Senior Compliance Manager - Dallas, TX

Only for registered members Dallas, TX, United States

4 days ago

Default job background
+Job summary
About Altruist is transforming the multi-trillion dollar wealth management industry by building an AI platform for wealth professionals. We partner with financial advisors nationwide, empowering them to grow, optimize time and resources, and deliver superior outcomes for their clients.
+Responsibilities
  • Lead key elements of Altruist's regulatory compliance programs for its FINRA-member broker-dealer and SEC-registered investment adviser
  • Serve as a strategic compliance partner on new product initiatives, setting compliance guardrails, resolving issues, and making risk-based determinations in consultation with senior stakeholders

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