- Manage Financial Institution team, including monitoring and providing client support to regulatory compliance testing and evaluation processes as well as training and evaluating performance of the team
- Be the lead person for the firm in the ongoing development of overall Internal Audit/ Compliance process and procedures, including identifying areas for improvement and efficiency and build consensus to initiate the necessary changes to put them into practice
- Perform compliance risk assessment and testing relative to the compliance with banking laws and regulations for our financial institution client companies
- Analyze data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, compliance with laws, government regulations, and management policies or procedures
- Identify, develop, and document audit issues and recommendations using independent judgment concerning areas being reviewed
- Communicate or assist in communicating the results of audit and consulting projects via written reports and verbal presentations to management and the Board of Directors
- Develop and maintain productive client and staff relationships through individual contacts and group meetings
- Pursue professional development opportunities, including external and internal training and professional association memberships, and share information gained with co-workers
- Represent Financial Institution team on organizational project teams and at management meetings
- Assist firm management in securing new internal audit/ compliance clients
- Assist with loan review engagements, including performing credit quality reviews and documentation reviews
- Some travel required
- Bachelor degree in finance, accounting or related field from an accredited college or university
- 4-8 years of regulatory compliance testing experience with banking laws and regulations
- Ability to lead multiple projects/ manage priorities and drive each to completion
- Prior supervisory experience
- Proficient in lending compliance regulations, such as Truth in Lending (Regulation Z), the Real Estate Settlement Procedures Act (Regulation X) and Equal Credit Opportunity (Regulation B)
- Compliance testing experience with the Bank Secrecy Act and related anti-money laundering laws and regulations
- Strong knowledge of financial services organization or support, control and regulatory functions
- Regulatory Compliance Certification a plus (i.e. CRCM, ACAMS)
- Bank examiner experience a plus
- Skill in collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions
- Planning and project management skills, and capable of multi-tasking in a dynamic environment; attention to detail and follow-up
- Skill in negotiating issues and resolving problems
- Strategic thinking
- Solution orientated
- Skill in using a computer with word processing, spreadsheet and other business software to prepare reports, memos, summaries and analyses
- Skill in effective verbal and written communications, including active listening skills and skill in presenting audit findings and recommendations
- Maintain all organizational and professional ethical standards
- Able to work effectively and productively in a professional team environment
- Capable and motivated to provide our clients with excellent and timely client service
- Motivated to work as a team member and maintain harmonious working relationships with co-workers, and be able to build consensus to implement new ideas and procedures that are deemed necessary
- Be flexible and willing to work additional hours when required
-
Audit Manager
2 days ago
FORVIS Louisville, United States& Requirements · Our firm provides assurance services that go beyond the compliance function. Alongside the rest of our team, you will bring credibility to our client's financial picture, communicate information objectively and clearly, and provide insight to help clients improv ...
-
Audit Manager
3 weeks ago
LBMC Louisville, United StatesJob Description · Job DescriptionLBMC has recently expanded our footprint through the addition of our Louisville office, and we are excited to continue to add new team members and further serve clients in the greater Kentucky market through our downtown Louisville office location ...
-
Audit Manager
3 weeks ago
LBMC Louisville, United StatesJob Description · Job DescriptionOPPORTUNITY · This Audit Manager role is a great opportunity for anyone passionate about auditing and is looking to step into a highly visible role with sophisticated clients. You would be joining a family-oriented office in Nashville, Knoxville, ...
-
Internal Audit Manager
2 weeks ago
Harding Shymanski Louisville, United StatesJob Description · Job Description · Seeking an experienced Internal Auditor/Compliance Manager with 4-8 years of regulatory compliance/ supervision experience. This position entails leading and conducting regulatory compliance testing to evaluate a financial institution's overa ...
-
Managing Director of Internal Audit
2 weeks ago
Republic Bank & Trust Louisville, United States· "Republic Bank believes in the development and advancement of our associates. We offer the opportunity to learn all aspects of the company to prepare for future advancement. Come join our team for a career, not just a job"Grade 17About Republic BankRepublic Bank's values are b ...
-
Internal Audit Manager/Lead
2 weeks ago
Elevance Health Louisville, United StatesElevance Health supports a hybrid workplace model (virtual and in-office) with PulsePoint sites used for collaboration, community, and connection. This position will take part in the hybrid workforce strategy which includes virtual work and in office days 1-2 times per week.The I ...
-
Audit Manager
2 weeks ago
LBMC Louisville, United StatesLBMC has recently expanded our footprint through the addition of our Louisville office, and we are excited to continue to add new team members and further serve clients in the greater Kentucky market through our downtown Louisville office location. Our firm is aggressively opport ...
