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BD Compliance Associates lnc

BD Compliance Associates lnc

Mark

Accounting / Finance

Norcross, City of Norcross, Grant

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About BD Compliance Associates lnc:

B/D Compliance Associates, Inc. (BDCA) provides broker/dealer and registered investment advisor regulatory compliance consulting to both existing and start-up operations. Founded by Carrie Wisniewski in 1994, a former FINRA Senior Examiner, the associates of our firm all have practical street experience, and some also have direct regulatory experience.

Experience

B/D Compliance Associates, Inc. (BDCA) provides broker/dealer and registered investment advisor regulatory compliance consulting to both existing and start-up operations. Founded by Carrie Wisniewski in 1994, a former FINRA Senior Examiner, the associates of our firm all have practical street experience, and some also have direct regulatory experience.

Education

BD Compliance Associates is a consulting firm for broker/dealer and investment advisors Serving both existing and start-up operations. Learn more....

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