Compliance Analyst - Hartford, United States - Longwood University

Longwood University Hartford, United States

4 weeks ago

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Compliance Analyst - Regulatory Correspondence Unit

Interactive Brokers is looking to hire several Regulatory Analysts in its Chicago, Illinois office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers.

Analysts will report to a Compliance Manager and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry anti-money laundering, and securities laws and regulations.

Day-to-day responsibilities include:
Preparing regulatory response letters
Gathering customer account records and documents responsive to law enforcement and regulatory inquiries
Coordinating with compliance analysts to help complete regulatory investigations
Identifying areas for improvement and streamlining current processes and workflows
Drafting and updating procedures, as necessary

The ideal candidate will have some experience in an internal audit, legal, accounting, or other control function of a financial services firm or regulator.

In the absence of direct industry experience, we will also consider applicants who are project assistants or paralegals with experience working in a legal department or law firm.

We will also consider candidates with excellent Bachelor's-level educational credentials.

Preferred qualifications include:
High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
Excellent oral and written communication skills
Detail-oriented with outstanding organizational and project management skills
Strong organization skills to successfully manage multiple tasks at once
Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
Interactive Brokers ("IBKR"), a subsidiary of the publicly traded Interactive Brokers Group, Inc.

, based in Greenwich, Connecticut (Nasdaq:
IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers.

IBKR's premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account.

IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.

Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.

Company Benefits & Perks

Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and welfare benefits including medical, dental, and vision benefits
Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with multi-monitor setups

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