internal audit manager jobs opportunities

Internal Audit Manager

Internal Audit Manager

AXA US Internal Audit team exists to help the Board and Executive Management protect the assets, reputation and sustainability of the organization by providing an independent and objective assurance activity designed to add value and improve the organisation’s operations.  It helps the organization meet its objectives by bringing a systematic, disciplined approach to challenge Executive Management and evaluate the effectiveness of risk management, control and governance processes.  The AXA US Internal Audit team reports directly to AXA Financial Audit Committee.   We are a high performing team that is serious about protecting the company and professional development. Our ideal candidate has a background in risk and control functions, is a self- starter, great collaborator and has demonstrated success working in a business partnering capacity. You should be smart, dedicated, fun and have a passion for learning.   This position provides the opportunity to learn about all the businesses and functions within AXA US and exposure to all level of management.  While the travel requirement is minimal, it also provides opportunity to interact with AXA personnel around the globe.     Core Responsibilities: • Conduct team‐oriented, risk‐based audit activities designed to identify business risks and evaluate the effectiveness of governance, risk management, and control processes. • Perform planning, scheduling and monitoring of multiple audits/projects. • Perform advanced fieldwork activities, including inquiry of clients, inspection of records and documents, and observations and re‐performance of complex control procedures.  Incorporates use of data analytics to improve effectiveness and efficiency of audit.  • Communicate audit/investigation results to senior team members and business line management, performs appropriate follow‐up tasks.  • Prepare drafts of Audit Reports, analyze basic control gaps and root causes to formulate potential remediation actions. • Participate in special projects, investigations as appropriate Basic: • 3 plus years of professional experience ideally including experience within an internal audit, risk management or compliance function at a large, global financial institution or within a Big Four public accounting firm • Bachelor’s degree is required Preferred: • Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information System Auditor (CISA), Certified Fraud Examiner or Certified Anti-Money Laundry Specialist is a plus o The financial services industry and the associated regulatory environment. o Risk and controls concepts  o Fraud investigation o Application and infrastructure controls • Understanding of control functions processes including identifying and evaluating key risks; developing and conducting audit testing; documenting work performed; and presenting findings identified. • Strong (oral and writing, including formal report writing) communication skills • Works autonomously and is objective and rigorous in his or her approach. • Strong strategic and critical thinker that must also be results oriented and pragmatic. • Challenges the status quo, explains the necessity for change and helps others to accept and implement change • Self-motivated, work well in team environment but able to also work independently.  NOTE: AXA participates in the E-Verify program.   In addition to competitive compensation and an outstanding benefits package including 401 (k) and medical programs, we offer the opportunity for continued professional development in a congenial corporate environment.   AXA is committed to providing equal employment opportunities to our employees, applicants and candidates based on individual qualifications, without regard to race, color, religion, gender, gender identity and expression, age, national origin, mental or physical disabilities, sexual orientation, veteran status, genetic information or any other class protected by federal, state and local laws.   AXA is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment, and one of the nation’s premier providers of life insurance and annuity products. The organization was established in 1859 and we are committed now more than ever to helping clients meet financial goals in all stages of their lives. One of the hallmarks of our proud heritage is providing world-class customer service. We're
Raleigh
Internal Audit Manager

Internal Audit Manager

Description   As the leading global information services company, Experian’s vision is for our people, data and technology to become a necessary part of every major consumer economy in the world. That’s an exciting challenge, and it’s one that our Global Internal Audit (GIA) professionals support with skill and passion. This is an ideal opportunity for candidates with solid internal audit experience seeking to move into a best practice internal audit function in a growing industry segment. The successful candidate will receive training and coaching in leading internal audit practices and gain diverse experience across the Experian business. They will also gain exposure to diverse types of internal audit and advisory projects covering areas such as business operations, projects, data governance, new products, information security, acquisitions and finance. Responsibilities: • Leading and supporting the planning, scoping and execution of local and global audits in compliance with GIA audit standards. • Agreeing audit observations with business management, tracking execution of agreed actions and assessing the effective mitigation of risk. • Managing relationships with senior management business partners. • Supporting the development of the rolling audit plan and performing business risk assessments. • Developing broad technical and commercial business awareness. • Contributing to GIA through professional skills, technical expertise, energy and motivation and supporting the continuous improvement of GIA audit practices. • Providing risk, control and governance consultancy to business management on strategic initiatives as experience grows. • Maintains a professional development plan to continually develop technical, interpersonal and management skills consistent with Experian’s requirements and talent management philosophy. Success Measures: • Timely delivery of the audit plan in compliance with GIA standards. • Identification and effective communication of impactful audit observations and process improvement opportunities that support business objectives. • Building effective relationships with business management and the GIA team. Qualifications   Personal Attributes: • Strong team player who works proactively with others to achieve collective goals. • Self-starter with a proactive attitude and ability to complete work with minimal supervision. • Natural curiosity with the ability to quickly learn the organization, products, processes, industry and regulatory environment. • Ability to work on multiple projects simultaneously and prioritize work load. • Strong verbal and written communication skills with the ability to sell ideas and obtain management buy-in. • Resilient and calm under pressure. • Demonstrates healthy professional skepticism while pragmatic and a creative problem solver. • Strong relationship management skills. Minimum Qualifications: • Bachelor’s degree in a related field such as Business, Accounting or Information systems • 5 plus years of relevant work experience in a corporate Internal Audit function, profession services or related industry • Working knowledge of IT application and general computer controls—experience with Oracle and Salesforce is a plus • Professional certification (CPA, CIA, CISA or CFE) • Strong understanding of auditing and IIA internal auditing standards Preferred Qualifications: • 2-4 years of experience at a public company in the financial services, information services or technology sectors or in public accounting. International work experience is a plus. • Strong project management and organizational skills • Understanding of relevant laws and regulations and industry specific experience an advantage. • Data analytics skills such as SQL or ACL an advantage.
Costa Mesa
Audit Manager

Audit Manager

Position Description: AIG's Internal Audit Group (IAG) plays a critical role in protecting the assets, reputation and sustainability of AIG. The team adds value through helping improve operations; bringing a rigorous approach to evaluating and improving the effectiveness of risk management, control and governance processes. You will be part of a large and diverse firm working within a team-oriented environment of the Internal Audit Group. You will gain a unique view of AIG, as part of planning and executing on all aspects of the audit process and risk assessment activities and will build close working relationships with business and functional leaders, colleagues across other assurance functions, and within Internal Audit. As an Audit Manager you will be a part of our Internal Audit Consumer team, reporting to an Audit Director. We are seeking a highly engaged and experienced audit professional, or equivalent industry experience, with strong competencies, both technical and interpersonal. Strong preference for individuals with knolweedge of consumer insurance products (but, not requyired): Specific responsibilities will include: • Ability to manage a team of audit professionals on multiple individual audits and projects, and be able to execute, within a global team environment, all aspects of audit activities in accordance with IAG’s Global Audit Methodology and professional standards • Assist the Director and Managing Director with annual audit planning, with proper balance of audit coverage considering the business units risk profile and other external and internal considerations, and determine staffing/resource requirements • Assist in executing the audit plan, which includes risk and control evaluation, testing, drafting of issues, and follow-up and verification of issues closure • Strong 'managerial courage' to effectively deliver difficult messages to business management and determine appropriate reporting and escalation as needed • Effective writing and oral communication/presentation skills to clearly and concisely communicate audit results or other key messages, as needed, to a variety of constituents, including senior business and audit management, and regulators • Requires some travel, mostly domestic, and ad-hoc international travel when needed Position Requirements: • 5-7+ years of relevant auditing experience, including managing others • Demonstrated hands-on approach in planning, leading and executing audits within established time budgets • Knowledge of the insurance industry helpful, but not required • In-depth knowledge of operational risk and internal audit principles • Clear and effective written and oral communication skills • Ability to have 'tough' conversations skillfully and timely • Ability to navigate within a large and complex organization • Strong project management skills with the ability manage several engagements while meeting deadlines • Willingness to support and develop others – team player attitude • Ability to identify and recommend process improvement opportunities to improve the efficiency of the department • Accountable for the success of the team • Bachelor’s degree About Us: American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today we provide a wide range of property casualty insurance, life insurance, retirement products, mortgage insurance and other financial services to customers in more than 100 countries and jurisdictions. Our diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange. Join our Talent Network at www.aig.com/talentnetwork. Additional information about AIG can be found at www.aig.com and www.aig.com/strategyupdate | YouTube: www.youtube.com/aig | Twitter: @AIGinsurance | LinkedIn: http://www.linkedin.com/company/aig. These references with additional information about AIG have been provided as a convenience, and the information contained on such websites are not incorporated by reference into this press release.
New York City
Audit Manager

Audit Manager

Position Description: Our Internal Audit Group (IAG) plays a critical role in protecting the assets, reputation and sustainability of AIG. The team adds value through helping improve operations; bringing a rigorous approach to evaluating and improving the effectiveness of risk management, control, and governance processes. AIG has an opportunity for an Audit Manager to join our team in New York City. You will support our Actuarial, Science and Modeling Group and guide audit activities. Please note: we are seeking experienced auditors, and willing to train in the specific subject matter/business. Specific responsibilities will include: • Execute and lead individual audit engagements to ensure key risks and controls are properly identified, test procedures support the audit objectives, test procedures are completed in the budgeted timeframe and work performed support the conclusions drawn. • Provide guidance and direction for team members in developing core audit skills, including walkthroughs, process documentation (narratives/ flowcharts), risk and control assessments, establishing test procedures, and issue / report writing. • Documents work performed and conclusions reached in accordance with IAG’s Global Audit Methodology. • Work closely with the audit engagement team to evaluate management’s corrective actions for audit issues for timely completion by testing control design and operating effectiveness. • Draft audit reports and effectively communicate results to key business stakeholders. • Provide honest and constructive feedback and coaching on a real time basis as well as through interim and annual performance reviews to develop team members. • Partner with other Internal Audit teams to understand and evaluate how the impact of key initiatives and processes across the firm. • Conduct meetings with key stakeholders to monitor changes in the business strategy, impact of new products, changes in the operating and systems environment and emerging risks posed to the business to support our continuous risk assessment process. • Monitor and evaluate key business metrics to identify areas of focus or opportunities for improvement. • Analyze events/data to determine root causes and inadequate controls. Position Requirements: • 5+ years of experience within internal audit • CPA, CIA or other relevant industry certification is preferred • Ability to execute audits with a minimal level of supervision • Ability to translate managerial directions into a detailed work plan • Strong interpersonal skills to establish effective working relationships with clients and colleagues • Effective writing and oral communication skills are required to clearly and concisely communicate audit results or other audit points as needed • Team player mentality; holds self-accountable for the success of the team • Insurance or Financial Services Experiences is preferred • Bachelor's Degree About Us: American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today we provide a wide range of property casualty insurance, life insurance, retirement products, mortgage insurance and other financial services to customers in more than 100 countries and jurisdictions. Our diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange. Join our Talent Network at www.aig.com/talentnetwork. Additional information about AIG can be found at www.aig.com and www.aig.com/strategyupdate | YouTube: www.youtube.com/aig | Twitter: @AIGinsurance | LinkedIn: http://www.linkedin.com/company/aig. These references with additional information about AIG have been provided as a convenience, and the information contained on such websites are not incorporated by reference into this press release.
New York City
Audit Manager - Finance

Audit Manager - Finance

Position Description: We are seeking an Internal Audit Manager to join our Finance Audit team. Your focus will be on audits within Finance Operations and Corporate Finance; specifically, Global Sourcing and Procurement, Expense Management (Corporate FP&A), and Federal Regulatory Reporting. Specific responsibilities will include: • Manage the execution of the audit plan which includes risk and control evaluation, testing, audit report issuance, work paper review, and follow-up and verification of issues closure. • Continuously update the business risk and control environment assessments for the business areas assigned, through periodic client meetings, ad-hoc walkthroughs and data analytics. • Communicate test results with the Internal Audit team and business management both verbally and through written audit reports. • Provide constructive feedback and coaching to team members. • Demonstrate a good level of relevant industry, accounting and operational knowledge, including understanding the relevance of SOX and/or regulatory implications. • Collaborate with colleagues and internal stakeholders/management to perform risk assessments and develop audit programs for validating internal controls. • Coordinate with other control functions such as Fraud Investigation team, SOX, Risk Management, Compliance, and external auditors to leverage review. • Establish effective working relationships with stakeholders and colleagues. • Involvement in multiple audits/projects, within a team environment. Position Requirements: • 8+ years audit experience and/or experience working with FP&A, accounting, treasury, or accounts payable • Experience working in the insurance industry, financial services, or risk management, preferably in Internal Audit or Public Accounting • 2+ years of experience managing others • CPA license or other relevant industry certifications is preferred • Microsoft Office (Excel, Word, PowerPoint, and ACL, Access) • Bachelor’s degree, with preference in Accounting or Finance
New York City
Audit Manager - Corporate Functions

