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Woodridge
Andrew Schuster

Andrew Schuster

SEC Compliance Expert

Upper Management / Consulting

Woodridge, Township of Lisle, DuPage

Social

Services offered

Seasoned regulatory compliance expert with 27+ years at the U.S. Securities and Exchange
Commission (SEC), specializing in examinations of SEC-registered investment advisers,
investment companies, hedge funds, and private equity firms. Adept at evaluating and enhancing
compliance frameworks, interpreting SEC regulations, managing cross-functional teams,
and collaborating with senior management and legal counsel. Now seeking to leverage deep
regulatory knowledge in a senior leadership role supporting a dynamic investment adviser or consulting environment.

Exam manager
Regulatory compliance expert
Securities compliance examiner
Branch chief
Approximate rate: USD$ 200 per hour

Experience

27 + years of experience at the SEC as a Securities Compliance Examiner, Branch Chief, and Exam Manager. 

Education

Bachelor of Arts, Finance, University of Illinois at Urbana-Champaign

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