Supervision Manager, Supervisory Solutions - St. Petersburg

Only for registered members St. Petersburg, United States

1 month ago

Default job background

Job summary

Manages supervision oversight ensuring adherence to firm and regulatory policies and procedures.
Monitors day-to-day activities of financial advisors and registered sales assistants to ensure compliance with internal policies and procedures external regulations.

Responsible for ensuring any identified policy violations or branch deficiencies are addressed with the branch fully remediated.

Travel to branch locations to perform required annual Branch Manager Supervisory Visits.


Lorem ipsum dolor sit amet
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.

Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.

Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
Get full access

Access all high-level positions and get the job of your dreams.



Similar jobs

  • Work in company

    Senior Advisor, Supervision- Supervisory Solutions

    Only for registered members

    Conducts supervisory oversight of RJFS branch office locations not currently staffed with a licensed and qualified branch manager to ensure adherence to firm and regulatory policies and procedures. · Bachelor's degree (B.A.) from four-year college or university, and a minimum of ...

    St. Petersburg Full time

    1 month ago

  • Work in company

    Senior Advisor, Supervision- Supervisory Solutions

    Only for registered members

    Conducts supervisory the oversight activities to ensure adherence to firm and regulatory policies and procedures through monitoring the day-to-day activities of financial advisors and branch associates. · ...

    St. Petersburg, FL

    1 month ago

  • Work in company

    Senior Manager, Fixed Income Supervision

    Only for registered members

    The Senior Manager will oversee internal reviews to ensure compliance with regulatory requirements and develop compliance policies in liaison. They will also review day-to-day trading activity and alert management for Fixed Income Sales. · Serves as a member of the Supervision te ...

    St. Petersburg

    1 month ago

  • Work in company

    Senior Manager, Fixed Income Supervision

    Only for registered members

    The job involves conducting internal reviews to ensure compliance with regulatory requirements and internal policies. · Conducting day-to-day trading activity and alerts for Fixed Income Sales. · Responsibilities include coordinating supervision functions, developing training pro ...

    Saint Petersburg Full time

    1 month ago

  • Work in company

    Assistant Project Manager

    Only for registered members

    The Assistant Project Manager supports the Project Manager in planning, executing, and finalizing commercial construction projects according to strict deadlines and within budget. · ...

    Clearwater

    1 month ago

  • Work in company

    Accounting Manager/Supervisor

    Only for registered members

    We are looking for an experienced Accounting Manager to join a growing finance team and partner closely with senior leadership.This role requires a detail-oriented individual with expertise in managing month-end close processes, complex accounting matters, revenue recognition, an ...

    St. Petersburg

    1 month ago

  • Work in company

    Welder

    Only for registered members

    Fitting, welding and finishing customized parts/products to meet customer specifications. Organizing project workflow in own area. · ...

    St. Petersburg Full time

    1 week ago

  • Work in company

    Business Insurance Client Service Manager

    Only for registered members

    Award-winning Top Workplace culture doesn't happen overnight. It's a result of hard work by extraordinary people. · Maintain a developmental and challenging environment for all employees. · ...

    Clearwater

    1 month ago

  • Work in company

    Deputy Program Manager

    Only for registered members

    About this job As the Deputy Program Manager (DPM) supporting HFJV's USGS Science and Technical Support Services contract, you will assist the PM in daily operations, focusing on task execution, team coordination, and quality control. · ...

    St. Petersburg

    1 month ago

  • Work in company

    Deputy Program Manager

    Only for registered members

    The Deputy Program Manager (DPM) will assist the PM in daily operations, focusing on task execution, team coordination, and quality control. This role ensures continuity in research support, data management, and technical project management. · ...

    Saint Petersburg Full time

    1 month ago

  • Work in company

    Senior Oncology Account Manager, Miami- FL-Puerto Rico

    Only for registered members

    This Senior Oncology Account Manager will bring deep market knowledge to drive strategic growth within their territory. · Drive strategic execution across a complex territory or multi-state geography. · Expand relationships with healthcare providers to further the knowledge of Ex ...

    FL, United States $198,000 - $253,500 (USD) Full time

    1 week ago

  • Work in company

    Presales Solution Architect

    Only for registered members

    We're looking for a dynamic Pre-Sales Solution Architect to drive our Product Support Services presales efforts - from integration and technical assistance to professional services, repair, and IT asset disposition (ITAD). You'll assess customer needs, · design optimal service de ...

    Clearwater

    3 weeks ago

  • Work in company

    Lead Business Analyst

    Only for registered members

    +Job summary · A lead business analyst translates enterprise objectives into clearly defined product and system requirements. He partners with engineering, data science, and risk teams to ensure each solution aligns with firm priorities. · +Strategic Analysis and Solution Definit ...

    St. Petersburg

    1 month ago

  • Work in company

    Lead Business Analyst with strong AI exp

    Only for registered members

    Lead business discovery for agentic AI initiatives translating enterprise objectives into clearly defined product and system requirements. · ...

    St. Petersburg

    1 month ago

  • Work in company

    Warehouse Supervisor

    Only for registered members

    +Are you ready to take your leadership skills to the next level in a fast-paced, hands-on environment where people come first? We're looking for a Supervisor who's not just about managing operations—but about inspiring teams, driving excellence, and building a workplace where eve ...

    Petersburg

    4 weeks ago

  • Work in company

    Project Manager

    Only for registered members

    System One is currently seeking a Project Manager on a 6 month contract position located in Petersburg, IN. · ...

    Petersburg

    3 weeks ago

  • Work in company

    AI Lead Business Analyst

    Only for registered members

    +Job summary · AI lead business analyst must have banking or finance domain experience and only USC/GC may apply on W2. · +ResponsibilitiesLead business discovery for agentic AI initiatives. · Partner with engineering, data science, and risk teams to ensure each solution aligns w ...

    St. Petersburg

    5 days ago

  • Work in company

    HR Business Process Analyst

    Only for registered members

    The Employee Services Analyst will perform data analysis, · develops mechanisms and processes that ensure data integrity through system maintenance · & testing, · and identifies opportunities for constant process improvement. This role is responsible · for the support and analysi ...

    St. Petersburg/Tampa, FL Full time

    4 weeks ago

  • Work in company

    Workers Compensation Claims Examiner II

    Only for registered members

    Manage complex workers' compensation claims and ensure strategic resolution and optimal cost management as a highly skilled professional. · ...

    St. Petersburg

    1 month ago

  • Work in company

    SVP, Insurance Solutions Operations

    Only for registered members

    Leads operations activities, including the planning, organizing and execution; contributes to overall strategy development. · ...

    St. Petersburg

    1 week ago