Audit Manager - Corporate Functions

Position Description: AIG's Internal Audit Group (IAG) plays a critical role in protecting the assets, reputation and sustainability of AIG. The team adds value through helping improve operations; bringing a rigorous approach to evaluating and improving the effectiveness of risk management, control and governance processes. The successful candidate will benefit from working in a large and diverse financial services firm and within a team-oriented environment of the Internal Audit Group. The candidate will be able to have a unique view of AIG, as part of planning and executing on all aspects of the audit process and risk assessment activities and will build close working relationships with business and functional leaders, colleagues across other assurance functions, and within Internal Audit. We are seeking an Internal Audit Manager to join our Corporate Group which is located in our New York Office. Your focus will be on testing of operational audits within the Chief Operating Office; specifically, Human Resources, Administration and Communications. Specific responsibilities will include: Coordinate globally and manage the execution of the audit plan which includes risk and control evaluation, testing, audit report issuance, work paper review, and follow-up and verification of issues closure. Continuously update the business risk and control environment assessments for the business areas assigned, through periodic client meetings, ad-hoc walkthroughs and data analytics. Lead and execute risk based audits with limited supervision, including developing the audit test plan, completing the test plan, leading meetings, coaching staff auditors and reviewing audit work papers for compliance with Internal Audit methodology. Communicate test results with the Internal Audit team and business management both verbally and through written audit reports. Identify the root cause for internal control deficiencies and be able to provide suggestions for corrective action, including evaluating management action responses to address the root cause. Identify opportunities to enhance operational efficiency and effectiveness for areas under audit. Draft issues, audit reports, process narratives and other documents that require minimal editing. Identify and evaluate key risks and controls across different business processes. Able to independently execute on assignments, including planning, executing and reporting on the results of audit work, and completing work paper documentation, in accordance with the AIG Internal Audit Group’s Standard. Demonstrates a good level of relevant industry, accounting and operational knowledge, including understanding the relevance of SOX and/or regulatory implications. Collaborates with colleagues and internal stakeholders/management to perform risk assessments and develop audit programs for validating internal controls. Coordinates with other control functions such as Fraud Investigation team, SOX, Risk Management, Compliance, and external auditors to leverage review. Ability to articulate audit issues and draft audit findings in a concise manner. Establishes effective working relationships with stakeholders and colleagues. Involvement in multiple audits/projects, within a team environment Position Requirements: 6+ years of relevant auditing experience with a corporate audit department or major CPA firm. Minimum of a Bachelor’s degree with preference in Accounting. Proficiency in Microsoft Office (Excel, Word, Access and PowerPoint), knowledge of Visio is a plus. Effective time management with the ability to coordinate and prioritize competing initiatives Strong verbal and written communication skills with the ability to clearly articulate questions and responses with management Consistently meets deadlines and works additional hours where required Certified Public Accountant license or other relevant industry certifications is preferred Excellent team player. About Us: American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today we provide a wide range of property casualty insurance, life insurance, retirement products, mortgage insurance and other financial services to customers in more than 100 countries and jurisdictions. Our diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo
New York City
Senior Audit Manager

Senior Audit Manager

Position Description: AIG’s Internal Audit Group (IAG) plays a critical role in protecting the assets, reputation and sustainability of AIG. The team adds value through helping improve operations and bringing a rigorous approach to evaluating and improving the effectiveness of risk management, internal control and governance processes. We are seeking a Senior Audit Manager to join our team! You will be primarily focused on managing IAG’s program of comprehensive audit coverage for our Commercial Insurance business, which includes distribution, underwriting, claims, reinsurance, and operations processes. This position will be based in our downtown Manhattan office and reports to an Audit Director. Specific responsibilities will include: • Establish and manage relationships with key business stakeholders and oversee and lead audits for IAG • Lead the risk assessment process for assigned products and functions to support the development and management of the annual risk-based audit plan, including identifying emerging risks, recommending areas for audit and communicating risk assessment results with key business stakeholders • Closely lead individual audit engagements to ensure key risks and controls are properly identified, test procedures support the audit objectives, test procedures are completed in the budgeted time frame and work papers support the work performed and conclusions drawn. This includes integrated audits with Technology, Actuarial, Finance and Data Analytics. • Work closely with the audit engagement team throughout the audit process, to develop core audit skills, including walk throughs, process documentation (narratives/ flowcharts), risk and control assessments, establishing test procedures, issue and report writing, audit execution and project management skills • Work closely with the audit engagement team to close management’s corrective actions for audit issues within specified time frames by testing control design and operating effectiveness • Write audit reports and effectively communicate results to key business stakeholders • Provides honest and constructive feedback and coaching on a real time basis as well as through interim and annual performance reviews to develop Audit Managers, Senior Auditors and Analysts • Conduct meetings with key stakeholders to monitor changes in the business strategy, impact of new products, changes in the operating and systems environment and emerging risks posed to the business to support our continuous risk assessment process • Monitor and evaluate key business metrics to identify opportunities for improvement • Analyze events/data to determine root causes and inadequate controls • Develop and maintain an in-depth knowledge of the commercial insurance industry through continuous learning and research to identify threats to the business, emerging risks and themes and related uncertainties • Work with the key business stakeholders in a consulting role to add value and resolve critical problems Position Requirements: • 10+ years of relevant auditing experience, including managing others • Minimum of a Bachelor’s degree • Property & Casualty insurance industry knowledge preferred, but not required • CPA, CIA, CPCU, CFE or other relevant industry certifications preferred • Demonstrated hands-on approach in planning, leading and executing audits within established time budgets • Clear and effective written and oral communication skills • Ability to have “tough” conversations skillfully and timely • Ability to navigate within a large and complex organization • Strong project management skills with the ability manage several engagements while meeting deadlines • Ability to identify and recommend process improvement opportunities to improve the efficiency of the department • About Us: American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today we provide a wide range of property casualty insurance, life insurance, retirement products, mortgage insurance and other financial services to customers in more than 100 countries and jurisdictions. Our diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange. Join our Talent Network at www.aig.com/talentnetwork. Additional information about AIG can be found at www.aig.com and www.aig.com/s
New York City
Senior Audit Manager

Senior Audit Manager

Position Description: The Internal Audit Group (IAG) plays a critical role in protecting the assets, reputation and sustainability of AIG. The team adds value through helping improve operations; bringing a rigorous approach to evaluating and improving the effectiveness of risk management, control, and governance processes. AIG has an opportunity for a Senior Audit Manager to join our Actuarial and Modeling Group. We are seeking an experienced professional to manage and execute audit activities for actuarial and financial audits of various AIG entities and member companies, with specific attention on key processes in valuation, pricing, modeling, financial reporting and business strategy. This position reports to the Audit Director and is based in our downtown NYC office. Specific responsibilities will include: • Support the Audit Director in overseeing the efficient and effective execution of a dynamic and responsive global audit coverage plan in a manner consistent with high professional standards and regulatory expectations. • Assist in the risk assessment process to support the development and management of the annual risk-based audit plan including identifying emerging risks and recommending areas for audit coverage. • Manage and execute individual audit engagements to ensure key risks and controls are properly identified and designed, test procedures support the audit objectives and assess operating effectiveness of controls, and audits are completed in the budgeted timeframe. • Review workpapers to ensure documentation supports the work performed and conclusions drawn as well as comply with IAG methodology. • Compose clear and concise audit reports which includes issues that are written in accordance with IAG policies and procedures. • Collaborate with audit teams to provide for an integrated and coordinated approach to insurance risks and audit testing. • Monitor and evaluate key business metrics to identify opportunities for improvement. • Build and maintain strong working relationships internally as well as with the business. Position Requirements: • 8-10+ years of audit experience; prior internal audit experience required. • CPA, CIA or other relevant industry certification is preferred. • Demonstrated hands-on approach in planning, leading and executing audits within established time budgets. • Clear and effective written and oral communication skills. • Strong project management skills with the ability to manage several engagements while meeting deadlines. • Team player attitude – willingness to support and develop others; accountable for the success of the team. • Insurance or Financial Services Experience is Preferred. • Bachelor’s degree required, Advanced Degree Preferred. About Us: American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today we provide a wide range of property casualty insurance, life insurance, retirement products, mortgage insurance and other financial services to customers in more than 100 countries and jurisdictions. Our diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange. Join our Talent Network at www.aig.com/talentnetwork. Additional information about AIG can be found at www.aig.com and www.aig.com/strategyupdate | YouTube: www.youtube.com/aig | Twitter: @AIGinsurance | LinkedIn: http://www.linkedin.com/company/aig. These references with additional information about AIG have been provided as a convenience, and the information contained on such websites are not incorporated by reference into this press release.
New York City
Audit Manager - Finance

Audit Manager - Finance

Position Description: We are seeking an Internal Audit Manager to join our Finance Audit team. Your focus will be on audits within Finance Operations and Corporate Finance; specifically, Global Sourcing and Procurement, Expense Management (Corporate FP&A), and Federal Regulatory Reporting. Specific responsibilities will include: • Manage the execution of the audit plan which includes risk and control evaluation, testing, audit report issuance, work paper review, and follow-up and verification of issues closure. • Continuously update the business risk and control environment assessments for the business areas assigned, through periodic client meetings, ad-hoc walkthroughs and data analytics. • Communicate test results with the Internal Audit team and business management both verbally and through written audit reports. • Provide constructive feedback and coaching to team members. • Demonstrate a good level of relevant industry, accounting and operational knowledge, including understanding the relevance of SOX and/or regulatory implications. • Collaborate with colleagues and internal stakeholders/management to perform risk assessments and develop audit programs for validating internal controls. • Coordinate with other control functions such as Fraud Investigation team, SOX, Risk Management, Compliance, and external auditors to leverage review. • Establish effective working relationships with stakeholders and colleagues. • Involvement in multiple audits/projects, within a team environment. Position Requirements: • 8+ years audit experience and/or experience working with FP&A, accounting, treasury, or accounts payable • Experience working in the insurance industry, financial services, or risk management, preferably in Internal Audit or Public Accounting • 2+ years of experience managing others • CPA license or other relevant industry certifications is preferred • Microsoft Office (Excel, Word, PowerPoint, and ACL, Access) • Bachelor’s degree, with preference in Accounting or Finance About Us: American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today we provide a wide range of property casualty insurance, life insurance, retirement products, mortgage insurance and other financial services to customers in more than 100 countries and jurisdictions. Our diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange. Join our Talent Network at www.aig.com/talentnetwork. Additional information about AIG can be found at www.aig.com and www.aig.com/strategyupdate | YouTube: www.youtube.com/aig | Twitter: @AIGinsurance | LinkedIn: http://www.linkedin.com/company/aig. These references with additional information about AIG have been provided as a convenience, and the information contained on such websites are not incorporated by reference into this press release.
New York City
Senior IT Audit Manager

