Andrew Clark

I am an educated and experienced compliance nerd looking to join a company where my skills will contribute to their success. 

11/20-Present AmeriSave Mortgage Corporation                                                Remote

Senior Licensing/Compliance Analyst

• Assist Loan Officers in obtaining new licenses and renewing current licenses
• Assist in onboarding new hires
• Main contact between licensed individuals and state regulators
• Maintain records of all assigned individual licenses
• Address and clear all deficiencies
• Confirm compliance between individual and branch licenses 
• Perform other duties and projects as assigned

06/20-11/20 First Business Bank                                                                       Brookfield, WI

Senior Compliance Specialist

• Maintain a strong technical understanding of applicable banking laws, regulations, and regulatory guidance as they apply to banking products, services and processes.
• Manage the regulatory change process by maintaining timelines needed for newly promulgated or amended laws and regulations and work closely with business unit partners to ensure thorough implementation.
• Based on risk, monitor for compliance with regulations and internal policies.
• Maintain company individuals within the NMLS system

06/19-05/20 Panorama Mortgage Group                                                              Waukesha, WI

Senior Compliance Analyst

• Complete assigned internal monitoring for compliance and Ongoing HMDA reporting
• Assists with BSA/AML compliance and compliance employee training
• Assist with licensing responsibilities for the Company, Branches, and Individual Mortgage Loan Officers
• Manage Data within national database and on-house databases, spreadsheets, and reports as necessary to ensure prompt and accurate processing of all applications
• Complete license applications and renewals for company, branch, and individuals

05/18-06/19 Fairway Independent Mortgage Corporation                                    Milwaukee, WI

Licensing Specialist/Compliance

• Assist Loan Officers with obtaining new state licenses for loan origination
• Gathers documents and completes individual loan officer license and/or transfer applications, individual branch addition applications and any license amendments, including branch address changes and individual loan officer name and/or address changes. Submits license applications to appropriate licensing agency
• Monitors new employee lists for new loan officer hires and notify branch managers when a loan officer or transfer application is required. Follows up with branch manager to ensure appropriate application form is submitted
• Monitors terminated employee list for any terminated loan officers for which notification of the appropriate state licensing agency is required. Notifies state licensing agency of loan officer terminations

05/16-05/18 Waukesha School District                                                              Waukesha, WI 

Educational Assistant

• At the direction of the teacher, work on academic, communication, social, and self-help skills.
• Provide necessary support to teachers in the building
• Professional communication between students and parents

08/07-05/16 West Allis West Milwaukee Recreation Dept.                                  West Allis, WI Program Coordinator

• Oversee the running of the after-school program
• Aid with academic help
• Lead groups in structured activities
• Maintain a professional relationship with child/parent

08/14-12/18 University of Wisconsin-Milwaukee B.S. Criminal Justice                Milwaukee, WI

08/19-05/22 Texas A & M University Corpus Christi    MBA                                Online