-
Compliance Officers
4 weeks ago
Flagstar Bank Troy, United StatesEnterprise Compliance has many responsibilities related to managing the banks risk to ensure adherence with compliance requirements. One of the main responsibilities is to provide continued leadership and implementation of an enterprise wide compliance culture by supporting and e ...
-
Compliance Officers
3 weeks ago
Flagstar Bank Troy, United StatesRegulatory Compliance is responsible for developing and maintaining a Compliance Management Program (CMP) for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and customers, and integrates c ...
-
Compliance Officers
2 weeks ago
Flagstar Bank Troy, MI, United StatesRegulatory Compliance is responsible for developing and maintaining a Compliance Management Program (CMP) for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and customers, and integrates c ...
-
Compliance Officers
2 weeks ago
Flagstar Bank Troy, MI, United StatesEnterprise Compliance has many responsibilities related to managing the bank's risk to ensure adherence with compliance requirements. One of the main responsibilities is to provide continued leadership and implementation of an enterprise wide compliance culture by supporting and ...
-
Ethics Compliance Officer
2 weeks ago
Raytheon Technologies Corporate Headquarters Farmington, United States**Date Posted**: · **Country**: · United States of America · **Location**: · UT10: 10 Farm Springs 10 Farm Springs Road, Farmington, CT, 06032 USA · **Position Role Type**: · Unspecified · RTX Corporation is an Aerospace and Defense company that provides advanced systems and serv ...
-
Ethics & Compliance Officer (Onsite)
3 weeks ago
Raytheon Technologies Corporate Headquarters Farmington, United States**Date Posted**: · **Country**: · United States of America · **Location**: · CT502: 10 Farm Springs Rd, Farmington 10 Farm Springs Road, Farmington, CT, 06032 USA · **Position Role Type**: · Onsite · RTX Corporation is an Aerospace and Defense company that provides advanced syste ...
-
Compliance Officer
3 weeks ago
TD Bank Falmouth, United StatesWork Location: · Mount Laurel, New Jersey · Hours: · 40 · Pay Details: · $86,840 - $139,360 USD · TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are con ...
-
Chief Compliance Officer
2 weeks ago
Chicago Financial Search, Inc. Bloomfield Hills, United StatesChief Compliance Officer · Bloomfield Hills, Michigan - Onsite · This role is onsite and requires a candidate local to the Bloomfield Hills, Michigan area. · About The Role: · You will oversee and enforce the overall compliance and regulatory affairs of the firm including its ris ...
-
North American Compliance Officer
1 week ago
Rheinmetall Aktiengesellschaft Auburn Hills, United StatesWHAT WE ARE LOOKING FOR · The North American Compliance Officer ("Compliance Officer") will be an integral part of the Rheinmetall's Compliance team. The Compliance Officer will be responsible for implementation of Rheinmetall's Compliance Management System and key compliance ini ...
-
North American Compliance Officer
2 weeks ago
Rheinmetall Auburn Hills, United StatesThe North American Compliance Officer ("Compliance Officer") will be an integral part of the Rheinmetall's Compliance team. The Compliance Officer will be responsible for implementation of Rheinmetall's Compliance Management System and key compliance initiatives for the civil ent ...
-
Assistant Registrar Hv-ntp-31324
2 weeks ago
Hudson Valley Community College Troy, United StatesFounded in 1953, Hudson Valley Community College (HVCC) located in scenic Upstate NY is a multi-campus College with locations in Troy and Malta New York. HVCC offers more than 80 degree and certificate programs in three schools: Business and Liberal Arts; Health Sciences; and Sci ...
-
Community Manager
3 weeks ago
The Michaels Organization Troy, United States**Location: Lion Factory (750 2nd Ave, Troy, New York 12182)** · **Pay: $58,500 Annually** · **Hours: M-F, 8am-5pm** · **Overview** · **Our business is real estate, but our organization is so much more than bricks and mortar, beautiful buildings and well-managed properties. Our b ...
-
Hudson Valley Community College Troy, United StatesFounded in 1953, Hudson Valley Community College (HVCC) located in scenic Upstate NY is a multi-campus College with locations in Troy and Malta New York. HVCC offers more than 80 degree and certificate programs in three schools: Business and Liberal Arts; Health Sciences; and Sci ...
-
Technology Licensing Analyst
1 week ago
Rensselaer Polytechnic Institute Troy, United States**Why Rensselaer?** Join Rensselaer Polytechnic Institute's dynamic global community of changemaker including some of the world's leading researchers, students, alumni, and faculty who ask the important questions and devise the scientific and technological innovations that make t ...
-
Rn Ii
2 weeks ago
St. Peter's Health Partners Troy, United States**Employment Type**: · Part time · **Shift**: · Day Shift · **Description**: · **RNII - Cardiothoracic Surgery Office - Troy, NY - Per Diem** · **Position Highlights**: · - ** Quality of Life**: Where career opportunities and quality of life converge · - ** Advancement**:Strong o ...
-
Hudson Valley Community College Troy, United StatesFounded in 1953, Hudson Valley Community College (HVCC) located in scenic Upstate NY is a multi-campus College with locations in Troy and Malta New York. HVCC offers more than 80 degree and certificate programs in three schools: Business and Liberal Arts; Health Sciences; and Sci ...
-
Maintenance Tech
2 weeks ago
Prime Management LLC Troy, United States**FUNCTION**: Performs all routine and preventive maintenance in order to maintain the physical integrity of the community. · **REPORTS TO**: Maintenance Supervisor · **RESPONSIBILITIES**: · (Including, but not limited to) · **Maintenance/Customer Service**: · Effectively handle ...
