Compliance Associate - Fort Lauderdale

Only for registered members Fort Lauderdale, United States

1 month ago

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Job summary

The Compliance Associate will support the firm's compliance program and work closely with senior compliance professionals to ensure adherence to SEC, FINRA,

Qualifications

  • Bachelor's degree in Finance, Business, Economics, Legal Studies or a related field
  • Internship or entry-level experience within wealth management broker-dealer RIA financial services preferred

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