-
Managing Director of Internal Audit
2 weeks ago
Republic Bancorp, Inc. Louisville, United States"Republic Bank believes in the development and advancement of our associates. We offer the opportunity to learn all aspects of the company to prepare for future advancement. Come join our team for a career, not just a job" · Grade 17 · About Republic Bank · Republic Bank's val ...
-
Clinical denials Management And Audit
2 weeks ago
Res-Care, Inc. Louisville, United StatesOur Company · BrightSpring Health Services · Overview · Clinical Denials Management and Audit monitors, responds to, and performs the clinical denial and appeal processes across Home Health branches for all payor types striving to improve clinical documentation and minimize lost ...
-
clinical denials management and audit
2 weeks ago
BrightSpring Health Services LOUISVILLE, United StatesOur Company · BrightSpring Health Services · Overview · Clinical Denials Management and Audit monitors, responds to, and performs the clinical denial and appeal processes across Home Health branches for all payor types striving to improve clinical documentation and minimize lost ...
-
Internal Audit Manager
3 weeks ago
Harding Shymanski Louisville, United StatesJob Description · Job Description · Seeking an experienced Internal Auditor/Compliance Manager with 4-8 years of regulatory compliance/ supervision experience. This position entails leading and conducting regulatory compliance testing to evaluate a financial institution's overa ...
-
Insurance Audit Manager
4 days ago
The Ladders Louisville, United StatesCherry Bekaert is proud to have over 75 years of experience in Accounting and Advisory services. Our shared values, including uncompromising integrity, a passion for excellence and mutual respect have helped us get here. If these values align with yours, we'd like to hear from yo ...
-
Managing Director of Internal Audit
2 weeks ago
Republic Bancorp, Inc. Louisville, United States"Republic Bank believes in the development and advancement of our associates. We offer the opportunity to learn all aspects of the company to prepare for future advancement. Come join our team for a career, not just a job" · Grade 17 · About Republic Bank · Republic Bank's val ...
-
AVP Internal Audit
2 weeks ago
CLevelCrossing Louisville, United States· The Associate Vice President (AVP), Internal Audit reports directly to the VP of Internal Audit determining the proper accountability of assets and adding value to the business. · Responsibilities · The Associate Vice President (AVP), Internal Audit reports directly to the V ...
-
Intern Audit Summer 2025
23 hours ago
FORVIS Louisville, United StatesRequisition Number2226850 Description & Requirements · As an intern at Forvis Mazars, you will gain valuable experience that may help you decide whether you want to start your career in audit or tax, or even whether public accounting is right for you. You will work on client eng ...
-
Intern Audit Summer 2025
2 weeks ago
FORVIS Louisville, United StatesRequisition Number2226850 Description & Requirements · As an intern at FORVIS, you will gain valuable experience that may help you decide whether you want to start your career in audit or tax, or even whether public accounting is right for you. You will work on client engagement ...
-
Internal Auditor
2 weeks ago
Texas Roadhouse Strathmoor Village, United States contractWant to love your job? We're hiring at the Texas Roadhouse Support Center Flexibility, teamwork, and fun are some of the reasons our employees are proud to be Roadies. Apply today and join our team · We offer a comprehensive total rewards package on the first day of the month fol ...
-
IT Compliance Analyst
5 days ago
Ingenium Talent Louisville, United States***At this time, Ingenium Talent is not able to work with any third-party organizations or Corp-to-Corp partners. Qualified candidates must be eligible to work in the United States without sponsorship requirements*** · Ingenium Talent is working with a Louisville-area client in t ...
-
Clinical Coding
6 days ago
BrightSpring Health Services Louisville, United States Full timeOverview · The Clinical Coding and Audit Specialist monitors, responds and performs the clinical coding and audit support required to ensure timely processing of all episodes of care. Reviews documentation for appeals processes across the Home Health enterprise for all payor typ ...
-
Ambulatory Pharmacy Compliance Coordinator
2 weeks ago
Baptist Health System KY & IN Louisville, United States Full timeDescription · : Engages in personal development to stay updated with pharmacy trends related to role and practice setting. · Supports the development of compliance strategy and provides ongoing monitoring to minimize risk for the health system. · Assists in data collection and p ...
Internal Audit Manager - Louisville, United States - Harding Shymanski
Description
Job Description
Job DescriptionSeeking an experienced Internal Auditor/Compliance Manager with 4-8 years of regulatory compliance/ supervision experience. This position entails leading and conducting regulatory compliance testing to evaluate a financial institution's overall regulatory compliance. This full-time position, offers challenging assignments, excellent salary, and a generous benefits package. The Internal Auditor/Compliance Manager can work for the Evansville or Louisville office.
Responsibilities:
Skills/ Qualifications: