AML Compliance Analyst - Tarrytown

The Compliance Analyst is responsible for complex compliance tasks related to transaction monitoring and quality control of alert reviews and Suspicious Activity Report filings. · ...

The Senior Compliance Data Analyst serves as a professional within the Corporate Compliance Department, · responsible for advancing the administrative, technical, and analytical operations of the WMC Health Network's Compliance, · Ethics, and Integrity Program.Work collaborativel ...

Atlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, · supporting Personal Trading and Code of Ethics compliance across U.S. · operations.In this temporary role you will manage employee disclosures, · trade monitoring,and regulatory documentat ...

We are looking for a Compliance Analyst to join our team at a well-known Financial Services firm in New York. · Monitoring electronic surveillance systems to detect any activities that may violate company policies or regulatory requirements. · Investigating and escalating any non ...

+We are seeking an entry-level Compliance Support professional to assist in supervising agent activities. · +This position offers an excellent opportunity to gain hands-on experience in insurance and securities compliance within a dynamic, collaborative environment. · +Assist in ...

The D. E. Shaw group seeks an analyst to work closely with a team of attorneys and compliance professionals to help ensure the firm's business activities are conducted in strict accordance with regulatory requirements. · collaborate with compliance staff to support the firm's bus ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

We are seeking a collaborative and detail‐oriented Compliance AnalystKey responsibilities include providing support to the Compliance and Legal teamsBachelor's degree2‐4 years of experience in compliance, risk management, or a related field within the financial services industryH ...

Atlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, · supporting Personal Trading and Code of Ethics compliance across U.S operations. · ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...

An Investment Management firm seeks an experienced Compliance Analyst to follow a hybrid schedule. · ...

A Compliance Analyst is being sought by a specialized investment firm to join their Manhattan office. · Prepare and submit required regulatory filings in a timely and accurate manner. · Partner with compliance team members to support various business units on regulatory and polic ...

The FIU Analyst may also be a subject matter expert in nuanced areas of TM and responsible for training newer hires.The FIU Analyst may be tasked with the supervision and quality control of the staff's completion of alert reviews and SAR filings on a temporary basis. · ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, · supporting investment advisory compliance,surveillance, regulatory filings and policy governance.Surveillance & Monitoring: Review and analyze trade, · communications ,and empl ...

+Job summary · We are seeking a highly motivated and experienced Compliance professional to join us and support our critical Futures Commission Merchant (FCM) compliance activities, · +Responsibilities · Assist in implementing practical regulatory guidance on issues related to fu ...

We are partnering with a leading global hedge fund to recruit a Compliance Analyst to join its US compliance team. · This role offers genuine visibility into compliance decision-making at a global investment firm.Key Responsibilities · Assist with trade surveillance, market abuse ...

A Compliance Analyst will focus on surveillance and monitoring activities while collaborating closely with legal, compliance, technology, and business stakeholders to support the firm's regulatory obligations. · Analyze outputs from internal surveillance tools to identify potenti ...

We are seeking a Compliance Analyst to join our team in Midtown Manhattan. This role follows a hybrid schedule with four days in the office. · Support coordination and preparation of materials for advisory and registration initiatives involving DCMs and DCOs. · Assist with projec ...

Our client, an industry-leading investment bank, is seeking an experienced Compliance Analyst to provide immediate support to the Billing team. · ...

This position will assist in the coordination and assessment of policies programs compliance activities. · ...