VP, Regulatory Change - New York City Metropolitan Area

We are seeking a Regulatory Change Business Analyst / Project Manager to support an Errors & Omissions (E&O) initiative focused on identifying inaccuracies in key regulatory reporting requirements. · ...

Job summaryThis is a job to identify inaccuracies in key regulatory reporting requirements and provide analysis and support with best industry practice to mitigate future instances. · ...

A leading global financial services and wholesale banking firm is seeking a Compliance Regulatory Change Lead to support its U.S. Wholesale business. · ...

A senior-level opportunity within a Broker-Dealer Regulatory Governance & Advisory team at a global financial institution. · ...

We are seeking a seasoned Senior Business Analyst with expertise in U.S. regulatory reporting and trade surveillance to lead business analysis efforts for strategic and BAU initiatives. ...

We are looking for a Senior Director of Global Regulatory Affairs to join our team in NYC. · Lead and oversee the global regulatory strategy · ...

The Director of Compliance oversees and manages the Fund's compliance program to ensure that the organization is upholding best practices, fostering ethical behavior and maintaining standards and operates in accordance with regulatory requirements, law and policies. · <ul style= ...

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. · ...

An Equities Compliance Officer opportunity with a globally recognized financial services firm. This role supports the Equities business providing day-to-day regulatory guidance and oversight in line with U.S. securities laws and SEC/FINRA requirements. · ...

Job Description: · The role is responsible for the oversight, enhancement, and governance of the U.S. sanctions compliance framework, with a primary focus on adherence to applicable federal sanctions laws and regulatory expectations. · The successful candidate will bring deep exp ...

Our client is seeking a Regulatory Reporting Specialist to join their Manhattan office. · ...

We are seeking an experienced attorney who will provide transactional and regulatory advice with respect to our hedge fund trading and treasury functions. · ...

Leading global banking and financial services institution is seeking a Vice President of Liquidity Reporting to join its Financial Accounting & Regulatory Reporting organization. · ...

A leading global financial institution is looking for a Vice President of Volcker Compliance to support firmwide governance and oversight initiatives. · ...

We are looking for an experienced Regulatory Reporting Governance Business Analyst / SME to join our Financial Services consulting team, supporting mission-critical regulatory programs at large, multinational investment banking clients. · Analyze and interpret U.S. regulatory rep ...

This role is essential in ensuring accurate compliant reporting to federal regulators and supporting ongoing remediation efforts following recent regulatory findings. · ...

Our client is a specialized investment firm. They seek a Compliance Analyst to join their Manhattan office. · ...

Seeking an experienced Quality Assurance Senior Manager to oversee quality operations, contractor management, and compliance across our manufacturing network. This is a key role responsible for ensuring cGMP/cGTP compliance, supporting ongoing manufacturing campaigns, and enablin ...

The Regulatory Compliance Officer will provide advisory to Lines of Business on new product development and regulatory guidance. · Lead and manage regulatory exams. · Analyze existing legislation for compliance vulnerabilities. · ...

Title · : VP, Business Continuity Management · Office Status · : Hybrid – New York City · Base Salary: · $150,000 – $230,000 · Overview: · A global financial institution with a strong U.S. presence is seeking an experienced professional to strengthen its Business Continuity and O ...