Investment Advisor Representative - Lewisville, TX - Bright Industries

    Bright Industries
    Bright Industries Lewisville, TX

    1 day ago

    Description

    Investment Advisor Representative

    At Bright Wealth Management we provide personalized financial solutions to clients helping them navigate their financial goals with tailored investment strategies and outstanding service. As an Investment Advisor Representative you'll play an integral role in managing growing client relationships Key Responsibilities Client Advisory & Relationship Management Serve as a primary point of contact for assigned clients Conduct client discovery meetings to understand financial goals risk tolerance and circumstances Develop present and implement customized investment and financial planning strategies Maintain ongoing client relationships through regular reviews meetings and proactive communication Educate clients on investment strategies market conditions and financial planning concepts Compliance & Documentation Adhere to fiduciary duty all applicable federal state regulations Maintain accurate timely client records notes documentation Follow firm policies procedures including compliance supervisory requirements Complete required continuing education licensing renewals Qualifications Required Active Series 65 license or Series 66 with Series 7 Registered eligible register as an Investment Adviser Representative Bachelor's degree finance economics business related field Strong understanding investment principles portfolio management fiduciary standards Excellent interpersonal communication presentation skills High ethical standards client-first mindset Preferred CFP CFA relevant professional designation progress toward one Experience working RIA fiduciary advisory environment Familiarity with financial planning software CRM systems portfolio management platforms Prior experience managing client relationships independently Other duties This job description not designed comprehensive list activities duties responsibilities that are required employee Other duties responsibilities activities may change assigned notice


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