- The ideal candidate will have strong knowledge of the Investment Advisors Act and relevant securities laws.
- Will provide counsel on compliance with U.S. securities and investment advisory laws, including matters arising under the Investment Advisers Act of 1940.
- Support securities law matters in international jurisdictions (UK and Singapore) as needed.
- Advise internal stakeholders on securities and investment advisory-related matters, including compliance with federal and state securities laws and policy implementation.
- J.D. qualified to practice law.
- 4+ years of relevant experience at a leading law firm and/or in-house legal department.
- Expertise in the Securities Act of 1933, Securities Exchange Act of 1934 and/or the Investment Advisors Act of 1940.
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
Santa Clara1 day ago
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
San Francisco1 day ago
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
San Jose1 day ago
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
San Francisco6 days ago
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
Alameda1 day ago
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
Fremont1 day ago
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
San Francisco Bay Area6 days ago
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
Hayward1 day ago
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About the Company · Global Investment firm is seeking an attorney to join their Legal and Compliance team. · About the Role · This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist cover ...
Sunnyvale1 day ago
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San Mateo $145,000 - $185,000 (USD)1 month ago
In house role - San Mateo - TBG | The Bachrach Group
Description
About the Company
Global Investment firm is seeking an attorney to join their Legal and Compliance team.
About the Role
This role will advise investment and client service teams on various investment advisory matters, support legal and compliance functions, and assist covering a diverse array of regulatory, corporate, fund, contract and investment legal matters across various strategies and business lines. This role will also work on various compliance matters related to the Investment Advisers Act of 1940.
Responsibilities
Qualifications
Required Skills
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In house role
TBG | The Bachrach Group- Santa Clara
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In house role
TBG | The Bachrach Group- San Francisco
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In house role
TBG | The Bachrach Group- San Jose
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In house role
Only for registered members San Francisco
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In house role
TBG | The Bachrach Group- Alameda
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In house role
TBG | The Bachrach Group- Fremont
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In house role
TBG | The Bachrach Group- San Francisco Bay Area
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In house role
TBG | The Bachrach Group- Hayward
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In house role
TBG | The Bachrach Group- Sunnyvale
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Quasi in-house role
Only for registered members San Francisco
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Program Manager, Housing
Only for registered members San Mateo
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Housing Coordinator
Only for registered members San Mateo
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Associate Director of Communications
Only for registered members San Mateo
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Maintenance Technician
Full time Only for registered members San Mateo
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Bilingual HOT Case Manager
Only for registered members San Mateo
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Maintenance Technician
Full time Only for registered members San Mateo
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Solutions Specialist
Only for registered members San Mateo
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Service Coordinator
Only for registered members San Mateo
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Service Coordinator
Only for registered members San Mateo
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Solutions Attorney
Only for registered members San Mateo