Compliance Officer - East Brunswick, NJ

Job Title: Compliance Officer · Reporting Supervisor: Director of Compliance · Position Summary: The Compliance Officer is tasked with instituting proactive systems and · methods to include quality, risk & incident management as well as investigations and plans of · correction. T ...

· Company Description · MasonWest LLC was founded in 2012 with our core industry focus being Banking, Financial Services, Insurance, Accounting, Finance & Legal. As a leader in the executive search industry, we take pride in our partnerships and strive in delivering the recruiti ...

The International Rescue Committee (IRC) responds to the world's worst humanitarian crises, helping to restore health, safety, education, economic wellbeing, and power to people devastated by conflict and disaster. Founded in 1933 at the call of Albert Einstein, the IRC is one of ...

We're looking for a highly analytical Compliance Officer - Quant Trading to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, · and supporting quantitative and algorithmic trading workflows.Data & Trade Analysis Review daily trading data ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, · Provide compliance advice on regulations governing financial and operational stability, · Oversee compliance ...

Compliance Officer - Quant Trading and Analytics · Location: New York, NY · About the Role · We're looking for a highly analytical Compliance Officer - Quant Trading and Analytics to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, and ...

The Americas Compliance team is looking for a Compliance Officer to assist in regulatory identification and change management programs. · Assist in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program. · Maintain the Compliance US m ...

TradeZero America is seeking an experienced Compliance Officer for its New York office. The primary focus will be on marketing/social media and communications with the public regarding equity trading. · ...

TradeZero America ("TZA"), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Chief Compliance Officer to assist its current team located in Brooklyn NY. · The role requires prior experience as a Compliance Officer and exper ...

We are seeking two experienced Compliance Officers to support and strengthen our federal contract compliance program. · Earns full compliance with applicable federal contract requirements. · ...

A leading investment and operating platform is seeking a Senior Compliance Officer to support legal and treasury teams across KYC, · AML, · & broader due diligence obligations. · Manage and respond to KYC/AML and due diligence requests from banks, · partners, · & financial instit ...

An opportunity with a global proprietary trading firm in New York that is looking to add a Compliance Officer to its growing compliance team. This role supports a fast-paced, multi-asset trading environment and reports directly to the Chief Compliance Officer. · The position part ...

An opportunity as Compliance Officer with a global proprietary trading firm in New York. · ...

The Firm's Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. · Develop and implement policies and procedures across a variety of business units. · Coordinate with our global legal and compliance team to work on global initia ...

The Regulatory & Reporting Oversight Officer will serve as a pivotal compliance leader partnering with Finance, Operations and Risk teams to ensure regulatory adherence, timely and accurate reporting and robust client asset protection. · Provide compliance advice on regulations g ...

A hedge fund specializing in special situations and private debt investments is seeking a Compliance Officer to lead its compliance function in New York. · The firm focuses on senior-secured investments and utilizes highly structured vehicles to drive targeted returns for its inv ...

Step into a pivotal role with our client as a Compliance Officer in New York. In this hybrid position, you will oversee the firm's compliance program and collaborate with internal teams to maintain a robust compliance culture. · ...

A Leading Hedge Fund based in New York seeks a compliance professional to join their team. · Assist in drafting legal and compliance policies and procedures. · Support various compliance initiatives including Code of Ethics and regulatory filings. · ...

We are seeking a Compliance Officer to join our small team at our Global Hedge Fund office. The successful candidate will be responsible for conducting regulatory analysis and providing advice on business queries. · ...

A global technology driven financial firm is seeking a Compliance Officer to support its legal and compliance program across multiple trading and operational teams. · ...