Supervisory Analyst - New York

We are partnered leading global financial services firm seeking a Fixed Income Supervisory Analyst to support its Prime Brokerage platform. · This is an excellent opportunity for a FINRA-licensed professional looking to step into a high-visibility supervisory role within a well-e ...

We are working with a well-established global financial services firm seeking an experienced Supervisory Analyst to join its Equities Brokerage practice. · Oversee and supervise compliance activities within the equities brokerage practice · Conduct detailed reviews and analyses o ...

+Join our high-performing team of Supervisory Analysts and Editors in our Global Editorial team. · +Uphold and raise research standards · Showcase analysts' abilities worldwide · Provide frontline defense for Macquarie Research · + ...

The Supervisory Analyst – Research provides high-quality and timely review of all products across the global research platform ensuring compliance with FINRA CIRO and jurisdictional rules and regulations. · Reviews all research intended for public including notes reports marketin ...

We're looking for an experienced Director - Supervisory Analyst to join our team at TD Securities. · The successful candidate will provide high-quality research reviews across our global platform. · ...

Capstone is seeking an experienced Editor to oversee the editing of research reports, due diligence projects, and proposals. · Copyedit research reports for accuracy, style, and format. · Earnsure clarity, logical structure, and readability of text. · ...

+ Supervisory Analyst + · The firm is seeking a dedicated and experienced Supervisory Analyst to join our Equities Brokerage Practice.The ideal candidate will possess a minimum of 2 years of experience in a supervisory analytical role, specifically within prime brokerage or equit ...

The firm is seeking a dedicated and experienced Supervisory Analyst to join our Equities Brokerage Practice. · ...

At J.P. Morgan you'll be part of a well-regarded team that works closely together in a supportive environment. · ...

The Test and Trace Corps is looking for a Data Quality Analyst to join the Data, Analytics and Product Development Team, · General knowledge of SQL, R, Python, Excel and related data analytics toolsets ...

We are seeking an experienced compliance professional to support the Investment Banking and Research business lines within a highly regulated broker-dealer environment. · Act as primary compliance coverage for the Investment Banking and Capital Markets teams... · ...

A leading consulting firm is seeking a Compliance Analyst to join their team. · ...

Our Summer Analyst Program is a nine to ten week summer internship for students pursuing a bachelors / graduate degree. · You will be fully immersed in our day-to-day activities. · You will attend orientation where you'll learn about our culture. · ...

We are seeking a seasoned Compliance professional with deep expertise in Investment Banking, Capital Markets and Research regulatory frameworks. The ideal candidate will have extensive knowledge of Client and SEC rules. · Acts as primary compliance advisor to the Investment Banki ...

AtJPMorgan,you'llbe partofawell-regardedteamthatworkscloselytogetherin asupportiveenvironment. · ...

We are seeking a Compliance Analyst to join our team in Midtown Manhattan. This role follows a hybrid schedule with four days in the office. · Support coordination and preparation of materials for advisory and registration initiatives involving DCMs and DCOs. · Assist with projec ...

Our client is looking to fill their Senior Cyber Security Compliance Analyst role and they're in need of someone who has a deep knowledge of SEC and FINRA regulations to cover their business. · ...

A financial services client of Sharp Decisions Inc. seeks a Compliance Analyst to support registration processes in New York. · Prepare U4, U5, BD and BR filings. · Maintain associated persons list. · ...

The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty. · Drafting solicitation specifications in a clear and concise mannerProcessing purchase orders using vari ...

This opportunity is for a Lead Data Analyst/Programmer responsible for leading the technical execution of all data extraction, transformation, and loading (ETL) processes during the transition from a legacy student system to Workday Student Information System (SIS). · This role e ...