Finra Jobs in United States

The Office of General Counsel Litigation – Labor, Employment and Benefits group provides legal advice on all aspects of the employment relationship and employment lifecycle as well as on workplace policies procedures processes and practices. · ...

We Work to Protect Investors. Join our Team. · 2026 Summer Internship Program · FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal gro ...

Key responsibilities include: · Monitoring case reports · Conducting financial reviews · The ideal candidate will have strong analytical skills and customer service experience. · ...

A financial services regulatory authority in Washington, DC is seeking a Specialist in Corporate Real Estate to support their hybrid workplace model. This role involves overseeing workspace management, managing reservation systems, and coordinating facilities services to ensure a ...

We're seeking a motivated Media Relations Intern to join our communications team. In this role, you'll gain hands-on experience working alongside experienced communications professionals and build your professional experience in the media relations field. · ...

The Specialist, Corporate Real Estate serves as a frontline resource supporting FINRA's hybrid workplace model and facilities operations. Under general direction of the manager, this role supports workspace management with comprehensive facilities coordination to ensure seamless ...

A financial regulatory authority based in Jericho, NY, is seeking a Senior Analyst for the Surveillance and Market Intelligence section. This role involves conducting routine surveillance reviews, analyzing trading activities for potential violations, and presenting findings to m ...

The Associate Director of HR Technology leads Workday Human Capital Management implementation and optimization. · This role involves partnerships with HR COEs and technology teams for system design and management while ensuring data integrity, scalability, and regulatory complian ...

A financial regulatory authority based in Rockville, MD is seeking a Senior Analyst for HR Technology. The role involves operational support for Workday and managing HR systems. The ideal candidate has extensive experience in Workday, analytical skills, and the ability to ensure ...

This senior principal analyst position within the surveillance and market intelligence section of market regulation is responsible for conducting complex surveillance reviews under minimal supervision. · Conducts comprehensive surveillance reviews of possible violations of rules ...

The Senior Full-Stack GenAI Platform Developer contribute to the development of robust, scalable software solutions across the full stack—from backend APIs to frontend interfaces to cloud infrastructure—supporting a cutting-edge generative AI regulatory chat assistant. Working un ...

This position performs a variety of duties including applying analytical skills to research review analyze and process legal documents such as pleadings filed in FINRAs arbitration forum. This is administrative professional work in which incumbents are applying their skills and a ...

The Associate Director of the Offices of Chief Legal Officer (OCLO) Operations performs a wide variety of operational functions and activities to elevate and enhance centralized support to CLO offices. · This role enables the senior leadership team to effectively execute against, ...

Associate Director HR Technology leads implementation governance optimization of Human Resources Information Systems (HRIS) with primary focus on Workday Human Capital Management role partners with HR COEs technology teams to design implement manage HR technology platforms ensuri ...

The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation. · ResponsibilitiesArchitectural Leadership & Design · Lead enterprise IAM initiatives from planning through implementation · Design and develop custom Java-based solutions withi ...

The Senior Mediation Administrator in Dispute Resolution Services is responsible for applying expert analytical skills to provide interpretations regarding rules and regulations, and managing a docket of mediation cases. This position is an established individual contributor who ...

Job Description · This Senior Principal Analyst position conducts complex surveillance reviews under minimal supervision to identify rule violations. · Conducts comprehensive reviews with minimal supervision. · Proactively identifies notable trends, threats, and issues applicable ...

Essential Job Functions · Design, build, and deploy machine learning models and pipelines using Python, AWS services, and Amazon Bedrock. · Develop scalable APIs and microservices to expose ML/LLM capabilities using FastAPI · Build automated CI/CD pipelines using Jenkins or GitLa ...

The Director of Cyber Risk, Governance & Compliance Technology is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice President. · ...

A financial regulatory organization in Rockville, MD, is seeking a Paralegal for its Litigation group. The role involves assisting attorneys with subpoenas and document requests, drafting communications, and maintaining case files. Ideal candidates will possess a bachelor's degre ...