Jobs
>
New York City

    Sanctions Compliance Analyst - New York, United States - BBVA

    Default job background
    Banking / Loans
    Description

    General Summary:

    The Sanctions Analyst is responsible for supporting the BBVA New York Branch's Sanctions

    Program and will directly report to the Sanctions Program Manager. The individual will perform

    daily Sanctions screening activities to ensure transactions and parties are screened in

    accordance with the BBVA New York Branch's Sanctions program thoroughly and within the

    timeframes required by the regulators and internal policy.

    Primary Duties and Responsibilities:

    ● Responsible for the live monitoring of payments and messages via the banks OFAC filtering system to ensure all transactions are in compliance with OFAC regulations and AML policies.

    ● Block, reject, and report transactions to OFAC as needed.

    ● Perform quality assurance testing for payments, messages, and OFAC stripping reviews for potential manipulation of transaction details.

    ● Perform quality assurance checks and validations of OFAC filtering systems to ensure

    systems are compliant per periodic release of OFAC SDN updates.

    ● Review escalations from the Client Onboarding team pertaining to new and existing

    Counterparty relationships with respect to potential OFAC hits, negative news, and PEP hits.

    ● Provide guidance and advisory on OFAC matters to other associates/analysts within the group and other business units.

    ● Develop and deliver Sanctions related training as needed.

    ● Update OFAC logs and other items as needed.

    ● Participate in user acceptance testing of new tools to measure the systems efficiency prior to production.

    ● Participate in Ad-hoc management requests with relation to Global Sanctions.

    ● Stay abreast with new laws and regulations that involve Global Sanctions Compliance.

    ● Other duties assigned by management, including supporting other BSA Department areas as needs arise (e.g., Investigate alerted transactions for AML/Sanctions risks and provide guidance on SAR filings as needed.)

    Qualifications/ Skills:

    ● Bachelor's Degree required. Knowledge of BSA/AML and OFAC rules and regulations.

    ● Must have at least 2+ years of Sanctions related experience.

    ● Must be a team player for real-time coverage of functions on a consistent basis.

    ● Must be able to interface with Senior Management and exhibit a high level of professionalism.

    ● Experience in conducting complex investigations/escalations and performing research using resources such as LexisNexis and World-Check.

    ● Will be expected to prepare reports, utilize and leverage tools such as Excel, Word, PowerPoint, etc.

    ● Ability to work together with other teams and departments to complete tasks as needed.

    ● Ability to follow internal policies and procedures.

    ● Oral, written, and analytical abilities are crucial.

    ● Must be a motivated self-starter willing and be able to learn and hone new skill sets, be detail oriented, and work under pressure with multiple deadlines.

    ● Active Certified Anti-Money Laundering Specialist (CAMS) designation (preferred) or ability to acquire within 180 days of hire.

    ● Ability to read, write, and speak Spanish is highly desirable.

    ● Expected daily work schedule is 9:00 AM to 6:00 PM with occasional flexible hours as needed by management.

    With respect to this position in our New York Office, the expected base salary ranges from $90,000-$100,000. It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

    Employment eligibility to work with BBVA in the U.S. is required as the company will not pursue visa sponsorship for these positions

    All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

    NOTE: THIS POSTING IS FOR INDICATION OF INTEREST ONLY. PLEASE VISIT THE BBVA CAREERS PAGE FOR MOST UP TO DATE POSTINGS.


  • Insight Global

    Compliance Analyst

    2 weeks ago


    Insight Global New York, United States

    Required Skills & Experience · Bachelors Degree · 1-2 years of industry experience · Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940 · Strong interview, presentation, written and verbal c ...

  • The Goodkind Group, LLC

    Compliance Analyst

    1 week ago


    The Goodkind Group, LLC New York, United States

    Reporting directly to the SVP, Deputy Chief Compliance Officer, the Compliance Analyst will assist with the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party cap ...

  • City of New York

    compliance analyst

    1 week ago


    City of New York New York, United States Full time

    PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. · The DSS Accountability Office's ORCA is charged with working closely with internal and external partners to ensure that DHS facilities, direc ...

  • Atlantic Group

    Compliance Analyst

    2 weeks ago


    Atlantic Group New York, United States

    Location: New York, NY · Type: Perm (Contingency) · Job #37698 · Salary: $100,000 · Job Overview - Compliance Analyst: · A prestigious private equity firm based in New York City is seeking a dedicated and experienced Compliance Analyst. This role involves working closely wit ...