Senior IT Audit Manager

Position Description: AIG's Internal Audit Group (IAG) plays a critical role in protecting the assets, reputation and sustainability of AIG. The team adds value through helping improve operations; bringing a rigorous approach to evaluating and improving the effectiveness of risk management, control and governance processes. You will be part of a large and diverse firm working within a team-oriented environment of the Internal Audit Group. You will gain a unique view of AIG, as part of planning and executing on all aspects of the audit process and risk assessment activities and will build close working relationships with business and functional leaders, colleagues across other assurance functions, and within Internal Audit. We are seeking an Senior IT Audit Manager to join our IT Audit team. You will direct the timely delivery of high quality, value added assurance and audit results including assisting the Director’s development and execution of the annual internal audit plan and performs duties necessary to achieve the internal audit objectives and scope. You will be responsible for managing audit delivery for applications coverage for design and operating effectiveness of controls either as part of an Application audit, integrated audit, or functional audit. Specific responsibilities will include: • Guide a team of audit professionals, recruits staffs, develops talents, and builds an effective team to support financial/operational and infrastructure audit teams. • Oversee and drive Information Technology audit coverage (e.g., integrated, standalone, pre and post implementation and continuous risk assessment) supporting financial, operational and compliance audits across various entities (e.g., Investments, Treasury, Finance, Actuarial, Enterprise Risk Management, HR and Administration, Legal and Regulatory, Digital) in accordance with departmental, Institute of Internal Auditors Standards, and regulatory expectations (e.g., FFIEC) and requirements (e.g., FRB, FINRA). • Assure timeliness and quality of all work products (e.g., workpapers, reports, issue validation). • Maintains partnerships with senior technology stakeholders and proactively provides risk and control advisories. • Perform annual audit planning, resource allocation, and budgeting. Continuously assessing and revising the strategy and direction of audit coverage based on industry, business and technology changes. • Apply pertinent industry knowledge and subject matter expertise to assurance activities via focus on risks and associated technology controls. • Meet with regulators, internal SOX team and external auditors to discuss audit plans and opportunities for reliance. • Consistently enhance the value of department’s contributions by recommending and developing innovative approaches and solutions (including use of data analytics) within Internal Audit Group and with clients. Position Requirements: • Bachelor’s degree with a minimum 10 years of IT audit experience (e.g., application controls, IT general controls and pre-implementation) including team management experience is required. • A certified professional designation (e.g., CISA, CISSP, CIA) is required. • Strong knowledge of Finance and Accounting and understanding of associated risks are required. Actuarial and Insurance experience is a plus. • Effective communications (orally and written) and negotiation skills ranging from presentation of control issues to management to reaching agreement on action plan remediation is required. • Solid technical skills auditing applications residing on Mainframe, Windows, Unix, SQL, Oracle is required. • Programming (e.g., COBOL, Java) experience is a plus. • Knowledge of COBIT 5.0 and/or ISO9000. • Flexibility to travel to Wilton CT and Berkley Heights NJ for in person meetings as required. The position can be located in Wilton, CT; Berkley Heights, NJ; or New York, NY. About Us: American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today we provide a wide range of property casualty insurance, life insurance, retirement products, mortgage insurance and other financial services to customers in more than 100 countries and jurisdictions. Our diverse offerings include products and services that help businesses and individuals protect their assets, manage risks and provide for retirement security. AIG common stock is listed on the New York Stock Exchange and the Tokyo Stock Exchange. Join our Talent Ne
New York City
College Recruiting - Audit Intern

College Recruiting - Audit Intern

Audit Intern Through the design and completion of the Audit Plan, Audit Services provides assurance to the Audit Committee that management has developed the appropriate processes to serve our members. Audit Services operates under the following functions: Internal, Performance, Customer, Performance Guarantees and Provider Audit and Overpayment Recovery. Basic Function Under the direction of and reporting to Audit management, the Intern is responsible for the following: Assists in the examination and evaluation of the adequacy and effectiveness of internal controls and the quality of performance in carrying out assigned responsibilities. Assists in the review of the reliability and integrity of financial and operating information and the means used to identify measure, classify, and report such information. Assists in the review of the systems established to ensure compliance with those policies, plans, procedures, laws, regulations, and contracts that could have a significant impact on operations and reports Assists in the review of the means of safeguarding assets and, as appropriate, verifies the existence of such assets. Assists in the review of the operations or programs to ascertain whether results are consistent with established objectives and goals and whether the operations or programs are being carried out as planned. Assists in the gathering of necessary information to perform the audit in a professional manner and in accordance with the approved audit program. Assists in the preparation of working papers that record and summarize data on the assigned audit segment in accordance with professional standards. Assists in the recommendation of corrective actions and suggestions for improvements to operations and reductions in cost. Performs any other duties within the scope of the Internal Audit as assigned by the Lead Auditor. Comply with Corporate Integrity and Ethics policies. Maintain complete confidentiality of company related business. Keep the audit lead or manager informed of pertinent developments within areas of assigned responsibilities and perform special projects as required or requested. Job Requirements Currently pursuing a graduate or undergraduate degree in a business related field. 3.0 GPA or above. Ability to handle multiple projects and to make independent judgments. Research skills. Clear and concise verbal and written communication skills. Preferred Job Requirements Currently pursuing a graduate or undergraduate degree in Accounting, Finance or Information Systems. Knowledge in auditing concepts. Excellent written and oral communication skills. Possess critical thinking, organizational, problem solving, and analytical skills. Experience with Microsoft Word, Excel and Access.
Jacksonville
IT Internal Auditor (Internal Title: Manager/Sr. Manager/Ld. Manager)

