Director (VP Level), Regulatory Supervision - New York

A Director of Regulatory Supervision opportunity with a leading U.S. Global Markets team. · ...

We're building a relationship-oriented bank for the modern world. We need talented professionals who are dedicated to doing what's right for our clients. · A competitive total rewards package. · A full range of benefits and programs to meet employee needs; including Medical, Dent ...

The VP of Front Office Supervision, Fixed Income will serve as a key senior individual contributor responsible for the supervisory oversight of fixed income trading activities. · This role will focus on ensuring compliance with regulatory obligations and internal standards relate ...

VP, Fixed Income Supervision · New York, NY · A well-established global capital markets platform is seeking a senior Fixed Income Supervision professional to oversee front office trading activities across credit and rates products. This individual will play a critical role in str ...

The DSS Accountability Office (DSS-AO) is responsible for protecting the integrity of social services programs administered by the New York City Department of Social Services (DSS) and ensuring that DSS complies with all statutory regulatory standards. · ORCA is recruiting for a ...

Branch Manager – Compliance & Trading Oversight - (Registered Principal | Capital Markets Supervision) · We are currently partnering with a well-established financial services firm seeking an experienced Branch Manager with strong Compliance and Trading oversight expertise to wor ...

We are seeking an experienced Supervisory Analyst to join our Equities Brokerage practice at a well-established global financial services firm. · ...

About the Role · We are seeking an experienced Chief Compliance Officer (CCO) for a self-clearing broker-dealer with a strong focus on equities and options trading. This senior role will oversee all aspects of trading compliance, risk management, and regulatory adherence, includi ...

Job summary · Wealth Management Supervisory Control Lead will be responsible for assisting in building out the first line of defense day to day supervision for the US Wealth Management Business.This role focuses on risk management, supervisory controls and maintaining integrity o ...

We are seeking a Regulatory Reporting Specialist to oversee the review and timely submission of critical regulatory reports to key agencies. · Review and analyze regulatory reporting updates. · Ensure compliance with standards set by the FED, NYS Banking Departments, and the Depa ...

Firm Overview · A New York–based, full-service broker-dealer and investment bank providing investment banking, brokerage, trading, and capital markets services to institutional and corporate clients. The firm operates in a highly regulated, execution-focused environment with a st ...

The Health Home Director plans directs provides general supervision of the SBH Health System Health Home Care Management Agency. · Compliance with all regulatory mandates program growth budget oversight recruitment. · ...

A leading NYC broker dealer is seeking a detail-oriented and knowledgeable Compliance Registrations Officer to join our Compliance team. · ...

The Regulatory Relations and Public Policy Group (RRPP) is dedicated to managing supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and business strategies.The VP, Regulatory Officer works with the Regulatory Relatio ...

The Broker-Dealer Compliance Specialist will support internal assessments by conducting reviews and targeted assessments of broker-dealer operations with a strong emphasis on compliance with FINRA rules and SEC regulations. · Lead internal assessments of broker-dealer functions f ...

The Teacher Aide assists teachers in non-teaching duties such as managing records, materials, and equipment; attending to physical needs of children; and supervising students. · High School Graduate or General Education Degree (GED) · ...

The Regulatory Relations and Public Policy Group ( ...

A dynamic higher education institution is seeking a Clinic Director to lead its Integrative Health Clinic. · ...

Meta seeks a highly motivated team player to join our North American Regulatory Enforcement legal team. You will help lead on high-profile regulatory inquiries. · You will have demonstrated sound judgment, communication skills and an interest in learning about new technologies. · ...

+We are seeking a Full-Time Supervising Nurse (RN) at a 192-bed skilled nursing facility dedicated to providing exceptional long-term and rehabilitative care. · ...