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    Audit Manager - Charlotte, United States - Bank of America

    Bank of America
    Bank of America Charlotte, United States

    1 week ago

    Bank of America background
    Full time
    Description

    Description

    :
    Responsible for audit coverage of key areas and activities across the CFO – U.S. Centralized Regulatory Reporting organization, which includes governance, interpretation of report instructions, production and submission of OCC/FRB/FDIC U.S. regulatory reports (e.g.FR Y-14,FR Y-9C,FFIEC 009, FR Y-15, FFIEC 031), and substantive end-to-end testing of data from the reports through data transformations to data capture. The role also has a significant focus on leading testing around data capture and data usage.

    Responsibilities:

    Key Responsibilities:

  • Performs ongoing risk assessments to identify key risks impacting regulatory reports and contributes to the building and maintaining the audit plan to mitigate those risks
  • Contributes to developing and enhancing the overall multi-year strategy for auditing U.S. regulatory reports and coverage of the CFO Attestation for the FR Y-14 reports
  • Performs scoping for individual regulatory report audits by risk assessing individual sub-schedules, line items, and attributes; and designing a comprehensive audit approach to execute controls testing and substantive end-to-end testing from the report to data capture
  • Leads/executes multiple regulatory reporting audits, and ensures that audit reports address key risks, are impactful, insightful, timely, error free, and concise
  • Monitors the progress of regulatory and internal audit issue validation
  • Manages a POD of associates or audit teams
  • Stays abreast of regulatory developments, emerging risks, and report/instruction changes; contributes to calibration of the plan
  • Provide technical training to the team on regulatory reporting subject matter

    • Required Skills: "Must" have these skills to be minimally qualified.

    Greater than 7 years' experience in a related role

  • BA/BS or equivalent. CPA, CIA, CISA or similar
  • Specific subject matter expertise in audit and the financial services industry.
  • Specific subject matter expertise in U.S. regulatory reporting (e.g. Y-14, Y-9C, 009, Y-15, 031) or SEC financial reporting (10K/10Q)
  • Experiencing in performing end-to-end substantive testing of data elements and transactions from a report to data capture/source documentation
  • Strong critical thinking and communication skills
  • Very organized with attention to detail
  • Ability to learn complex subject matter, understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks
  • Proven track record of executing multiple projects concurrently and delivering high quality work to meet tight deadlines
  • Ability to lead, coach, and mentor a POD of junior team members and influence their careers
  • Ability to build a strong rapport with line of business management and provide impact without impairing independence
  • Ability to draft high quality audit reports and communicate issues to line of business management
  • Strong interpersonal skills and effective communicator, both orally and in writing.

    • Desired Skills:

  • Big 4 background a plus, including in external audit or consulting
  • Experience in evaluating workflows/ systems/ data mining
  • Experience with production of U.S. Regulatory Reports

    • Shift:

    1st shift (United States of America)

    Hours Per Week:

    40
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