IT Internal Auditor (Internal Title: Manager/Sr. Manager/Ld. Manager)

AXA US Internal Audit team exists to help the Board and Executive Management protect the assets, reputation and sustainability of the organization by providing an independent and objective assurance activity designed to add value and improve the organisation’s operations.  It helps the organization meet its objectives by bringing a systematic, disciplined approach to challenge Executive Management and evaluate the effectiveness of risk management, control and governance processes.  The AXA US Internal Audit team reports directly to AXA Financial Audit Committee.   We are a high performing team that is serious about protecting the company and professional development. Our ideal candidate has a background in risk and control functions, is a self- starter, great collaborator and has demonstrated success working in a business partnering capacity. You should be smart, dedicated, fun and have a passion for learning.   This position provides the opportunity to learn about all the businesses and functions within AXA US and exposure to all level of management.  While the travel requirement is minimal, it also provides opportunity to interact with AXA personnel around the globe.     Core Responsibilities: • Lead and conduct team‐oriented, risk‐based audit activities designed to identify business risks and evaluate the effectiveness of governance, risk management, and control processes. • Perform planning, scheduling and monitoring of multiple audits/projects. • Perform advanced fieldwork activities, including inquiry of clients, inspection of records and documents, and observations and re‐performance of complex control procedures.  Incorporates use of data analytics to improve effectiveness and efficiency of audit.  • Communicate audit/investigation results to senior team members and business line management, performs appropriate follow‐up tasks.  • Prepare drafts of Audit Reports, analyze basic control gaps and root causes to formulate potential remediation actions. • Participate in special projects, investigations as appropriate Basic: 4 plus years of professional experience ideally including experience within an internal audit, risk management or compliance function at a large, global financial service institution or within a Big Four public accounting firm. Life insurance industry experience is a plus Bachelor’s degree is required In-depth IT knowledge on Application Lifecycle management including security is required Thorough understanding of SDLC processes (including Waterfall and Agile frameworks)  is required Extensive work experience in ITGC and Application controls testing is required Working knowledge on IT infrastructure including OS, DB, Network, etc., is required Working knowledge on CobIT and ITIL frameworks is required SAP specialization Working knowledge of Mainframe applications/systems Working knowledge of mobile and cloud applications Preferred: • Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information System Auditor (CISA), Certified Fraud Examiner or Certified Anti-Money Laundry Specialist is a plus. Graduate degree is a plus • Knowledge of: o The financial services industry and the associated regulatory environment. o Risk and controls concepts  o Application and infrastructure controls • Understanding of control functions processes including identifying and evaluating key risks; developing and conducting audit testing; documenting work performed; and presenting findings identified. • Strong (oral and writing, including formal report writing) communication skills • Works autonomously and is objective and rigorous in his or her approach. • Strong strategic and critical thinker that must also be results oriented and pragmatic. • Challenges the status quo, explains the necessity for change and helps others to accept and implement change • Self-motivated, work well in team environment but able to also work independently.  NOTE: AXA participates in the E-Verify program.   In addition to competitive compensation and an outstanding benefits package including 401 (k) and medical programs, we offer the opportunity for continued professional development in a congenial corporate environment.   AXA is committed to providing equal employment opportunities to our employees, applicants and candidates based on individual qualifications, without regard to race, color, religion, gender, gender identity and expression, age, national origin, mental or
Raleigh
IT Audit Director

