- Assist Financial Advisor(s) with sales, service and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence
- Facilitate Financial Advisor and client requests for account related information and/or quotes, scheduling and preparing for appointments with new or prospective clients
- Establish and service client accounts, prepare forms, research account inquiries and/or issues
- May also perform various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships
- When applicable, acts as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review
- 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
- Brokerage client support experience
- Administrative support experience in financial services
- Experience interacting directly with customers
- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
- Client service focus with the ability to listen to customer needs and recommend solutions
- Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment
- US Only: Obtain and/or maintain appropriate FINRA license(s) is required for ongoing employment in this position
- Compliance with state law registration and licensing requirements is mandatory
- In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply
- Additional requirements include meeting enhanced financial fitness and criminal background standards
- Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance
- For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required
- Job posting may come down early due to volume of applicants.
-
Client Service Associate
2 weeks ago
Atlantic Group - New Jersey Doylestown, United StatesJob Description · Job DescriptionWe're looking for an experienced Client Services professional to join our client's wealth management firm in Doylestown. This is a hybrid role. · Key Responsibilities: · Client Experience - Contribute to and help shape the delivery of premier serv ...
-
Warehouse Associate
2 weeks ago
TRC Electronics Doylestown, United States*** · The primary role of the Warehouse Associate is to efficiently and accurately perform daily warehouse tasks. Day-to-say activities include but are not limited to shipping, receiving, and put away. The Warehouse Associate will be part of a supportive warehouse team that is al ...
-
Licensed Practical Nurse
2 weeks ago
BAYADA Home Health Care Doylestown, United StatesCome for the Flexibility, Stay for the Culture · Are you feeling burned out? Craving work-life balance? · BAYADA Offers Our LPNs: · One on one care · Flexible scheduling based on your preferences · Weekly pay · Preventive Care Coverage for ALL employees (PRN included) · PTO · Sho ...
-
Office Manager
3 weeks ago
WJM Engineering, Inc. Doylestown, United StatesAt WJM Engineering, Inc., we are passionate about providing our customers with the best possible experience. When you partner with WJM Engineering to fulfill your project needs, you will work with professionals who will complete the project to the highest standards. WJM Engineeri ...
-
Property Manager
3 weeks ago
The Klein Company Doylestown, United States**Property Manager with Stellar Leasing & Marketing Abilities** · **Company Overview**: · Join our dynamic team as a Property Manager and become a vital part of our mission to maintain the integrity of our physical assets while maximizing returns. We are committed to fostering a ...
-
Environmental Services
1 week ago
Sodexo Doylestown, United StatesUnit Description: · Let your passion for people be the driver of your success at Sodexo. · We are seeking an **Environmental Services Manager** for Doylestown Hospital in **Doylestown, PA.** This is a 271 bed, acute care community hospital located in beautiful Bucks County, Penns ...
-
Student Data Specialist
1 week ago
Bucks County Intermediate Unit Doylestown, United States**/Objective**:The student data specialist is responsible for a variety of administrative functions that focus primarily on student data for Early Childhood Programs. This position is responsible for the intake, referral, and scheduling processes for early intervention children. ...
-
Case Manager
5 days ago
Doylestown Health Doylestown, United StatesJob Detail · - **Job Title**: · - Case Manager - Case Management - Casual - Variable Shifts- **Req**: · **Location**: · - Hospital- **Department**: · - Case Management- **Schedule**: · - 1 week-end day per month/ plus one holiday- · - PURPOSE OF JOB: · - Ensures collaboration amo ...
-
Marketing Associate/Specialist
4 days ago
Sagefrog Marketing Group, LLC Doylestown, United StatesMarketing Associate/Specialist · at Sagefrog · Hybrid: Remote and/or In-Office · About Sagefrog · We have a simple mission at Sagefrog: To accelerate our clients' success through brand building and integrated marketing. We're looking for a full-time Marketing Associate/Special ...
-
Psychiatry
2 weeks ago
TalentPro Doylestown, United States Full timePsychiatry physician employment in Pennsylvania : PsychiatristAdult or Adolescent (Doylestown, PA ) · Location:Doylestown, PA · Salary Open · Client is seeking a fellowship-trained child and adolescent psychiatrist. The schedule is Monday ' Friday and is day shift. The new associ ...
