Sr Margin Professional - Charlotte

Only for registered members Charlotte, United States

1 month ago

Default job background
Full time

Job summary

Monitor client accounts for House Calls, Federal Calls & Day Trading Calls, reducing market risk and volatility. Review accounts for FINRA violation & related issues which include Liquidation, 90 Day trade, & Free Riding.

Responsibilities

  • Initiate, review and manage exceptions to the firm's current margin policy. Perform daily margin processes...

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