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- 10-15 years of Financial Regulatory and AML experience (added advantage if candidate is a qualified Dutch financial services lawyer or has extensive relevant experience at a financial regulator in the Netherlands or other EU countries)
- The ideal candidate would have a mix of (i) regulatory experience, (ii) prior in-house experience in the payments sector (preferably one licensed in the Netherlands or other EU countries), and (iii) private practice experience in top-tier law or consulting / advisory firms
- The candidate will be expected to qualify to be a policymaker of an Electronic Money Institution or other Financial Institution as required. Prior track record of such qualification will be a plus
- Extensive experience interacting with regulators, particularly with the DNB. Familiarity with the ACM and DSA framework will be a plus
- Experience in compliance & AML matters is preferred
- Relevant AML or related certifications from an accredited organization (such as ACAMS, ICA) will be a plus
- Critical thinking and analysis with strong attention to detail
- Ability to thrive in a fast-paced international and multi-cultural startup environment where ambiguity and change is the norm
- Leading regulatory engagements and ensuring compliance with mandatory reporting requirements with relevant regulators and relevant internal and external stakeholders;
- Acting as liaison person with authorities, e.g. regulators on AML and compliance related matters, such as licensing, regulatory enquiries, regulatory submission, etc.
- Advising on payments / financial services regulatory matters, and assisting in the development and implementation of new products, features, and businesses lines. For example
- Assessing AML/CFT risks when business decisions are made and demonstrating consideration to safeguard the firm's reputation;
- Oversee AML risk assessments and monitor changes in regulations, industry trends and emerging risks to promptly adapt the AML compliance program
- Providing timely and quality regulatory advice for negotiations on strategic, complex and high value agreements;
- Developing and implementing Group Compliance initiatives in country, including technology risk management, business continuity management, outsourcing, consumer protection, and AML/CFT policies in line with local regulatory expectations and requirements;
- Advising on AML regulatory requirements and expectation in relation to the development and implementation of an AML program, i.
- Incident management (e.g. responding to regulatory investigations / inspections by authorities / assisting in PR incident responses/ submission of STRs);
- Preparing for, and managing, audits and inspections by relevant regulators;
- Localising and implementing Group-wide financial compliance programs and AML training for internal stakeholders;
- Being the in-country champion in driving a culture of compliance.
Alibaba International Group-Senior Compliance - Amsterdam, United States - Alibaba Group LTD
Alibaba Group LTD
Amsterdam, United States
1 month ago