- Oversee the filing of the necessary documents including financial statements for Reg A offering with the SEC
- Will hold a regulatory leadership role in a Reg A Series LLC & Broker-Dealer Company.
- Identify relevant regulatory requirements regarding an issuance of music asset via Reg A.
- Lead-in-depth analysis of variances in Regulatory filing, incorporating the understanding of accounting and regulatory issues and their impact, and present the financial results to Senior
- Management and US Regulatory Agencies
- Manage regulatory notifications, comment letters, and other communications as required.
- Handle day-to-day regulatory and financial communications with counterparties.
- Partner with Product Stakeholders as a financial domain expert to ensure necessary obligations as security offering company and ensure appropriate documentation, including updating policies and procedures as needed.
- Accurate and timely reporting information to Senior management, the Business Unit and externally to Regulatory bodies.
- Act as the lead contact on questions related to rules and regulations of the SEC/FINRA and other regulatory.
- Oversee relevant security laws, regulations, and industry standards to ensure the company's operations are compliant.
- Direct prior experience with financial services regulators (including FINRA and the SEC)
- Prior experience with capital market or issuance of security
- Ability to understand the business needs and partner with the business and control partners to create pragmatic solutions.
- Excellent verbal and written communication skills
- Strong organizational and project management skills, ability to work independently, manage complex projects and multitasks successfully in fast-paced and complex business environment.
- Ability to develop, foster and maintain effective working relationships with diverse group of people within the organization as well as with external stakeholders.
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Head of Finance, bilingual Korean - Beverly Hills, United States - cesna
Description
Job Description
Job Description[Position]Head of Finance, bilingual Korean
[About Our Client]
Our client is a diverse group of music enthusiasts, tech-savvy innovators, creative minds, and dedicated team players. We believe that each individual talent brings our collection to new heights. Our values are centered around four core principles:
1.Passion for Music: Music is at the heart of everything we do. While technology and trends may change, our love for great artists and songwriters will remain constant.
2.Global Reach, Local Knowledge: Music is a universal language. We strive for success through communication and collaboration, and it can come from anywhere and reach everywhere.
3.Innovation and Vision: We strive to push the boundaries and create the future through insightful information and imaginative thinking.
4.Empowered by Diversity: Like the music we serve, we believe that our differences make us stronger.
Every talent can find a place to belong and grow their career.
[Job Description]
[Qualifications]
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