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    Compliance Analyst - Austin, United States - Techworkers

    Techworkers
    Techworkers Austin, United States

    1 week ago

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    Description

    The role:

    The Anti-Money Laundering (AML) Compliance Analyst performs various investigation assignments related to regulatory initiatives pursuant to the Bank Secrecy Act (BSA), USA PATRIOT Act, Money Laundering, Suspicious Transactions and High-Risk Activities. This position is critical to protecting the Company from legal and regulatory risks, as well as reputational and franchise risks. This is a non-supervisory position that has the option of being hybrid in Austin, TX.

    What Youll Do:

    • Perform case investigations using various sources, systems and reports for suspicious activity related to money laundering, terrorist financing, identity theft and other criminal activities
    • Identify unusual customer transaction patterns indicative of suspicious activity; investigate inappropriate and/or fraudulent activity; conduct enhanced due diligence on high-risk customers; escalate issues as warranted to management; maintain thorough documentation of compliance with all BSA/AML/OFAC requirements; and continuously work to understand and mitigate risk and losses.
    • Interview customers, relationship managers and business partners during case investigations;
    • Collect appropriate documentation to evaluate and recommend the submission of suspicious activity reports (SARs) and/or bank referrals;
    • Prepare well-written Suspicious Activity Reports (SARs) on suspect transactions;
    • Run queries and analyze transaction data against customer profiles;
    • Performing enhanced due diligence on load exception requests and high-risk customers;
    • Interact with AML systems to document case investigations;
    • Work closely with the AML and Fraud teams to make recommendations, identify trends and evaluate card activity risks.

    Experience Were Looking For:

    • Bachelors degree with a minimum of 1 to 3 years specific BSA/AML investigation experience preferred, but not required. A bachelors degree in a subject that shows writing, research, critical thinking and analysis skills will be accepted in lieu of experience. CAMS or CFE a plus.
    • Excellent written and verbal communication skills.
    • Intermediate Excel skills required.
    • Strong analytical, critical thinking and problem-solving abilities and able to decipher high risk attributes (transactional, geographical, product, customer type, etc.)
    • Must be dedicated and focused with demonstrated ability to effectively analyze data from multiple sources in multiple formats from various sources and core processing systems.
    • Excellent communication skills, organizational skills and attention to detail.
    • Ability to work independently; take initiative; and be able to adapt to change.
    • Quick learner able to readily understand regulatory compliance, financial concepts and issues, exercise sound judgment and observe the highest degree of confidentiality.
    • Adept at multitasking and meeting deadlines in a high-pressure environment.
    • Results oriented team player with strong initiative and flexibility.
    • Ability to thrive in a production-based environment.
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