Compliance Monitoring - New York

A leading financial institution seeks Compliance Monitoring & Testing AVP to ensure strong control environment and meet regulatory expectations. · ...

SMBC's Compliance Department Americas Division is seeking a Vice President of Banking Compliance Monitoring and Testing. · Executes monitoring and testing activities for the M&T Program · ...

SMBC's Compliance Department Americas Division is seeking a Vice President of Banking Compliance Monitoring and Testing. The role will execute the monitoring and testing program for SMBC's U.S. wholesale banking operations. · ...

The SMBC Group is seeking a Vice President of Banking Compliance Monitoring and Testing to execute the monitoring and testing program for SMBC's U.S. wholesale banking operations. · ...

A top-tier global banking group is seeking a Compliance Monitoring & Surveillance Manager to strengthen its Monitoring, Testing, and Surveillance capabilities across a rapidly evolving Capital Markets franchise. · You will sit within the Compliance Monitoring & Testing organizati ...

A leading financial institution is seeking a Compliance Monitoring & Testing AVP to join its Monitoring & Testing function. · This role is integral to ensuring the firm maintains a strong control environment and meets regulatory expectations across its U.S. · and global business ...

The Research Foundation for Mental Hygiene is seeking a qualified candidate to fill a full-time Quality Improvement Compliance Monitor position. · Conducting for-cause audits authorized by the IRB or institutional official. · Writing reports and communicating findings with invest ...

About Airwallex · Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 200,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and m ...

We are currently partnered with a top Canadian bank looking to expand their Compliance Monitoring & Testing team in NYC by bring on a VP. · Develop, implement and continuously enhance the compliance monitoring and testing framework for the Investment Banking Broker-Dealer Corpora ...

We are currently partnered with a top Canadian bank looking to expand their Compliance Monitoring & Testing team in NYC by bring on a VP. · Develop, implement and continuously enhance the compliance monitoring and testing framework for the Investment Banking, Broker-Dealer and Co ...

About Airwallex · Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 200,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and m ...

The Corporate Compliance Monitoring role at SMBC Group involves supporting monitoring and testing activities for New York Branch. · ...

Circle (NYSE: CRCL) is one of the world's leading internet financial platform companies, building the foundation of a more open, global economy through digital assets, payment applications, and programmable blockchain infrastructure. Circle's platform includes the world's largest ...

About Airwallex · Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 200,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and m ...

BitGo is the leading infrastructure provider of digital asset solutions, delivering custody, wallets, staking, trading, financing, and settlement services from regulated cold storage. Since our founding in 2013, we have focused on enabling our clients to securely navigate the dig ...

+A top‑tier global banking group is seeking a Compliance Monitoring & Surveillance Manager to strengthen its Monitoring, Testing, and Surveillance capabilities across a rapidly evolving Capital Markets franchise. · +Develop, enhance, and oversee the bank's annual Compliance Monit ...

The bank is seeking a Compliance Monitoring & Surveillance Manager to strengthen its Monitoring, Testing, and Surveillance capabilities across a rapidly evolving Capital Markets franchise. · The role blends deep analytical oversight, regulatory expertise, and stakeholder engageme ...

This role is responsible for monitoring and testing compliance in the US business of TD Securities. · Developing and executing annual compliance testing plans · Communicating findings to stakeholders and exercising credible challenge · ...

BitGo is the leading infrastructure provider of digital asset solutions, delivering custody, wallets, staking, trading, financing, and settlement services from regulated cold storage. Since our founding in 2013, we have focused on enabling our clients to securely navigate the dig ...

The applicant will assist management with daily operations to ensure adherence to legal standards, regulations and relevant policies. · ...