- Coordinate and engage with regulatory agencies during examinations and oversee all regulatory deliverables, ensuring the timely provision of materials.
- Effectively manage senior executive relationships (internally and externally) to mutually accountable, productive, respectful, and trusted level. (e.g., ongoing stakeholder).
- Act as a leader, developing and promoting a workplace culture that values diversity of thought, promotes integrity and creates an atmosphere that supports coaching and fosters accountability.
- Engage as a team player across peer group and in influencing the Executive Leadership Team and Management.
- Manage a team of managers and auditors and develop staff across the department; and continuously improve self and department.
- Ensure timely delivery of audit results and implement standards for reporting results to the Audit & Finance Committee.
- Maintains expertise of auditable entity portfolio and enterprise including industry trends, business risks, control frameworks, management strategy, banking/regulatory practices; and understands the business' products, systems and processes.
- Effectively partner with internal audit teams to provide subject matter expertise in joint audit execution.
- Proactively advise business on change initiatives; and act as a trusted advisor to stakeholders and related risk management functions.
- Continuously monitor the business for changes impacting the control environment and determine potential revisions required to the audit plan.
- Provide leadership and oversight of audit execution, including ongoing monitoring and internal/external (e.g., regulatory) issue validation to ensure conformance with methodology, industry standards and regulatory expectations.
- Demonstrate awareness of risks both within span of control and across the enterprise, identifying potential concerns, control issues and root cause.
- Keep abreast of significant control issues, trends, developments and hot topics for inclusion within the annual audit plan.
- Review and challenge audit scope, inclusive of key risks relevant to the areas under review, with test objectives and test programs designed to opine on the design and operating effectiveness of controls, and ensure appropriate depth of coverage
- Assign and review the staff selected for audit engagements to ensure appropriate skillsets for execution.
- Review and challenge audit staff and auditor judgment in scoping, risk and control identification, findings and observations, and documentation to ensure accuracy.
- Proactively communicate issues, articulating the relevance of root causes across audit engagements and conducting trend analysis to determine the impact across the organization.
- Demonstrate extensive understanding of key risks and controls in subject area, and review and challenge key risks and controls identified by audit staff, with the ability to execute the full life cycle of an audit, from planning to audit close.
- Perform risk assessments and analyze risk trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns, informing development of a risk-based annual audit plan.
- Manages a team of credit risk auditors in the comprehensive assessment across multiple business lines of credit actions to evaluate the quality, timeliness and appropriateness of credit risk management functions.
- Credit actions reviewed will span all industries and customer verticals, ranging from large corporate client to middle market and direct lending borrowers.
- Assessment areas include but are not limited to:
- Regulatory rating assessment/conclusions
- Internal rating (e.g., Borrower Rating/Asset Securitization Rating) assessment/conclusions
- Timeliness of Reviews
- Risk Appetite, concentration management, stress testing and management reporting.
- SLoD Effective Challenge (evidence/quality)
- Adherence to policies, procedures and guidelines.
- A Bachelor's degree, preferably in Accounting, Finance, Business Administration or related business discipline at an accredited college or university.
- Professional auditing certifications, such as the CIA, CPA, or CFSA, are highly desirable.
- Advanced degree preferred.
- Minimum of 10 years and/or equivalent of experience of internal audit and/or equivalent of experience with the financial services industry, related markets, and related regulatory agencies.
- Experience interacting and coordinating with the financial industry regulators (e.g., OCC, FRB, etc.) and responding to regulatory requests.
- Extensive leadership experience required in audit area of coverage or equivalent.
- In-depth knowledge of Internal Audit and/or risk management experience, including significant management and leadership responsibility in a role directly involved with driving change and program enhancement.
- Deep knowledge of risk assessment, audit methodology, and audit execution.
- Proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.).
- Effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of Audit, business line management, and internal/external stakeholders.
- Employ strong critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment.
- Experience interacting with Executive Committee Leadership, control function leadership, and compliance subject matter experts.
- Process oriented with a strong ability to develop appropriate program enhancing strategies.
- Proven managerial skills to successfully administer a core support and critical regulatory relationship function within a diverse organization and effectively coordinate between multiple business and support units.
- Ability to influence stakeholders and challenge the status quo, including managing conflicts and issue resolution.
- Possesses strong project management skills; preferably within internal audit functions; exhibits initiative and intuitive thinking; and demonstrates ability to meet strict deadlines.
- Relevant experience in successfully building out and managing a team.
- Ability to travel is required.
-
Audit Manager or Senior Audit Manager
1 week ago
PKF O'Connor Davies New York, United StatesOverview: · The Audit Manager or Senior Audit Manager will be part of the Financial Services Audit Team, where enthusiasm and teamwork come first. The individual will lead engagements supported by Partners and will educate, train and promote a great working environment. This ind ...
-
Audit Manager
1 week ago
Jobot New York, United StatesTop Firm -Flexible and Remote · This Jobot Job is hosted by: Jessica Hughes · Are you a fit? Easy Apply now by clicking the "Apply Now" button · and sending us your resume. · Salary: $90,000 - $300,000 per year · A bit about us: · Based in Chicago, we are a national CPA firm ...
-
Audit Manager
2 weeks ago
FORVIS New York, United States& Requirements · Our firm provides assurance services that go beyond the compliance function. Alongside the rest of our team, you will bring credibility to our client's financial picture, communicate information objectively and clearly, and provide insight to help clients improv ...
-
Audit Manager
1 week ago
Sumitomo Mitsui Banking Corporation New York, United StatesSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 ...
-
Audit Manager
20 hours ago
CPA firm San Francisco, United States PermanentRegional CPA firm seeking an Audit manager or Sr. Audit ; · This position can be FULL REMOTE or located in NY ; Responsibilities:Responsible for managing multiple auditing and accounting projects and client engagements. Responsible for planning and executing the full s ...
