-
Wealth Management Associate
3 weeks ago
Grenier Financial Services Springfield, United StatesBenefits: · 401(k) · 401(k) matching · Bonus based on performance · Competitive salary · Paid time off · Hello, I am searching for a key team member for a successful Financial Advisory firm. · If you have the experience and character to succeed as a Wealth Management Associate, p ...
-
Wealth Management Associate
2 weeks ago
Grenier Financial Services Springfield, United StatesJob Description · Job Description · Hello, I am searching for a key team member for a successful Financial Advisory firm. · If you have the experience and character to succeed as a Wealth Management Associate, please apply. We have worked hard to create a culture of collaboratio ...
-
Wealth Management Advisor
2 weeks ago
Northwestern Mutual Springfield, United StatesReady to start your career as a Financial Advisor? Join our growing team at Northwestern Mutual of Springfield. Strong applicants will have exceptional interpersonal skills, a history of personal success, and a demonstrated interest in business, finance, and entrepreneurism. · F ...
-
Wealth Management Advisor
2 weeks ago
Northwestern Mutual Springfield, United StatesReady to start your career as a Financial Advisor? Join our growing team at Northwestern Mutual of Springfield. Strong applicants will have exceptional interpersonal skills, a history of personal success, and a demonstrated interest in business, finance, and entrepreneurism. · ? ...
-
Wealth Management Associate
1 week ago
Grenier Financial Services Springfield, United StatesJob Description · Job DescriptionBenefits:401(k) · 401(k) matching · Bonus based on performance · Competitive salary · Paid time off · Hello, I am searching for a key team member for a successful Financial Advisory firm. · If you have the experience and character to succeed as a ...
-
Part-time Wealth Management Receptionist
2 weeks ago
Gottfried & Somberg Wealth Management, LLC Glastonbury, United States Part timeOur team is growing We are seeking a **Part-Time Wealth Management Receptionist** to join our amazing staff. · **Who We Are** · We are a fast-paced independent wealth management firm located in Glastonbury, CT. Our clients are business owners, teachers, investors, and people who ...
-
UBS Hartford, United StatesUnited States - Connecticut, United States - New Jersey, United States - New York · - Financial Advisors · - Global Wealth Management · **Job Reference #** · BR · **City** · - Hartford, Weehawken, White Plains · **Job Type** · - Full Time · **Your role** · - Are you a great commu ...
-
Wealth Management Advisor
1 week ago
Financial Planner Recruiting, LLC Glastonbury, United StatesJob Description: · Our client is a fee-based boutique wealth management firm located in Glastonbury, CT. They are seeking a Wealth Management Advisor to join their team. · Qualifications · You're comfortable and confident creating financial plans that work for your client and ...
-
Wealth Management Associate
1 week ago
Equitable Advisors Connecticut, United StatesCompany Overview Equitable Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk management. We have more than 40 branches across the country employing approximately 5,000 financial prof ...
-
Senior Wealth Manager, Harrisburg, NC
3 weeks ago
Savvy Wealth Harrisburg, United StatesAbout the job Senior Wealth Manager, Harrisburg, NC · The Opportunity · Savvy Wealth is a technology-driven RIA shaping the future of wealth management. We hire top advisors with existing books of business and supercharge their growth with our proprietary software that streamli ...
-
Personal Insurance Sales Assistant
1 week ago
HUB International East Longmeadow, United StatesAbout HUB · Join our Stevie Award Winning Team at HUB International · When you join the team at HUB International, you become part of the largest privately owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee ben ...
-
Client Relationship Manager
1 week ago
HUB International East Longmeadow, United StatesAbout HUB · About HUB · Join our Stevie Award Winning Team at HUB International · When you join the team at HUB International, you become part of the largest privately owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, ...
-
Pt Universal Banker
1 week ago
Berkshire Bank Longmeadow, United States**Division**: Retail Banking · **Department**: Various - Branch Network · **Reports to**: Financial Center Manager · **Status**: Non-Exempt · **Grade**: 5 · **Pay Range**: $ $27.50 · - Actual compensation within the pay range will be decided based on factors including, but not li ...
-
Saybrus - Wealth Management Consultant
3 weeks ago
AmeriLife Hartford, United StatesSaybrus - Wealth Management Consultant page is loaded · Saybrus - Wealth Management Consultant · Apply · locations · Remote, CT · Remote, MA · Remote, RI · Remote, OR · Remote, OK · time type · Full time · posted on · Posted 30+ Days Ago · job requisition id · R1204 ...
-
Tax Manager for Wealth Management Firm
3 weeks ago
SAGEbroadview Wealth Management, LLC Hartford, United StatesTax Manager for SAGEbroadview Wealth Management · Our team is growing, and we have a unique opportunity for a full-time, experienced CPA seeking a path that goes beyond the typical scope of 1040 prep. As a member of the wealth management team, you will oversee all tax related de ...
-
Wealth Management Training Associate
1 week ago
Northwestern Mutual - West Hartford West Hartford, United StatesJob Description · Job DescriptionCHOOSE A CAREER THAT ALLOWS YOU AND YOUR CLIENTS TO LIVE LIFE DIFFERENTLY IN A VIBRANT CAREER · STATE AND FINRA LICENSING IS PAID FOR BY OUR FIRM · Northwestern Mutual has more than 167 years of experience in changing people's lives, personally, ...
