Director of Compliance - Dallas, TX

+We are seeking an experienced Director of Compliance to support the Chief Compliance Officer (CCO) in overseeing compliance operations for our rapidly growing Registered Investment Advisor (RIA) firm. · +Oversee and manage compliance operations · Ensure adherence to all applicab ...

The Director of Compliance will lead and manage AMP's regulatory and operational compliance across our national network of aesthetic practices. · Bachelor's degree required; JD, RN, or advanced degree in healthcare or compliance-related field preferred. · ...

+Job Summary: · The Director of Compliance is responsible for industry and regulatory compliance in respect of the responsibilities and obligations of the company and its various sites.Bachelor's Degree in healthcare management, healthcare compliance, business law, or related fie ...

The Director of Compliance and Safety must be capable of working with little or no supervision while developing and managing safety and compliance programs and initiatives reflective of best practices in our business and industry. · This role will also drive critical compliance i ...

We are looking for a Compliance Director to support the organization's Health and Life & Annuities insurance sales activities. · ...

We're looking for a Compliance Director to join our Compliance team. This role serves as a key compliance leader for clearing operations. · ...

We are looking for a Compliance Director to join our Compliance team. This role serves as a key compliance leader for clearing operations. You will provide expert guidance across clearing products and services and support firm-wide regulatory initiatives, helping ensure Altruist ...

The Director of Compliance & Risk Management is responsible for leading and overseeing the organization's compliance and risk management programs to ensure adherence to federal, state, and local healthcare regulations.This role provides strategic and operational leadership in reg ...

The Director of Compliance is responsible for industry and regulatory compliance in respect of the responsibilities and obligations of the company. · Primarily manage compliance functions surrounding IT Security, Controlled Substances, Workplace Violence , Workplace Safety and He ...

Texas Capital Bank is built to help businesses and their leaders. · Design, develop, execute and oversee an effective Compliance Program by enabling the identification, · ...

The Director of Compliance Audit has responsibility for managing the effective implementation of specific components of Parkland's Ethics and Compliance Program ("Program") across the health system. · This includes adherence to the requirements and guidance set forth by public an ...

The Director of Compliance Audit has responsibility for managing the effective implementation of specific components of Parkland's Ethics and Compliance Program ("Program") across the health system. · The Director manages a team of compliance professionals responsible for develop ...

Futu US Inc. is a leading financial services company with two SEC registered broker-dealers and a cryptocurrency brokerage. The company's mission is to innovate the investing landscape through a digitized brokerage and wealth management platform.We are seeking a Director/AML Comp ...

+Job summary · The Director of Compliance and Safety must be capable of working with little or no supervision while developing and managing safety and compliance programs · +ResponsibilitiesEvaluate existing safety programs and procedures throughout the company's operations. · Id ...

We innovate the investing landscape through a digitized brokerage and wealth management platform designed to elevate the investment experience. · ...

As the Director/AML Compliance, you will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures. Your leadership will be crucial in ensuring compliance with regulatory requirements and safeguarding the integrity of our financi ...

The Director/AML Compliance will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures at Futu US Inc. · ...

Altruist is transforming the multi-trillion dollar wealth management industry by building an AI platform for wealth professionals. · We're looking for exceptional talent to help us achieve our mission of making financial advice better, more affordable, and accessible to all. · ...

+Job summary · We're a SaaS leader in the retail automotive industry offering solutions that empower dealerships to optimize operations and enhance customer experience. · +ResponsibilitiesDevelop and lead the security and compliance program embedding security throughout the compa ...

KPMG is currently seeking a Director, Compliance Governance & Monitoring to join our Legal, Regulatory & Compliance organization. · We're consistently ranked among the best companies to work for by Fortune Magazine and others.Responsibilities: · Support the development and maint ...