- Gain exposure to various aspects of the asset management business; working closely within audit teams and with key contacts to develop detailed audit plans to assess and validate the effectiveness of controls that help support key business objectives.
- Lead and support audit activities and reviews in accordance with accepted professional standards and audit methodologies including assessing key risks impacting overall business objectives aligned with business unit and enterprise strategic plans.
- Build and maintain strong business relationships with key contacts/leaders from the business to develop in-depth knowledge of certain aspects of the business and the dynamics impacting their operations.
- Maintain communication within the audit team and with key contacts/leaders from the business regarding status and progress of the audit including scope of work, planned areas of audit testing and results of audit work.
- Bachelors degree or equivalent
- 5+ years of experience resulting in knowledge of asset management / mutual funds and/or understanding of audit, risk, and control concepts
- Critical thinking, digital/data analytic capabilities, project management and organizational skills that enable effective work within a dynamic team environment
- Ability to communicate with various levels in the organization, including listening, verbal, and written skills.
- Strong business acumen with a depth and breadth of knowledge and understanding across key aspects of business operations in support of credibility, relationship management and impact of audit work
- Experience with data analytics and/or technology a plus
- Certified Internal Auditor (CIA), Certified Public Accountant (CPA) or other professional designations a plus, pursuit of internal audit certification will be encouraged and supported within the role
- Some limited travel will be required to perform onsite audits in some of our US and international locations
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Senior Internal Auditor - Des Moines, United States - Principal Financial Group
Description
What You'll Do:
Do you have experience in asset management/mutual fund business and/or audit/risk background and a desire to join a team that makes a difference in a dynamic part of our business?
As a Senior Internal Auditor or Audit Manager on the Internal Audit & Risk Consulting team you will manage and deliver audit engagements from planning through to completion.
The selected candidate will:
Operating at the intersection of financial services and technology, Principal builds financial tools that help our customers live better lives. We take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made us a trusted leader for more than 140 years
Who You Are:Job level
We are considering candidates for both the Senior Internal Auditor and Audit Manager levels depending on experience.
Location(s)
This position will be located in our Des Moines, IA office.
Work Environments
This role offers a hybrid work arrangement, with staff working together in-office three to four days a week. .
Salary Range Information:Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation for all roles will be based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.
Salary Range:
$ $144400 / year
Time Off Program:
Flexible Time Off (FTO) is provided to salaried (exempt) employees and provides the opportunity to take time away from the office with pay for vacation, personal or short-term illness. Employees dont accrue a bank of time off under FTO and there is no set number of days provided.
Pension Eligible:
Yes
Additional Information:
Work Authorization/Sponsorship
At this time, we're not considering applicants that need any type of immigration sponsorship (additional work authorization or permanent work authorization) now or in the future to work in the United States. This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, etc. For additional information around work authorization needs please use the following links.
Nonimmigrant Workers and Green Card for Employment-Based Immigrants Investment Code of Ethics
For Principal Asset Management positions, youll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may also apply to other positions across the organization.
Experience Principal
At Principal, we value connecting on both a personal and professional level. Together, were imagining a more purpose-led future for financial services and that starts with you. Our success depends on the unique experiences, backgrounds, and talents of our employees. And we support our employees the same way we support our customers: with comprehensive, competitive benefit offerings crafted to protect their physical, financial, and social well-being. Check out our careers site to learn more about our purpose, values and benefits.
Principal is an Equal Opportunity Employer
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.
Posting Window:We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received. If we choose to post the job again, we will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit applications in a timely manner as there is no guarantee the posting will be available beyond the applicable deadline.
Date First Posted (TTF):
4/22/2024
Latest Post Date: Careers - US:
4/22/2024
