Compliance Analyst - Dallas - ThreePDS Inc.

WHO WE ARE · Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to sup ...

Job Description · I. OVERVIEW: · Under the direction of the Chief Compliance Officer, the Compliance Analyst is responsible for organizing, planning, and conducting periodic reviews of the company activities. This position assesses internal controls, operations, and administrativ ...

Copart is looking for a motivated Compliance Analyst who is ready to learn and grow in their expertise. · ...

Apex Fintech Solutions powers innovation and the future of digital wealth management by building tech-forward solutions that help simplify, automate and facilitate access to financial markets for all. We are changing how the securities industry operates by reinventing the status ...

The Compliance Analyst performs a variety of activities in support of compliance program initiatives. · This position performs a variety of activities in support of compliance program initiatives. · Researching regulatory requirements and guidance. · ...

Copart is looking for a motivated Compliance Analyst who is ready to learn, grow, and level up their expertise. · ...

Cetera Financial Group is currently seeking an Advisory Compliance Analyst to sit within a team and be a part of a growing area of our firm and directly focused on the advisory side of our business. This is a unique opportunity to work with various members of the organization int ...

We are seeking a Compliance Analyst to join our team. The successful candidate will be responsible for managing examinations, audits and reviews on behalf of the Technology organization. This includes evaluating action plans and remediation actions with key stakeholders. · ...

Cetera Financial Group is currently seeking an Advisory Compliance Analyst to sit within a team and be a part of a growing area of our firm and directly focused on the advisory side of our business. This is a unique opportunity to work with various members of the organization int ...

Our client seeks a Senior Compliance Analyst to support regulatory compliance activities in the financial services industry. · ...

The Senior Compliance Analyst – Due Diligence (Insurance Products) is responsible for conducting comprehensive upfront and ongoing due diligence on insurance and annuity products and insurance carriers offered through the firm. · ...

Nuestro analista principal de cumplimiento lidera el desarrollo e implementación de programas de cumplimiento, realiza evaluaciones del riesgo y auditorías para garantizar seguridad y protección al cliente. · Desarrollar programas de cumplimiento. · Coorunar requisitos del cumpli ...

Regulatory & Compliance Analyst (RCA) · Wage Range: $80,000-95,000 · The Regulatory & Compliance Analyst (RCA) protects our residents, staff, and organization by leading risk management, insurance coordination, and licensing compliance. Reporting to the VP of Strategic Operations ...

+Copart is looking for a motivated Compliance Analyst who is ready to learn and grow in their expertise. · ...

The Compliance Analyst is responsible for performing a variety of activities in support of compliance program initiatives with a focus on investigations and reporting; and auditing and monitoring. · This position performs a variety of activities in support of compliance program i ...

The Compliance Analyst I – Regulatory Notices (Insurance) is responsible for preparing, issuing, and tracking policy cancellation and related notices, including nonpayment cancellations and underwriting-driven cancellations, in accordance with state-specific statutory and regulat ...

The IT Compliance Analyst will support the IT Sarbanes-Oxley (SOX) compliance program. This is an entry-level professional role designed to provide growth and development in IT compliance and governance. · ...

The Senior Compliance Analyst – Due Diligence (Insurance Products) conducts comprehensive upfront and ongoing due diligence on insurance products. · ...

Our client is seeking a Senior Compliance Analyst to support ongoing regulatory activities. · ...

Regulatory & Compliance Analyst (RCA) · Wage Range: $80,000-95,000 · The Regulatory & Compliance Analyst (RCA) protects our residents, staff, and organization by leading risk management, insurance coordination, and licensing compliance. Reporting to the VP of Strategic Operations ...

Introduction · Must be available Mon-Fri variation of hours between 8:00am-6:00pm CST · This Work from Home position requires that you live and will perform the duties of the position; within 60 miles of an HCA Healthcare Hospital (Our hospitals are located in the following state ...