  • Millennium Management Corp

    Compliance Analyst

    5 days ago


    Millennium Management Corp New York, United States

    Compliance Analyst · The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of a ...

  • City of New York

    compliance analyst

    2 days ago


    City of New York New York, United States

    Company Description · Job Description · PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR · The DSS Accountability Office's ORCA is charged with working closely with internal and external partners t ...

  • Atlantic Group - New York

    Compliance Analyst

    1 day ago


    Atlantic Group - New York New York, United States

    Job Description · Job DescriptionThe Atlantic Group has partnered with a large investment firm in the Manhattan area. They have an immediate need for a Compliance Analyst to join their team. This position is a full-time contract role with the opportunity to become permanent based ...

  • The Execu|Search Group

    Compliance Analyst

    1 week ago


    The Execu|Search Group New York, United States

    A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory require ...

  • Franklin Resources

    Compliance Analyst

    3 weeks ago


    Franklin Resources New York, United States

    At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make p ...

  • Phaxis

    Compliance Analyst

    1 week ago


    Phaxis New York, United States

    COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM · Base Salary is $100K to $120K (based upon candidate and experience) · Year-end Bonus; and Excellent Benefits · Solidly established Global FinTech Firm is looking for an experienced individual to work closely with its Team of Attorney ...

  • Galaxy Digital

    Compliance Analyst

    1 week ago


    Galaxy Digital New York, United States

    Who You Are: · The Compliance Analyst will be responsible for implementing the firm's compliance policies related to the review and approval of marketing materials relating to Galaxy Digital. The Compliance Analyst will also be asked to help review marketing materials for Galaxy ...

  • Trevose Partners Limited

    Compliance Analyst

    3 days ago


    Trevose Partners Limited New York, United States

    Our Client, A Top-Tier Hedge Fund is looking to bring on a Compliance Analyst to join their team here in NYC · Job Summary: We are seeking a meticulous and detail-oriented Compliance Analyst to join our compliance team. The ideal candidate will play a crucial role in ensuring th ...

  • Manpower Group Inc.

    Compliance Analyst

    1 day ago


    Manpower Group Inc. New York, United States

    Compliance Analyst · $75-85K (+ 5-8% bonus) · Location: NY, NY 10001 · ***onsite 5 days (9-5pm) · We are seeking a Sr. Compliance Analyst to join our clients Compliance team. · Responsibilities: · Organizing, executing, processing and reporting of assigned roles to facilita ...

  • Apollo Inc

    Compliance Analyst

    2 weeks ago


    Apollo Inc New York, United States

    Position Overview · Apollo is seeking a Compliance Analyst to join its growing global team of professionals who are focused on operationalizing Apollo's strategic compliance program. The Compliance Analyst will be a part of the investment compliance team and will primarily focus ...

  • Engineers Gate

    Compliance Analyst

    5 days ago


    Engineers Gate New York, United States

    About the Role · Engineers Gate (EG) is a leading quantitative investment company focused on computer-driven trading in global financial markets. We are a team of researchers, engineers, and financial industry professionals using sophisticated statistical models to analyze data ...

  • Public Health Solutions

    Compliance Analyst

    3 weeks ago


    Public Health Solutions New York, United States

    Company Overview: · Health disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in achieving optimal health and building pathways to reach their potential. As ...

  • Public Health Solutions

    Compliance Analyst

    2 days ago


    Public Health Solutions New York, United States

    Job Description · Job DescriptionCompany Overview: · Health disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in achieving optimal health and building pathw ...

  • Paga

    Compliance Analyst

    1 week ago


    Paga New York, United States

    Job Description · Job DescriptionSalary: · SUMMARY · The role is responsible for ensuring that all corporate processes and procedures comply with the law. He/She will be responsible for developing, reviewing, and updating compliance policies and procedures in line with ever-evol ...

  • Public Health Solutions

    Compliance Analyst

    1 week ago


    Public Health Solutions New York, United States

    Company Overview: · Health disparities among New Yorkers are large, persistent and increasing. Public Health Solutions (PHS) exists to change that trajectory and support New Yorkers and their families in achieving optimal health and building pathways to reach their potential. As ...

  • Experis

    Compliance Analyst

    3 days ago


    Experis New York, United States Full time

    Compliance Analyst · $75-85K (+ 5-8% bonus) · Location: NY, NY 10001 · ***onsite 5 days (9-5pm) · We are seeking a Sr. Compliance Analyst to join our clients Compliance team. · Responsibilities: · • Organizing, executing, processing and reporting of assigned roles to facilitat ...