Administrative Assistant/Compliance Officer - Richmond

We are seeking a Compliance Assistant to join our team at Voleon, a technology company that applies state-of-the-art AI and machine learning techniques to real-world problems in finance. · ...

Voleon is a technology company that applies state-of-the-art AI and machine learning techniques to real-world problems in finance. The Compliance Assistant will work in the Compliance Department to ensure employee activities are conducted in strict accordance with regulatory requ ...

We are seeking an experienced Local Compliance and Data Protection Officer to support and oversee Compliance, Data Protection, ESG, and Sustainability activities across our U.S. · and Canadian operations. · This role ensures adherence to federal,state provincial,and industry spec ...

We are seeking an experienced Local Compliance and Data Protection Officer to support and oversee Compliance, Data Protection, ESG, and Sustainability activities across our U.S. and Canadian operations. · Implement and maintain robust internal controls, · compliance frameworks, · ...

San Francisco based venture capital firm is looking to add a mid/senior level compliance officer to their growing team. · Enhance and review the firm's existing compliance program. · Promote and maintain a strong culture of compliance. · Assist in the preparation of required regu ...

We are looking for a Compliance Oversight Officer with experience in performing compliance oversight procedures in the payments and/or finance industry. · ...

Familiarity with online marketplaces and e-commerce · proficiency with photo editing tools (adobe photos and reliable time management skills and ability to meet will be keys to success in this growing, well-known organization. · ...

+Job summary · Voleon is a technology company that applies state-of-the-art AI and machine learning techniques to real-world problems in finance. · +Responsible for the day-to-day administration of the firm's Code of Ethics software system for employee compliance. · Contacts new ...

Immediate need for office assistant seeking weekly pay temp to perm strong organization Familiarity with online marketplaces e commerce proficiency with photo editing tools adobe photos reliable time management skills ability to meet will be keys to success in this growing well-k ...

The Compliance Officer provides strategic direction and oversight of the organization's compliance , risk management, · and safety programs to ensure adherence to federal , state,and local regulations as well as internal policies and procedures. · Medical Dental Vision Coverage18 ...

The Compliance Officer provides strategic direction and oversight of the organization's compliance, risk management, and safety programs to ensure adherence to federal, state, and local regulations, · Lead and mentor the compliance, risk management, safety,and facilities teams to ...

The Compliance Officer provides strategic direction and oversight of the organization's compliance, risk management, and safety programs to ensure adherence to federal, state, and local regulations as well as internal policies and procedures. · ...

The Compliance Officer provides strategic direction and oversight of the organization's compliance, risk management, and safety programs to ensure adherence to federal, state, and local regulations, · Lead and mentor the compliance, risk management, safety, and facilities teams · ...

POSITION TITLE:Compliance Officer · DEPARTMENT:Compliance & Risk Management · REPORTS TO TITLE: Chief Strategy and Operations Officer · LOCATION: West Sacramento, Fairfield or Napa, CA · Salary Range: $157, $192,753.60 · About CommuniCare+OLE · Established in 2023, CommuniCare+OL ...

· POSITION TITLE: · Compliance Officer · DEPARTMENT: · Compliance & Risk Management · REPORTS TO TITLE: · Chief Executive Officer · DLSE/FLSA STATUS: () · __X__Exempt/Salaried position · ____Nonexempt/Hourly position · SUPERVISORY RESPONSIBILITIES (does this position have direct ...

We are seeking an experienced Chief Compliance Officer to lead our compliance function. · Caldwell Sutter Capital is a growing, dually registered financial services firm operating as both a FINRA regulated broker-dealer and an SEC registered investment advisor. ...

As part of our continued growth, we are separating the Chief Compliance Officer and Chief Financial Officer roles and are seeking an experienced Chief Compliance Officer to lead our compliance function. · ...

This is a full-time on-site Compliance Assistant role located in the San Francisco Bay Area. The Compliance Assistant will support the compliance team by ensuring adherence to regulatory standards and company policies. · ...

The Office Assistant is a key part of keeping our administrative operations accurate, organized, · and running smoothly each day.Bilingual in English and Spanish (spoken and written) · 3+ years of administrative experience (or equivalent experience managing multi-step workflows w ...

We are looking for a Compliance Officer to join our Global Control Group in Jefferies Investment Banking and Research department. · ...

We are seeking a Compliance & Privacy Officer to lead our regulatory, privacy, and internal compliance framework across all products and future systems. · This role is foundational and executive-facing, · with authority to halt launches that do not meet ethical or legal threshold ...