Richard Williams

I have over 27 years experience dealing with “C” Suite Executives on Wall Street. and I now look to leverage my broad financial knowledge base to the Wealth Management space.   I truly enjoy complex challenges and helping investors, clients in solving problems.    This is a very complex tapestry we have before us here in 2023.    I am A Registered Representative with a Broker Dealer but I feel Wealth Management / Asset Management is the way to go 

As mentioned previously , I have over 27 years of experience working on Wall Street with “C” Suite Executives taking assignments for the hire of global heads of trading,  fixed income trading,  equity derivatives trading,  “Black Box” trading,  investment bankers,  Sales Origination professionals,  etc
Most of these people were in Front Office of the Broker Dealers   I now look forward to transitioning into Wealth Management so I can better advise investors and clients in a very tenuous economic environment.      When Facebook, and Microsoft lose market share – you know you are facing very challenging  times.    On the positive side .we will be fine on the other side. 

My Education far surpasses what can be learned in a university for the rare exception of the London School of Economics which does or did have a “Derivatives Class taught be a French  National .   The Wharton School has proven to be OK , but actually Wall Street is 10 years ahead of Academia .  I took undergrad classes and wound up teaching my professor about some sophisticated investment products he had never heard of    lol   So I have learned from years of being taught by some reknown traders and Quants (  mathematical personnel who feed statistics and mathematical formulas for traders as a guide to monitor market behavior ) .   nobody can predict market trends , but in the past some ”Chartists"  have come close.    So I have been fortunate in learning from the Traders and Quants,  Structured Products people that I have placed.