-
Psychiatry
3 weeks ago
TalentPro Doylestown, United States Full timePsychiatry physician job in Pennsylvania : PsychiatristAdult or Adolescent (Doylestown, PA ) · Location:Doylestown, PA · Salary Open · Client is seeking a fellowship-trained child and adolescent psychiatrist. The schedule is Monday ' Friday and is day shift. The new associate wil ...
-
Hospice/Home Health Support RN
1 week ago
Jefferson Health at Home by BAYADA Doylestown, PA, United States Full timeWhen you know Home is the future of Healthcare · Jefferson Health at Home by BAYADA was founded on the principle that healthcare gets better when people get better care at home – the place where they feel best. · We are currently recruiting for a compassionate Hospice Registere ...
-
Occupational Therapist
3 weeks ago
Foundations for Living Doylestown, United StatesResponsibilities The LifeWorks School System is currently hiring for a temporary Occupational Therapistfor the academic school year. · The LifeWorks Schools are licensed specialty therapeutic day schools for students in middle and high school effected by social, emotional, or b ...
-
Veterinarian
4 days ago
National Veterinary Associates Doylestown, United StatesJob Description · Main Street Animal Hospital is looking for a dedicated Associate Veterinarian with a passion for animals and who is eager to practice the best medicine. We are an NVA (National Veterinary Associates) member, 3 doctor practice located in beautiful Doylestown, PA. ...
-
Local Contract Speech Language Pathologist
2 weeks ago
Supplemental Health Care Doylestown, PA, United States Part timeSupplemental Health Care is seeking a local contract Speech Language Pathologist for a local contract job in Doylestown, Pennsylvania. · Job Description & Requirements · Specialty: Speech Language Pathologist · Discipline: Therapy · Start Date: ASAP · Duration: 13 weeks · Employm ...
-
Principal Licensed Site Remediation Professional
2 weeks ago
Terraphase Engineering Doylestown, United StatesJob Description · Job Description Description: Terraphase is seeking candidates for a senior-level Licensed Site Remediation Professional (LSRP). The desired individual can provide strategic and technical support on client projects and effectively support business development ef ...
-
Local Contract Speech Language Pathologist
2 weeks ago
Supplemental Health Care Doylestown, United StatesSupplemental Health Care is seeking a local contract Speech Language Pathologist for a local contract job in Doylestown, Pennsylvania. · Job Description & Requirements · Specialty: Speech Language Pathologist · Discipline: Therapy · Start Date: ASAP · Duration: 13 weeks · E ...
-
DIRECT-HIRE Leasing Consultant
2 weeks ago
Contemporary Staffing Solutions Doylestown, United StatesJob Description · Job DescriptionContemporary Staffing Solutions is seeking a Leasing Consultant to join our client in Doylestown, PA As a Leasing Consultant, you'll play a vital role in maintaining the integrity of our client's properties while maximizing returns for our owners. ...
-
Respiratory Therapist
3 weeks ago
Elderwood Doylestown, United StatesSalary · UP TO $53.00/ hour + NEW Shift Premium · Overview · $10,000 BONUS · NEW SHIFT PREMIUM FOR 12-HOUR NIGHTS (FULL-TIME & PART-TIME ELIGIBILITY): UP TO AN ADDITIONAL $5.00/HOUR ON BASE RATE · Pediatric Specialty Care (PSC) in Point Pleasant, PA has a rewarding opportunity fo ...
-
PACSES Fiscal Unit Supervisor
2 weeks ago
Bucks County Doylestown, United StatesThis website is AudioEye enabled and is being optimized for accessibility. To open the AudioEye Toolbar, press "shift + =". Some assistive technologies may require the use of a passthrough function before this keystroke. For more information, activate the button labeled Explore y ...
Registered Client Associate - Doylestown, United States - Wells Fargo
Description
About this role:
Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at
In this role, you will:
Required Qualifications:
Desired Qualifications:
Job Expectations:
Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification.
Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.This position is not eligible for Visa sponsorship.
Posting Location: 2005 S Easton, 1st Floor, Doylestown, PA 18901
Posting End Date:
10 May 2024
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.
They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.