Supervisory Analyst - New York

We are partnered leading global financial services firm seeking a Fixed Income Supervisory Analyst to support its Prime Brokerage platform. · This is an excellent opportunity for a FINRA-licensed professional looking to step into a high-visibility supervisory role within a well-e ...

We are working with a well-established global financial services firm seeking an experienced Supervisory Analyst to join its Equities Brokerage practice. · Oversee and supervise compliance activities within the equities brokerage practice · Conduct detailed reviews and analyses o ...

+Join our high-performing team of Supervisory Analysts and Editors in our Global Editorial team. · +Uphold and raise research standards · Showcase analysts' abilities worldwide · Provide frontline defense for Macquarie Research · + ...

Needham & Company is seeking a Part time Supervisory Analyst – Approximately 15 hours per week (5am – 8am M-F) · Seasoned equity research professional with prior Supervisory Analyst experience required. · Requires a Series 16 or equivalent. · Review and approve research reports p ...

The Supervisory Analyst – Research provides high-quality and timely review of all products across the global research platform ensuring compliance with FINRA CIRO and jurisdictional rules and regulations. · Reviews all research intended for public including notes reports marketin ...

We're looking for an experienced Director - Supervisory Analyst to join our team at TD Securities. · The successful candidate will provide high-quality research reviews across our global platform. · ...

Capstone is seeking an experienced Editor to oversee the editing of research reports, due diligence projects, and proposals. · Copyedit research reports for accuracy, style, and format. · Earnsure clarity, logical structure, and readability of text. · ...

+ Supervisory Analyst + · The firm is seeking a dedicated and experienced Supervisory Analyst to join our Equities Brokerage Practice.The ideal candidate will possess a minimum of 2 years of experience in a supervisory analytical role, specifically within prime brokerage or equit ...

Job Description: · Review various research products (reports, financial models, podcasts, videos, communications etc.) for content quality and adherence to relevant regulations and business standards. Supervisory analysts evaluate research products with respect to logic, organiz ...

The firm is seeking a dedicated and experienced Supervisory Analyst to join our Equities Brokerage Practice. · ...

Description · At J.P. Morgan, you'll be part of a well-regarded team that works closely together in a supportive environment. As a Supervisory Analyst / Registered Options Principal, you will play a key role in ensuring the quality and compliance of our research products, working ...

Job Description: · Review various research products (reports, financial models, podcasts, videos, communications etc.) for content quality and adherence to relevant regulations and business standards. Supervisory analysts evaluate research products with respect to logic, organiza ...

The Test and Trace Corps is looking for a Data Quality Analyst to join the Data, Analytics and Product Development Team, · General knowledge of SQL, R, Python, Excel and related data analytics toolsets ...

We are seeking an experienced compliance professional to support the Investment Banking and Research business lines within a highly regulated broker-dealer environment. · Act as primary compliance coverage for the Investment Banking and Capital Markets teams... · ...

Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree. · You will be fully immersed in our day-to-day activities. · You will attend orientation where you'll learn about our culture. · ...

I hope you're doing well. My client, a leading consulting firm based in Midtown Manhattan, is seeking a Compliance Analyst to join their team. This role follows a hybrid schedule, with four days in the office. · Responsibilities: · Support coordination, regulatory gap assessments ...

AtJPMorgan,you'llbe partofawell-regardedteamthatworkscloselytogetherin asupportiveenvironment. · ...

We are seeking a contingent worker who will support certain components of a Registrations program. · SummaryThe Registration Team manages Nikko Americas Inc. related Client registrations and licensing process for the firm, its branch offices, and its associated persons. · ...

We are seeking a Compliance Analyst to join our team in Midtown Manhattan. This role follows a hybrid schedule with four days in the office. · Support coordination and preparation of materials for advisory and registration initiatives involving DCMs and DCOs. · Assist with projec ...

A leading financial institution seeks an expert Head of Control Room for its New York office. The role shapes compliance and risk management across banking, markets, and research, ensuring strict adherence to FINRA and SEC regulations. You'll advise senior leaders, guide teams th ...