Sr. Compliance Officer, LRC - Milwaukee, WI

Job summary

Assists in implementation maintenance and administration of compliance program coordinates risk assessment monitoring testing and surveillance activities to ensure alignment with regulatory corporate and fiduciary obligations advises business/group on implications of new regulatory developments.

Responsibilities

• Provides advice guidance on implementation of solutions aligned to regulatory risk appetite based on understanding of business operations stakeholder needs
• Consults on new products services automated systems to assist with incorporating compliance requirements into initiatives
• Influences effective regulatory compliance controls that enable business objectives
• Risk analysis reporting identifies emerging issues trends informs decision-making
• Determines business priorities sequence for execution strategy builds professional relationships interacts regulators analyzes reports data gain insights.
  

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  Job description

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