Supervisory Control Associate - Charlotte, NC
1 week ago
Job summary
Wells Fargo Advisors is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch Managers, and Financial Advisors.
Responsibilities
- Provide support to WFA Supervisory Control Specialists as needed
- Provide remote sales supervision and support for the WellsTrade, PCG, WBS, Institutional Retirement and Trust (IRT) channels and support branch offices with on-going monitoring to ensure compliance with internal policies, applicable laws, and regulations
Job description
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