-
Audit Manager
1 week ago
The Wilner Group New York, United States10th June, 2024 · The Wilner Group has partnered with a Global Network of accounting firms searching for a Audit Manager to join their team. In this role you will be a part of the Healthcare Audit Team, where enthusiasm and teamwork come first. This is a full-time, on-site posit ...
-
Audit Manager
1 day ago
Spartan Placements, LLC New York, United StatesJob Description · Job DescriptionAudit Manager · Responsibilities for Audit Manager · Perform detailed reviews of financial statement audit engagements, review engagements, agreed-upon procedures engagements, outsourced accounting engagements · Assume responsibility of financial ...
-
Audit Manager
1 week ago
Tandym Group New York, United StatesA professional services firm in New York City is currently seeking an experienced Auditor, with Real Estate experience, for a great Audit Manager position. · Responsibilities: · The Audit Manager will · Oversee staff on engagement deliverables (such as financial statements, tax r ...
-
Manager, Audit
1 week ago
A-STAFFING, INC. New York, United StatesAbout the job Manager, Audit -Japanese Bilingual · ?????????????,???????????. · Job Description · Prepare audit strategy · Plan and execute audits · Set and monitor budgets · Identify and supervise staff · Guide integration of overseas resources to drive efficient executio ...
-
Audit Manager
2 weeks ago
RIT Solutions, Inc. New York, United StatesOur client, a top tier Management & Strategy Consulting firm if looking for an Audit Manager with broad experience with subject matter expertise of FRTB, particularly standard approach method and US, UK, and EU regulation. The right candidate will report directly into the Auditor ...
-
Audit Manager
2 weeks ago
Jobot New York, United StatesTop public accounting firm seeking experienced Audit Manager to join their team · This Jobot Job is hosted by: Brittany Perry · Are you a fit? Easy Apply now by clicking the "Apply Now" button · and sending us your resume. · Salary: $120,000 - $160,000 per year · A bit about ...
-
Audit Manager
1 week ago
Jobot New York, United StatesTop Firm -Flexible and Remote · The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below. · This Jobot Job is hosted by: Jessica Hughes · Are you a fit? Easy Apply now by clicking the "Apply" button and sendi ...
-
Audit Manager
3 weeks ago
Jobot New York, United StatesTop Firm -Flexible and Remote · This Jobot Job is hosted by: Jessica Hughes · Are you a fit? Easy Apply now by clicking the "Apply" button and sending us your resume. · Salary: $90,000 - $300,000 per year · A bit about us: · Based in Chicago, we are a national CPA firm offering a ...
-
audit manager
1 week ago
City of New York New York, United StatesJob Description · APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE CHANGE. · The Department of Social Services (DSS) is comprised of the administrative units of the New York City ...
-
Audit Manager
1 week ago
Anchin New York, United StatesJob Description · Job DescriptionAudit Manager – 3 times Square, New York, NY-10036 · Anchin, Block, and Anchin LLP seeks an Audit Manager in NY, NY to supervise audit supervisors, manage multiple engagements, teams, budgets, and staffing while delivering exceptional client servi ...
-
Audit Manager or Audit Sr
1 week ago
TPRG New York, United StatesJob Description · Job DescriptionLocation: NY, NJ or Remote · The Audit Manager will lead engagements supported by the Partner. · The Audit Senior will work on engagements supported by the Manager. · Responsibilities: · Responsible for managing multiple auditing and accounting p ...
-
Audit Manager
17 hours ago
UHY New York, United StatesPosition Summary · THE FOCUS IS YOU: · We are looking to add an Audit Manager to help guide and oversee our clients, in addition to supporting our internal leaders and the on-going growth in our NYC office. · As an Audit Manager, you will be responsible for overseeing and rev ...
-
Audit Manager
3 days ago
CPA firm New York, United StatesRegional CPA firm seeking an Audit manager or Sr. Audit Manager. · Increase your chances of reaching the interview stage by reading the complete job description and applying promptly. · Responsibilities: · Responsible for managing multiple auditing and accounting projects and c ...
-
Audit Manager
2 days ago
The Clearing House New York, United StatesPosition summary: Ensures successful completion of assigned audit engagements, from start to finish, inclusive of planning, fieldwork, and wrap-up activities. Depending on assigned engagement, reports to one or more member(s) of the Internal Audit senior management team. Applies ...
-
Audit Manager
19 hours ago
Spartan Placements, LLC New York, United StatesJob Description · Job DescriptionAudit Manager- On-site. Hybrid, or Remote · We understand that well-organized, accurate, timely and meaningful financial information is the key to understanding your business operations and making informed decisions. Our business advisory approach ...
Director, Senior Audit Manager - New York, United States - MUFG Bank, Ltd.
![MUFG Bank, Ltd. background](https://contents.bebee.com/companies/us/mufg-bank-ltd/background-Dp2RJ.png)
Description
Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.
Job Summary:
The Senior Credit Risk Audit Lead is a management role within the Internal Audit function and is responsible for oversight of audit's activities to evaluate and assess the effectiveness of the Bank's governance, credit risk management and control processes. This role has full responsibility for escalated decision-making, including, but not limited to, staffing, review of deliverables prepared by staff and enforcement of application of methodologies. The Senior Audit Lead provides thoughtful leadership, helps to enhance the department's risk identification, assessment methodology, audit approach and practices, and creates and executes strategies tied to departmental goals/objectives.
Management or Supervision:
Manages a team of VP and below (pre-approved exceptions may allow for Director and below).
Major Responsibilities:
MUFG Benefits Summary
The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.
We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.