IT Audit Director

Description   Job Summary As the leading global information services company, Experian’s vision is for our people, data and technology to become a necessary part of every major consumer economy in the world. That’s an exciting challenge, and it’s one that our Global Internal Audit (GIA) professionals support with skill and passion. This is an ideal opportunity for a seasoned internal audit leader seeking to move into a best practice internal audit function in a growing industry segment. This position gives the holder a broad insight into all aspects of the Experian business, with high levels of exposure to senior management. It is regarded as a means of developing managerial talent of the future, either within the broader business or for more senior roles in the audit team.   Responsibilities: Takes a lead role in assisting the Global Head of IT Audit and Regional Head of Internal Audit (North America) in developing the annual Internal Audit activity plan. Manages ongoing relationships with the key senior stakeholders, to ensure the plan stays up to date and aligned to strategic priorities and key risks. Develops the scope of internal audit reviews and agrees them with senior management. Manages and oversees a portfolio of internal audits. Coordinates the audit process with key stakeholders, manages the activities of other internal auditors (local and overseas) assigned to the project, and reviews the quality of work performed. On occasion (on high profile or more complex audits), conducts key elements of the review. Reviews draft audit reports, and agrees the findings and proposed actions with the business owners. Present findings to senior managers of the business and the Global Internal Audit Executive management team. Manages a number of direct reports and mentors team members through candid, constructive feedback. Recruits and manages team members. Acts as the liaison with other regional audits teams, so that we act as a single audit function. Identifies and leads other ad hoc, project and investigation work as required, both within the department and across the broader organization. Acts as a champion for the concepts of internal control and risk throughout Experian. Maintains a professional development plan to improve technical, interpersonal and management skills consistent with Experian’s requirements and talent management philosophy. Takes a proactive role in driving the strategic direction of the GIA function. Involvement in strategic projects and initiatives through the provision of risk, control and governance consultancy. Provide proactive risk, control and governance counsel to business management as required. Champions initiatives that contribute to the continuous improvement of GIA methodology, processes, tools and deliverables. Reporting Lines Reports to the Regional Head of Internal Audit (North America) with a dotted line into the Global Head of IT Audit.  Qualifications   Experience 10 or more years audit experience in the financial services, technology, information services, telecoms or related sector. Experience of directly managing a team of professionals. Technical Requirements Strong understanding of auditing and IIA internal auditing standards. Strong IT infrastructure and security operations audit experience. Good knowledge of technology trends, tools and services relevant to a data based commercial environment. General computer controls (GCC) testing experience. Relevant certifications such as CISA; CISSP; ITIL; CISM Data analytics experience an advantage. Understanding of relevant laws and regulations and industry specific experience an advantage.   Other Requirements Strong team player and leader who works proactively with others to achieve collective goals. Self-starter and innovator with a proactive attitude and ability to effect change. Natural curiosity with the ability to quickly learn the organization, products, processes, industry and regulatory environment. Ability to work on multiple projects simultaneously and prioritize work load. Strong verbal and written communication skills with the ability to sell ideas and obtain management buy-in. Resilient and calm under pressure. Demonstrates healthy professional skepticism while pragmatic and a creative problem solver. Strong relationship management skills. Experience leading teams and of line management. A sound knowledge of one or more technical areas. Success Measures Timely delivery of the audit plan in compliance
Allen
Compliance Training Manager (Internal Title: Lead Manager)

Compliance Training Manager (Internal Title: Lead Manager)

The National Compliance Office (NCO) is responsible for monitoring the activities and controlling infrastructure of the company's broker/dealers, its registered investment advisors and the firm's registered representatives, in partnership with the firm's supervisory personnel, internal audit and risk management. Seeking a Compliance Professional whose duties include:  • All facets of AXA Advisors’ Firm Annual Compliance Training Program which includes the Annual Compliance Meeting and various Firm Element modules. • Working with the Chief Conflicts Officer in close coordination with AXA Advisors and AXA Distributors supervisory personnel, to manage and assist with the development, implementation and tracking of DOL mandated training programs including Conflicts identification and escalation and ethics. This will include the initial modules to prepare for Rule implementation as well as on-going annual training.  • Work with SMEs to manage and assist in the paperwork and development of legally-mandated training for FCO and senior specific training, replacement tracking and other Law Department requirements to respond to regulatory changes. • Tracking and follow-up of various mandated training programs to support the FCO. • Maintain policies and procedures manuals, including the AXA Advisors Compliance Manual. • Serve as the department’s vendor manager for the automation of the firm’s policies and procedures manuals Assist with the development and roll-out of ad-hoc compliance training courses. • Work with broker dealer compliance officers to conduct a needs analysis by reviewing trends and recommending new or enhanced training programs as issues develop.  Candidate must have excellent written and verbal communication skills, outstanding interpersonal skills, be a self-starter and leader.  Candidate must be able and willing to take charge of various projects, pull the right people in for assistance and drive the matter to successful conclusion in a timely matter.   NOTE: AXA participates in the E-Verify program.   In addition to competitive compensation and an outstanding benefits package including 401 (k) and medical programs, we offer the opportunity for continued professional development in a congenial corporate environment.   AXA is committed to providing equal employment opportunities to our employees, applicants and candidates based on individual qualifications, without regard to race, color, religion, gender, gender identity and expression, age, national origin, mental or physical disabilities, sexual orientation, veteran status, genetic information or any other class protected by federal, state and local laws.   #LI-AXA1 AXA is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment, and one of the nation’s premier providers of life insurance and annuity products. The organization was established in 1859 and we are committed now more than ever to helping clients meet financial goals in all stages of their lives. One of the hallmarks of our proud heritage is providing world-class customer service. We're always looking for smart and talented people to help us develop new and innovative ways to expand our product portfolio, reach new customers and serve well the clients already a part of the AXA family.
Raleigh