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US Head Of Compliance
3 weeks ago
Madison-Davis, LLC White Plains, United StatesA mid-size international commercial bank in White Plains, New York looking to bring on board a "US Head Of Compliance" to join their team. They are currently in office (2-3 days a week). · Responsibilities: · • Responsible for administering, maintaining, coordinating and monitori ...
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US Head Of Compliance
2 weeks ago
Madison-Davis, LLC White Plains, United StatesA mid-size international commercial bank in White Plains, New York looking to bring on board a "US Head Of Compliance" to join their team. They are currently in office (2-3 days a week). · Responsibilities: · • Responsible for administering, maintaining, coordinating and monitor ...
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US Head Of Compliance
3 weeks ago
Madison-Davis, LLC White Plains, United StatesA mid-size international commercial bank in White Plains, New York looking to bring on board a 'US Head Of Compliance' to join their team. They are currently in office (2-3 days a week). · Responsibilities: · Responsible for administering, maintaining, coordinating and monitori ...
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Head of The Portfolio Guideline Compliance Group
3 weeks ago
Neuberger Berman New York, United StatesNeuberger Berman is an independent, employee-owned, global asset management firm, serving the financial needs of institutional and individual investors worldwide. Our broad capabilities include traditional and alternative equity and fixed income strategies, private equity and com ...
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Head of Risk and Compliance, Leadership Program
2 weeks ago
Google New York, United States**Minimum qualifications**: · - Bachelor's degree or equivalent practical experience. · - 10 years of experience in program or project management, specific to Risk, Compliance, and Security. · - 7 years of experience in a leadership role. · - Experience with audit compliance, ris ...
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Head of Compliance
1 week ago
Volvo Car Corporation Mahwah, United StatesLet's create the future together. · At Volvo Cars, we believe that being curious and truly committed to understanding people is the key to future success. We are people who care about other people, working together to create new technologies and innovations for safe, sustainable ...
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Head of Employee Compliance
1 week ago
Sumitomo Mitsui Banking Corporation New York, United StatesHead of Employee Compliance - Director · Job Level: Director · Job Function: Governance & Assurance · Location: · New York, NY, US, 10172 · Employment Type: Full Time · Requisition ID: 1795 · SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-y ...
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US Head of Compliance
3 weeks ago
Inshur New York, United StatesWould you like to work somewhere that's stimulating and friendly with countless opportunities for growth and plenty of freedom to make a real impact? This could be the place for you · We are looking for a US Head of Compliance, to join us at INSHUR. You'll be working on re-invent ...
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Head of AML and Compliance
1 week ago
ACE Money Transfer New York, United StatesJob Description · As the Head of AML and Compliance, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and internal policies related to money laundering, terrorist financing, and other financial crimes. You will handle all r ...
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Head of Retail Compliance
2 weeks ago
BitGo, Inc. New York, United StatesBitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. Founded in 2013, BitGo pioneered the multi-signature wallet and is the first digital asset company to focus exclusively on serving instituti ...
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Head of Retail Compliance
4 days ago
BitGo, Inc. New York, United StatesBitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. Founded in 2013, BitGo pioneered the multi-signature wallet and is the first digital asset company to focus exclusively on serving instituti ...
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Head of AML and Compliance
1 week ago
ACE Money Transfer New York, United StatesJob Description · As the Head of AML and Compliance, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and internal policies related to money laundering, terrorist financing, and other financial crimes. You will handle all r ...
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US Head of Compliance
3 weeks ago
INSHUR New York, United StatesWould you like to work somewhere that's stimulating and friendly with countless opportunities for growth and plenty of freedom to make a real impact? This could be the place for you · We are looking for a US Head of Compliance, to join us at INSHUR. You'll be working on re-inven ...
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Head of AML and Compliance
1 week ago
ACE Money Transfer New York, United StatesJob Description · Job DescriptionJob Description · As the Head of AML and Compliance, you will be responsible for ensuring that our company complies with all relevant regulatory requirements and internal policies related to money laundering, terrorist financing, and other financi ...
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Head of Employee Compliance
3 weeks ago
Sumitomo Mitsui Banking Corporation New York, United StatesSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...
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Head of Product Compliance
3 hours ago
Wise New York, United States Full timeCompany Description · Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed.Whether people and businesses are sending money to another country, spending abroad, or making and receiving international paymen ...
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Head of Trade Compliance
2 days ago
OKX New York, United StatesWho We Are · At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most ...
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Head of Regulatory Compliance
2 weeks ago
Mercury New York, United StatesMercury is building a complete finance stack for startups. We work hard to create the easiest and safest banking* experience possible to simplify entrepreneurs' and business owners' financial lives. We don't take our responsibility to the financial system lightly. At Mercury regu ...
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Controller & Head of Compliance
1 day ago
Jobot Brooklyn, United StatesWant to learn more about this role and Jobot? Click our Jobot logo and follow our LinkedIn page · Job details · This Jobot Job is hosted by Hanani Carlisle · Are you a fit? Easy Apply now by clicking the "Easy Apply" button and sending us your resume. · Salary $90,000 - $130, ...
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Director of Human Resources
3 weeks ago
The Windward School White Plains, United States**DIRECTOR OF HUMAN RESOURCES** · **THE WINDWARD SCHOOL** · The Windward School, a co-educational, independent day school serving students in grades 1-9 with dyslexia and language-based learning disabilities, is seeking a Director of Human Resources to begin July 1, 2024, or earl ...
US Head Of Compliance - White Plains, United States - Madison-Davis, LLC
Description
A mid-size international commercial bank in White Plains, New York looking to bring on board a "US Head Of Compliance" to join their team. They are currently in office (2-3 days a week).
Responsibilities:
Responsible for administering, maintaining, coordinating and monitoring the Banks day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc.
Responsible for managing, administering, and enhancing all aspects of the BSA/AML/OFAC monitoring systems, including making sure that appropriate parameters are in place to identify suspicious activity. Monitoring systems include both system reporting, automated account monitoring software as well as sanction system.
Ensure that all required regulatory reporting is conducted in a timely, accurate, complete and compliant manner
Maintain an effective CDD/EDD risk rating and monitoring program to include initial and ongoing assessments, and review and analysis of unusual/suspicious account activity.
Act as a liaison for State and Federal examinations and internal and external independent audits of the Banks BSA/AML/OFAC compliance programs
Responsible for responding to exam and audit findings and overseeing the corrective action of any related compliance deficiencies or violations.
Responsible for maintaining and updating the BSA/AML/OFAC policies and procedures and seeking approval by the CCO and the board of directors