-
Program Assistant, Human Resources Hv-cs-9912
2 weeks ago
Hudson Valley Community College Troy, United StatesFounded in 1953, Hudson Valley Community College (HVCC) located in scenic Upstate NY is a multi-campus College with locations in Troy and Malta New York. HVCC offers more than 80 degree and certificate programs in three schools: Business and Liberal Arts; Health Sciences; and Sci ...
-
Office Manager
3 days ago
CSF Logistics Troy, United StatesJob Overview: · **Duties**: · - Keep track of carriers, and update sales staff · - Enter orders into our computer system · - Manage postings, and be able to adjust pricing accordingly · - Schedule carriers for pick up and drop off times. · - Be responsible for carrier compliance ...
-
Project Manager
3 days ago
Meso Construction Troy, United StatesProject Manager Job Description: · We are looking for an enthusiastic, organized Project Manager to oversee all aspects of our construction projects, including meeting with project partners, managing teams, directing work and creating and implementing staffing plans. The Project ...
Compliance Officers - Troy, MI, United States - Flagstar Bank
Description
Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program (CMP) for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and customers, and integrates consumer compliance into the day-to-day responsibilities of its management and employees.
This visible role will work independently with business unit (BU) risk partners to support the CMP.The Senior Compliance Advisor for Complaint Management Oversight is the Bank's subject matter expert on complaint management and provides 2nd line of defense oversight of all business unit processes impacted by complaint management guidance.
The Senior Compliance Advisor – Complaint Management Oversight is responsible for:(1) designing and maintaining the Bank's Complaint Management Oversight Program which meets regulatory requirements; (2) advising business units on complaint management control designs and identifying and addressing any process and/or control deficiencies; and (3) reporting to executive management and applicable committees on the progress and status of Complaint Management Oversight Program related objectives and initiatives. This position will serve a vital role in the Regulatory Compliance Department and is critical to the CMP.
Responsibility for Compliance Management Oversight Program
Maintain expertise on complaint management guidance, exam procedures, etc., and stay abreast of changes by regulatory agencies and industry best practices.
Maintain expertise on complaint management related processes, procedures, controls of all business units impacted by complaint management.Design and maintain the Bank's complaint management policy, procedures and program documents.
Standardize complaint processes and tools across business units where it makes sense to do so.
Partner with the Customer Engagement Team to ensure proper oversight of the enterprise complaint management program.
Provide advice, counsel and recommendations using independent and sound judgment to BUs on consumer compliance questions/issues related to complaint management.
Promote culture of compliance related to complaint management throughout the Bank.Build strong partnerships across the organization and provide advice on all matters involving complaint management.
Provide periodic updates for CMP reporting.
Periodically review Business Units' policies, procedures, disclosures, and customer letters related to complaint management (especially when they are revised) to ensure they meet regulatory requirements.
With assistance from other Compliance Advisors, engage in risk assessment of complaint management related controls.Work with the Compliance Assurance Testing team to ensure appropriate complaint management testing.
Conduct periodic reviews in accordance with the Complaint Management Oversight Program.
Review all escalated complaints for any potential regulatory compliance issues and/or control gaps and work with the Compliance Advisors to challenge BU responses and identify control gaps or breaks.
With assistance from other Compliance Advisors, review vendors for any complaint related issues, and ensure business units have proper oversight of the vendor to ensure the vendor's compliance with complaints.
Proactively identify process and/or control gaps and document issues and action plans to close as needed.Complete all required compliance training.
Maintain knowledge of, and adhere to, Flagstar's internal compliance policies and procedures.
Maintain Regulatory Compliance department procedures as assigned.
Maintain knowledge of changing consumer compliance regulations.
Ensure compliance with applicable federal, state and local laws and regulations.
Perform other duties and special projects as assigned.
ADDITIONAL ACCOUNTABILITIES
Performs special projects, and additional duties and responsibilities as required.
Consistently adheres to regulatory and compliance policies and standards linked to the job as listed and complete required compliance trainings.
Accountable to maintain compliance with applicable federal, state and local laws and regulations.JOB REQUIREMENTS
Required Qualifications:
Education level required:
Undergraduate Degree (4 years or equivalent) in Business Administration, Finance, Accounting, Law, or related equivalent experience.
Seven years of experience in a financial institution, auditing firm, or consulting firm with a regulatory compliance focus and abilities to exercise independent judgment in decision making and advice.
Subject matter expertise gained through Regulatory Compliance, Risk, Internal Audit, Legal or equivalent business experience.Comprehensive mortgage and banking expertise and demonstrated subject matter expertise in complaint management.
Preferred Qualifications:
~ CRCM certification preferred.
Job Competencies:
Knowledge of consumer protection laws and regulations impacting financial institutions.
Demonstrated subject matter expertise in the assigned mortgage servicing processes.
Advanced PC systems skills including proficiency with Microsoft Word, Excel, PowerPoint and other reporting systems.
Excellent communication skills, including report writing, oral presentations, group facilitation skills, etc.
Demonstrated conceptual thinking and analytical skills.
Proven ability to partner effectively across all levels of the organization.
Ability to manage and execute multiple complex projects within required timelines and expectations.
Ability to conduct compliance assessments and produce quality results.
Ability to work independently in a continuously changing environment.
Inquisitive, resourceful, and able to seek out information and develop sound conclusions and strategies.
Ability to develop and maintain professional relationships.
Physical demands (ADA): No unusual physical exertion is involved.