analysis of regulatory intelligence received through a variety of sources, including internal sources, regulatory tips, customer complaints, firm regulatory filings, arbitration filings, and re ...
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finra San Francisco, United StatesThe Client & Systems Management Principal Business Analyst will be responsible for creating the business and technical requirements for developers, as well as the distribution of technical specifications and related coding guidance for participants and downstream reference data c ...
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Senior Coordinator, Corporate Real Estate
1 week ago
finra New York, United StatesFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an excitin ...
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finra Washington, United StatesFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an excitin ...
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Associate Director, Internal Communications
6 days ago
finra New York, United StatesMajor Purpose: · Corporate Communications is responsible for planning and implementing proactive communications for major initiatives; working to promote positive, accurate and fair media coverage of FINRA; and promoting an engaged and well-informed workforce, among other activit ...
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finra New York, United StatesProvides strategic leadership and guidance and establishes procedures and standards across the program as well as advising and collaborating with various groups conducting reviews of the program including the SEC, Internal Audit and Quality Assurance for the program. This include ...
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Principal Analyst
1 week ago
finra Los Angeles, United StatesResponsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director.This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and em ...
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Senior Developer- Java/AWS
3 days ago
finra Rockville, United StatesWe are seeking a seasoned Senior Developer to join our Corporate Systems Platform Services team. This position focuses on developing and enhancing our Corporate Systems applications comprising of Workday and various applications built with Java and Python on AWS. This role requir ...
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finra Dallas, United StatesThe Principal Analyst of the Metrics and Reporting ("Metrics") team in FINRA's Department of Market Regulation and Transparency Services ("MRTS") is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Market Regulation ...
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Project Manager, Litigation Support, Enforcement
20 hours ago
finra New Orleans, United StatesFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an excitin ...
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finra Boston, United StatesFINRA is dedicated to protecting investors and ensuring the integrity of America's financial system. At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations. We have an excitin ...