Merrill Market Supervision Manager - Newport Beach

Only for registered members Newport Beach, United States

1 month ago

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Job summary

This job is responsible for delegated compliance administrative and business functions to support the Merrill Wealth Management Market Executives overall managerial responsibilities. Manage delegated compliance administrative and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities for parent and associate offices Monitor advisor client activity including financial transactions to ensure compliance with firm regulatory requirements minimize risk Coach advisors in supporting the company strategy continuing to grow their businesses
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