Jobs
>
New York City

    AML/ KYC Screening Analyst - New York, United States - Oppenheimer & Co

    Oppenheimer & Co
    Oppenheimer & Co New York, United States

    2 weeks ago

    Default job background
    Description

    Who We Are:
    Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer.

    With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.

    Job Description

    Oppenheimer & Co.

    Inc.s AML (Anti-Money Laundering) unit of the Compliance Department is offering a prime opportunity for a candidate seeking to broaden their AML capabilities and play an integral role in working to detect and investigate potential money laundering, prevent terrorist-financing, and ensure the firm is performing its requisite due diligence duties in accordance with the multitude of pertinent sanctions, laws, regulations, rules, and recommendations issued by regulators and authorities at all levels of the financial services industry.


    This position on the Screening Team, within the KYC Group (Know Your Client), is open both to entry-level candidates looking to enter the field and also to experienced AML personnel bringing knowledge and skills to supplement our team.


    Oppenheimers AML Group is an exciting place to work and offers an opportunity to work in a fast-paced environment where your work has an impact on the operations of the Firm.

    The Firm culture facilitates a collegial work/life balance where good work is recognized with the chance for advancement within the Company.


    Responsibilities:

    • Review alerts to determine false positives/positive matches for negative news, PEP (politically-exposed persons), sanctions, and internal watch-lists. Evaluate whether the alert is a false positive or a positive match.
    • Research clients and negative news subjects to obtain additional information to supplement alert dispositions.
    • Escalate positives matches to AML Management for review and action.
    • Evaluate CIP Reports and escalate issues with automated client verification to KYC Officers for manual verification.
    • Coordinate escalations and investigations between the Screening Team and other KYC teams, the Transaction Monitoring unit, and the Branches/business arms.
    • Assist AML with other due diligence obligations as needed.

    Requirements:

    • Bachelors Degree
    • Understanding/familiarity with AML core functions and obligations
    • Ability to learn quickly and manage a variety of tasks and deadlines
    • Ability to think critically, analyze situations, and provide an assessment to keep management informed

    Qualifications:

    • Entry-level experience in AML Compliance working in a financial institution (either bank or broker-dealer) a plus
    • Knowledge of financial industry fundamentals a plus
    • Functional understanding of Microsoft Excel preferred
    • Experience with RDC, LexisNexis, and Actimize a plus
    • Strong organizational skills
    • Outside the box thinker, utilizing multiple documents/sources to clear alerts
    • Works well with a team but is a self-starter, can manage individual workload, and highly detail-oriented down to individual letters in text
    • Adaptable to change as rules and regulations are always changing as well as internal policy and procedure
    • Knowledgeable of the laws applicable to money laundering, including: Bank Secrecy Act, the USA PATRIOT act, US Treasury AML guidelines, OFAC requirements
    • Certified Anti-Money Laundering Specialist (CAMS) a plus

    Compensation:


    For job postings in New York City, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role.

    This salary range is specific to the City of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.

    A reasonable estimate of the current base salary range is $55, $65,000.00 at the time of this posting. Also, certain positions are eligible for additional forms of compensation such as discretionary bonus.

    #LI-KG1
  • Standard Chartered Bank

    Transaction Screening Analyst

    3 weeks ago

    Standard Chartered Bank Newark, United States

    The Role Responsibilities · Job Role · You will be responsible for the screening of live payments messages and money transfers within high risk jurisdictions that are flagged as potential sanctions risks. You will be required to conduct in-depth investigation in order to determin ...

  • Standard Chartered

    Transaction Screening Analyst

    1 day ago

    Standard Chartered Newark, United States

    **Job**: Operations · **Primary Location**: Europe & Americas-United States-Newark · **Schedule**: Full-time · **Employee Status**: Permanent · **Posting Date**: 12/Apr/2024, 8:18:31 AM · **Unposting Date**: Ongoing · **The Role Responsibilities** · **Job Role** · You will be res ...

  • Oppenheimer & Co. Inc.

    AML/ KYC Screening Analyst

    2 weeks ago

    Oppenheimer & Co. Inc. New York, United States

    Job Description · Job DescriptionWho We Are: · Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services indust ...

  • Oppenheimer & Co. Inc.

    Aml/ Kyc Screening Analyst

    1 week ago

    Oppenheimer & Co. Inc. New York, United States

    **Who We Are**: · Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securiti ...

  • Apple Bank

    Sanctions Operation Analyst, AT

    2 weeks ago

    Apple Bank New York, United States

    Sanctions Operation Analyst, AT page is loaded · Sanctions Operation Analyst, AT · Apply · remote type · Hybrid · locations · Chanin Corporate Headquarters · time type · Full time · posted on · Posted 30+ Days Ago · job requisition id · Hybrid/Manhattan, NYSalary Rang ...

  • Experis

    Senior Compliance Analyst

    1 day ago

    Experis New York, United States

    Position: Sr. Compliance Analyst · BH ID: 316739 · Salary: $75-85K, discretionary bonus of about 5-8% · Type (Contract, Contract to Hire, Perm): Perm · Location: Midtown, NYC · (remote, hybrid, onsite): 5 days on site (9-5pm) · Our customer, a fortune 500 international banking co ...

