- Lead the planning, execution, and reporting of risk-based internal audits across key areas of the bank, including lending, deposits, operations, compliance, and IT (as applicable)
- Supervise and mentor a team of auditors, providing guidance, performance feedback, and professional development support
- Ensure the audit process covers the evaluation of the effectiveness of the Bank's internal controls and risk management processes, identifying control gaps, inefficiencies, compliance with policies, procedures, as well as recommending areas for improvement
- Ascertain the audit reports prepared by third parties are of high-quality and present findings and recommendations to the Audit Committee of the Board
- Monitor the implementation of corrective actions and ensure follow-up audits are performed as needed
- Ensure audit activities are conducted in accordance with internal standards and regulatory requirements
- Collaborate with business units and support functions as well as external auditors to promote an integrated approach to risk oversight
- Stay current on industry trends, emerging risks, and regulatory developments affecting the banking sector
- Schedule, coordinate and organize all audits approved by the Audit Committee.
- Ensures compliance with regulations governing the Audit Committee.
- Engage internal and external auditors on behalf of the Audit Committee.
- Establish and implement Bank wide internal audit policies and procedures.
- Review the means of safeguarding assets and, as appropriate, verify the existence of such assets.
- Seek any information it requires from employees, all of whom are directed to cooperate with the Audit Manager's request.
- Investigate any matter brought to the Board's attention with full access to all books, records, facilities, and employees of the Bank.
- Minimum of Bachelor's degree in Business, Finance, Economics and/or related field (Master's degree preferred).
- Minimum of ten years of bank audit experience and/or financial accounting experience.
- High level of interpersonal skills.
- Strong Compliance conviction.
- Must be bilingual in both English and Spanish. Ability to fluently speak, understand, read and write both languages
- Advanced Skills with Microsoft Office
- Certified Internal Auditor certification desirable
- Partnership-Oriented
- Business Acumen/Sophistication
- Customer-Centric
- Innovative
- Regulatory & Risk Management
- Hands-On
- Accountability
- Sustainable Performance
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V.P - Audit Manager - Miami Springs - Helm Bank USA
Description
Core Functional SummaryThe Audit Manager is primarily responsible for supervising and coordinating the Bank's internal audit process, as well as maintaining the efficiency and effectiveness of the Bank's risk management audit program and internal controls and corporate governance. This leadership role is critical to providing independent, objective assurance and advisory services that support risk management, control effectiveness, and regulatory governance across the bank.
Essential Duties & Responsibilities
Responsibilities include the following; other duties may be assigned:
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IT Audit Manager
Full time Only for registered members Doral
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Audit Manager
Only for registered members Miami Lakes, FL
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Audit Manager
Only for registered members Miami
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Audit Manager
Only for registered members Miami, FL
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Audit Manager
Only for registered members Miami, FL
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Audit Manager
Only for registered members Miami, FL, United States
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Audit Account Manager
Only for registered members Coral Gables, FL
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Audit Account Manager
Only for registered members Miami, FL
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V.P - Audit Manager
Only for registered members Miami, FL, US
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Audit Managing Director
Only for registered members Miami, FL
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Audit Manager
Only for registered members Coral Springs, FL
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Audit Manager
Only for registered members Coral Springs, FL
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Internal Audit Manager
Full time Only for registered members Miami Gardens
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Manager, Global Internal Audit
Only for registered members Miami
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Audit Seniors/Supervisors/Managers
Only for registered members Miami
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Internal Audit Manager
Full time Only for registered members Weston
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Manager, Internal Audit
Only for registered members Fort Lauderdale, FL
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Financial Services Internal Audit Senior Manager
Only for registered members Miami
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Professional Coding Audit Manager CPC
Only for registered members Miami Beach
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Coding Audit Manager Professional Billing
Only for registered members Miami Beach
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Audit Manager, Assurance Services
Only for registered members Fort Lauderdale