Senior Associate Compliance - Charlotte

As a member of the Compliance team, the Compliance Associate will collaborate with the team to ensure that CEENTA is operating in an ethically and legally compliant manner with all laws, rules, and regulations. · A minimum of three years of experience working in healthcare, busin ...

Collaborate with the Compliance team to ensure CEENTA operates in an ethically and legally compliant manner. · ...

As a member of the Compliance team, the Compliance Associate will collaborate with the team to ensure that CEENTA is operating in an ethically and legally compliant manner with all laws, rules, and regulations. · ...

The Compliance Associate will collaborate with the Compliance team to ensure that CEENTA operates in an ethically and legally compliant manner. · ...

Description · As a member of the Compliance team, the Compliance Associate will collaborate with the team to ensure that CEENTA is operating in an ethically and legally compliant manner with all laws, rules, and regulations. · Essential Functions · Assist Compliance with examina ...

CAPTRUST seeks Senior Associate Compliance to join Compliance Team. You will work with Director of Compliance to help maintain firm's compliance program. · Testing and Audits – Coordinate and execute compliance testing. · Code of Ethics - Assist with Code compliance. · ...

We are seeking a Compliance Support Supervisor to lead a team of Compliance Analysts responsible for enhanced due diligence (EDD), transaction monitoring, and compliance controls.The successful candidate will have experience in the Compliance field and supervisory experience. · ...

We are seeking a Compliance Support Supervisor to lead a team of 10-15 Compliance Analysts responsible for enhanced due diligence (EDD), transaction monitoring, · to include preparation and filing of Suspicious Activity Reports (SAR). · ...

We are seeking a highly motivated and experienced Associate Manager to join our Compliance team. The successful candidate will be responsible for leading a team of Compliance Analysts and ensuring adherence to operational KPIs. · ...

We are seeking a Associate Manager Compliance to lead a team responsible for enhanced due diligence (EDD), transaction monitoring and preparation and filing of Suspicious Activity Reports (SAR). The candidate should have experience in the Compliance field and be able to communica ...

As a member of the Compliance team, the Compliance Associate will collaborate with the team to ensure that CEENTA is operating in an ethically and legally compliant manner with all laws, rules, and regulations. · ...

About the Role · At Equitable, we help clients secure their financial well-being so they can pursue long and fulfilling lives - a mission we've honed since 1859. · The Compliance & Controls Lead Associate plays a key role in supporting operational teams by helping ensure complian ...

What You Will Bring · Bachelor's degree preferred, but not required · Approximately 1+ years of experience in a fast-paced financial services or regulated environment preferred · Ability to quickly learn product features, systems, and transaction processes  · Ability to create or ...

We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. · We are seeking an Associate Manager for EDD Compliance within Customer Experience (CX). This role will lead a team of 10-15 Comp ...

Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, · which encourages i ...

We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. · We want someone who is eager to leave their mark on the world. · Who relishes the pressure and privilege of working with high ca ...

As a member of the Compliance team, the Compliance Associate will collaborate with the team to ensure that CEENTA is operating in an ethically and legally compliant manner with all laws rules and regulations. · ...

This role assists in maintaining compliance with ISO standards (e.g., ISO 27001), SOC 1/SOC 2 audit requirements, and third-party risk management programs. · ...

Weareseekingcandidateswhomodelourvalues:investineveryrelationship,leadwithcuriosity,championdiversesperspectives.turninputsintoactions,anduptrestruthtroughintegrity. · AdministerMoodysglobalsecuritiestradingprogram,montoringemployeetrades top preventconflictofinterestandensurespo ...

Compliance and Controls Lead Associate plays a key role in supporting operational teams by helping ensure compliance with regulatory, audit, and internal control requirements. · ...