  • Genpact

    Sanctions Business Analyst

    4 weeks ago

    Genpact New York, United States

    Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our p ...

  • Trigyn Technologies

    Business Analyst

    2 weeks ago

    Trigyn Technologies New York, United States 6-12 months (contract)

    Job Description: · Trigyn's direct government client has an immediate need for a Business Analyst in Menands, NY. · Description: · The Business Analyst will be responsible for analyzing the business processes and documenting systems while assessing the business model of the Coun ...

  • Synechron

    Fenergo Product Consultant

    5 days ago

    Synechron New Jersey, United States

    Role: Fenergo Product Consultant (Business Analyst) · Location: New Jersey/ Minneapolis, MN · Required Skills: · 5+ years working as a Business Analyst in the Banking & Financial Services industry · Good knowledge of the onboarding process, KYC, AML, Screening, and Regulations ...

  • Plona Partners

    Senior Conflicts Attorney, AmLaw10

    4 weeks ago

    Plona Partners New York, United States

    Our team has partnered with an award-winning law firm that seeks to strengthen its Conflicts Department with a senior-level resource. The ideal candidate would oversee the review, identification, analysis, and resolution of potential conflicts issues concerning clients, matters, ...

  • The Arc Greater Hudson Valley, NY

    Behavior Intervention Specialist

    3 days ago

    The Arc Greater Hudson Valley, NY , NY, United States

    *The Arc Greater Hudson Valley NY is currently seeking a Full-time Behavior Intervention Specialist Locations: *Monticello, NY with potential of travel to Dutchess and Orange Counties. *Job Type: *Full-time; Monday to Friday – 37.5 Hours per week · The BIS possesses a master's de ...

  • City of New York

    Associate Investigative Analyst

    6 days ago

    City of New York New York, United States Full time

    The New York City Department of Investigation (DOI) is one of the oldest law enforcement agencies in the country with a mission of combating municipal corruption. It serves the people of New York City by acting as an independent and nonpartisan watchdog for New York City governme ...

  • Caris Life Sciences

    Analyst - Corporate Development

    2 weeks ago

    Caris Life Sciences New York, United States Full time

    Position Summary · The Analyst – Corporate Development will support the Vice Chairman and the Corporate Development team in the following: (i) Identification and relationship development with institutional investors, (ii) planning and organization of investor meetings and roadsh ...

  • Pasona N A, Inc.

    Equity Analyst

    4 weeks ago

    Pasona N A, Inc. New York, United States

    Japanese global asset management company, NYC branch seeks Equity AVP, Assistant Director/ Private Analyst. This individual will be responsible for analyzing new investment opportunities, monitoring funds, and managing disclosure activities to aid in the selection and evaluation ...

  • Brookfield Properties

    Analyst/Associate, Finance

    2 weeks ago

    Brookfield Properties New York, United States Full time

    Job Description · We Are Brookfield Properties: · We are seeking an Analyst or Associate to join the finance team at Brookfield Properties U.S. Office Division in New York, NY. In this role, you will play a key part in inspiring change and continual improvement. If you are comm ...

  • Brookfield Properties

    Revenue Control

    2 weeks ago

    Brookfield Properties New York, United States Full time

    Job Description · Position Summary · The RCC Analyst ensures that the revenue collection move-out process is optimized to ensure efficient execution for the sites and collections team. Responsible for analyzing metrics to identify compliance gaps, develop and deliver training, a ...

  • CACI

    Litigation Support Analyst

    1 week ago

    CACI New York, United States

    Litigation Support Analyst (DMA II)Job Category: Service Contract ActTime Type: Full timeMinimum Clearance Required to Start: DOJ MBIEmployee Type: RegularPercentage of Travel Required: Up to 10%Type of Travel: Local* * * · What You'll Get to Do: · Performs moderately complex lit ...

  • S&P Global

    Senior Associate, Investment Management

    4 weeks ago

    S&P Global New York, United States Full time

    About the Role · : Grade Level (for internal use): · 08 The Role: The Senior Associate for Investment Management understands the daily workflow of investment management clients and helps utilize S&P Global Market Intelligence products more effectively and efficiently. · The ...

  • FSA

    Data Analyst Supporting the US Attorney's Office

    6 days ago

    FSA New York, United States Full time

    Be a part of the nationwide law enforcement initiative that removes the tools of crime from criminal organizations, depriving wrongdoers of proceeds from their crime and impacting the infrastructure of criminal enterprises. · FSA Federal (FSA) is focused on delivering unsurpasse ...

  • Catholic Charities Brooklyn and Queens

    Program Evaluator; 4218-201-A

    2 weeks ago

    Catholic Charities Brooklyn and Queens New York, United States

    Program Evaluator; A · 1623 Flatbush Ave, Brooklyn, NY 11210, USA Req #4031 Friday, May 24, 2024 Program Evaluator · Flatbush, NY 11210 · When you join the CCBQ Team, you will have an impact on the lives of many. For over 125 years, Catholic Charities Brooklyn and Queens has ...