-
Saybrus - Wealth Management Consultant
1 week ago
AmeriLife Hartford, United StatesSaybrus - Wealth Management Consultant page is loaded · Saybrus - Wealth Management Consultant · Apply · locations · Remote, CT · Remote, MA · Remote, RI · Remote, OR · Remote, OK · time type · Full time · posted on · Posted 30+ Days Ago · job requisition id · R1204 ...
-
Registered Wealth Management Client Associate
3 weeks ago
Bank of America Westfield, United States Full timeJob Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...
-
Personal Insurance Account Manager
3 days ago
HUB International East Longmeadow, United StatesAbout HUB · Join our Stevie Award Winning Team at HUB International · When you join the team at HUB International, you become part of the largest privately owned global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee ben ...
-
Wealth Management Client Associate
2 weeks ago
Bank of America Hartford, United States OTHERJob Description: · At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. ...
Head of Business Governance, MassMutual Wealth Management - Springfield, United States - Massachusetts Mutual Life Insurance Company
Description
The OpportunityThe Wealth Management business is a key area of focus for MassMutual and we are growing and expanding capabilities for our Financial Advisor salesforce of ~7,000 advisors.
The Head of Business Governance will lead efforts to identify and mitigate risks and take a proactive approach to come up with solutions that manage risk appropriately and are fully compliant while being as advisor-friendly as possible.
They will partner with our field risk management unit, compliance and law, as well as supervisory officers at our General Agencies (branch offices), to implement improvements to the way we do business as well as respond proactively to regulatory developments and all manner of risks across Wealth Management.
The TeamAs the needs of advisors and clients change and demand more wealth management and planning products and services, MM Wealth Management has greater needs to thoughtfully and effectively engage with our Field partners to promote new and existing capabilities, products and services, and swiftly execute key initiatives that will positively impact advisors and clients resulting in growth.
As a member of the Wealth Management senior leadership team, you will join our team of passionate experts across multiple disciplines including Product, Financial Planning, Practice Management, Lending & Banking, Trust, Investments and Operations.
The ImpactThis role will be responsible for:
Actively managing the health and risk profile of the wealth management businessIdentifying process, policy and procedure enhancement opportunities across investment advisory programs and platforms offered through our Investment Advisor/Broker-dealer, MMLIS including Wealth Management Services (WMS), our advisory program with $60B+ in separate account, unified managed account, Rep as PM, and model portfolio programs, as well as third party referral programs.
Act as main liaison from the Wealth Management organization with law, compliance and Enterprise Risk ManagementCoordinate with MMFA Field Risk Management to implement process enhancements across the agency systemAdvising the Head of Wealth Management on training and practice management opportunities to help advisors run effective, efficient, and compliant wealth management practices Evaluate spectrum of risk across wealth management business including regulatory, legal, operational risk, at MassMutual and determine appropriate strategy/ies to prioritize and address themEvaluate controls around advisor sales activities and opportunities to centralize and re-evaluate risk related and supervision activitiesEvaluate controls around advisor use of complex productsEvaluate risk/reward tradeoff of wealth management tools enabled for advisor use and partner with business stakeholders on longer term strategyIdentify opportunities to streamline approval processes and governance of sales materialsThe Minimum QualificationsThe successful candidate will have 10+ years of experience working in the wealth management business with expertise on risk management and fluency in the investment advisory business and the requirements of both FINRA and SEC The successful candidate must be able to communicate and partner effectively with financial advisors, General Agents, and home office teammates, and be able to balance multiple priorities across a wide variety of mature as well as early-stage products.
Must be eligible to work in the US without sponsorship.#LI-LS1Salary Range - $210,000 - $290,000Why Join Us.Weve been around since 1851. During our history, weve learned a few things about making sure our customers are our top priority.
In order to meet and exceed their expectations, we must have the best people providing the best thinking, products and services.
To accomplish this, we celebrate an inclusive, vibrant and diverse culture that encourages growth, openness and opportunities for everyone.A career with MassMutual means you will be part of a strong, stable and ethical business with industry leading pay and benefits.
And your voice will always be heard.We help people secure their future and protect the ones they love. As a company owned by our policyowners, we are defined by mutuality and our vision to put customers first. Its more than our company structure its our way of life. We are a company of people protecting people.
Our company exists because people are willing to share risk and resources, and rely on each other when it counts.
At MassMutual, we Live Mutual.MassMutual is an Equal Employment Opportunity employer Minority/Female/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply.
Note:
Veterans are welcome to apply, regardless of their discharge status.
If you need an accommodation to complete the application process, please contact us and share the specifics of the assistance you need.
At MassMutual, we focus on ensuring fair, equitable pay by providing competitive salaries, along with incentive and bonus opportunities for all employees.
Your total compensation package includes either a bonus target or in a sales-focused role a Variable Incentive Compensation component. For more information about our extensive benefits offerings please check out our Total Rewards at a Glance.SummaryLocation:
Boston, MA; Springfield, MA; New York, NYType: Full time
