Sr. Compliance Analyst,

The Senior Compliance Analyst position is responsible for ensuring that the Trust Division adheres to all appropriate compliance, policies, procedures, laws and regulations. · Prepare compliance policies and procedures. · Serve as a support for BSA/AML related tasks. · Manage com ...

The Compliance Analyst supports Electric Compliance Performance and Excellence by conducting research, data analysis, reporting, and quality control activities that enable accurate and compliant data responses.This role supports both Support Desk Compliance and Quality Control Co ...

Quality Control Compliance Analyst ensures data requests are delivered with accuracy, consistency, and completeness. · ...

The Compliance Analyst reviews business processes and monitors for compliance risks to support the development and maintenance of policies aligned with governing regulations.This role involves high-level research auditing data analysis to identify anomalies mitigate risk and ensu ...

Optima Partners is seeking a motivated individual to join our Miami office as a Compliance Analyst. · ...

The Compliance Analyst supports the NERC compliance programs by conducting detailed reviews and analysis of compliance evidence, report findings and maintaining program documents for Certrec Corporation clients. · Producing high-quality compliance deliverables. · Coordinating and ...

We are seeking a detail-oriented Compliance Analyst to support Electric Compliance Performance and Excellence organization. · This role will focus on compliance data responses, quality control, · records management, · and audit-ready documentation. The ideal candidate is highly o ...

Constantly expanding the quality and reach of our care to our patients and communities creates even more opportunity for the best healthcare professionals in Atlanta and beyond. Discover all the possibilities of a career at Northside today. · ...

The Compliance Analyst will support the firm's compliance program with a focus on capital markets and trading activities. · This role is ideal for a detail-oriented professional with foundational compliance or regulatory experience who is looking to grow within a fast-paced hedge ...

Atlantic Group is hiring a Compliance Analyst (Temporary) in Stamford, CT for our client, · supporting Personal Trading and Code of Ethics compliance across U.S. · operations.In this temporary role you will manage employee disclosures, · trade monitoring,and regulatory documentat ...

This role supports Compliance as a Service (CaaS) investigations, providing AML investigative and regulatory reporting support for newly acquired businesses and payment processing entities. · Conduct AML investigations on customer and transaction activity · Identify suspicious ac ...

We are hiring a Compliance Analyst (Investment Management) in New York, NY for our client. This hybrid role partners closely with compliance, business, and technology teams to oversee employee compliance, monitoring programs and regulatory requirements. · ...

This role conducts data research analysis logging and reporting to support Electric Compliance data response strategy and business decision-making. · Evaluate current compliance processes for opportunities to improve accuracy and efficiency. · ...

The Senior Compliance Analyst is responsible for supporting the organization's global compliance program by ensuring adherence to laws, regulations and internal policies. · ...

We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. · Hartford Funds is seeking a motivated self-starter, preferably with prior financial services and/or compliance experience, to serve as a Compliance Analy ...

This entry-level opportunity is perfect for detail-oriented individuals who can translate complex technical concepts into simple guidance. · ...

A Compliance Analyst is being sought by a specialized investment firm to join their Manhattan office. · Prepare and submit required regulatory filings in a timely and accurate manner. · Partner with compliance team members to support various business units on regulatory and polic ...

Seeking a Compliance Analyst to review business processes, monitor for compliance breaches, and help develop policies to adhere to governing regulations. · ...

+Job summary · This individual will assist with TRC activities, including IT Policy, risk practices, compliance with relevant regulatory and certification requirements. · +Bullet points:Bachelor's degree. · 2+ years of experience in IT Compliance, IT Audit, IT Security or Cloud S ...

Atlantic Group is hiring a Compliance Analyst (Investment Management) in New York, NY for our client, supporting investment advisory compliance, surveillance, regulatory filings, · Review and analyze trade communications and employee surveillance reports to identify potential com ...

+Our client, a tech-driven financial services organization, is seeking a skilled and self-motivated Compliance Analyst to serve as a key Subject Matter Expert (SME) on regulatory matters. · +Serve as an SME on compliance requirements related to variable products and marketing con ...