Internal Audit – Regulatory Compliance - New York, NY

We are looking for a project manager with 4 to 5 years of experience in project management and implementation of publishing systems and processes. · Manage multiple initiatives/projects simultaneously ...

This is a full-time hybrid role for a Regulatory Compliance Specialist at Carver Federal Savings Bank with some flexibility to work remotely ensuring the bank's adherence to all applicable regulatory requirements by conducting compliance reviews and preparing reports. · ...

Mastercard is seeking an experienced regulatory compliance professional to join our Global Regulatory team to lead the Americas regulatory compliance program for our cross-border account-to-account business. · ...

This position supports US Beverages Regulatory Affairs initiatives. The person in this position will interact with various Regulatory Leads to complete assigned projects.The primary focus of this position is to support graphic refreshes of the Beverages portfolio which includes t ...

This position demands a high level of accuracy, critical thinking, and independent problem-solving. The role involves analyzing complex compliance issues. · ...

This is a full-time hybrid role for a Regulatory Compliance Specialist at Carver Federal Savings Bank located in Manhattan NY with some flexibility to work remotely. · The specialist will ensure the bank's adherence to all applicable regulatory requirements by conducting complian ...

This role is responsible for providing advisory to Lines of Business and leading and managing regulatory exams. · ...

A senior-level opportunity within a Broker-Dealer Regulatory Governance & Advisory team at a global financial institution. · Provide compliance guidance and challenge to business and support teams on regulatory and compliance matters · Escalate potential conduct issues, incidents ...

We are seeking an attorney with experience with compliance and regulatory matters for an in-house opportunity. · Experience with direct lending, structured finance or alternatives · ...

This Regulatory Affairs Specialist contractor position supports US Beverages Regulatory Affairs initiatives. The person in this position will interact with various Regulatory Leads to complete assigned projects. · Support graphic refreshes of the Beverages portfolio which include ...

A Regulatory Compliance Coordinator position is currently available within the Tisch Cancer Center.The incumbent will work with investigators and the Cancer Clinical Trials Office (CCTO) infrastructure to manage cancer clinical trials for the division. · ...

A senior-level opportunity within a Broker-Dealer Regulatory Governance & Advisory team at a global financial institution. · ...

The Regulatory Compliance Officer will provide advisory to Lines of Business on new product development and regulatory guidance. · Lead and manage regulatory exams. · Analyze existing legislation for compliance vulnerabilities. · ...

Our elite global Alternative Investment Management client is seeking to recruit an experienced VP Regulatory Compliance with broad alternative investment advisory compliance experience and deep knowledge of the Investment Advisers Act and Investment Company Act. · ...

This position demands a high level of accuracy, critical thinking, and independent problem-solving, and a strong focus on quality and results. · ...

We are seeking an attorney with experience with compliance and regulatory matters for an in-house opportunity. · handling legal and compliance matters in the asset-based financing space including managing due diligence ensuring compliance and managing risk. · ...

Safeguard Airwallex's operations by managing regulatory compliance components of license authorization processes and ensuring that our regulatory compliance and integrity risk reporting obligations are maintained for all Airwallex Group entities in the US region. · The Legal, Ris ...

The Group offers a diverse range of financial services, · including banking, · leasing, · securities, · credit cards, · & consumer finance. · ...

The role of the US Compliance RICM AVP includes:Timely review and analysis of regulatory developments including regulatory changes issued by state and federal securities and prudential regulators... · 3 to 5 years' experience working for a financial services firm. · Comfortable r ...

We are seeking a contingent worker who will be responsible for supporting certain components of a Registrations program, · ...

+Develop core compliance programs and processes+Manage relationships with regulators+Assist with examinations and inquiries by regulators+ ...