Deputy Chief Compliance Officer - Baltimore

Only for registered members Baltimore, United States

1 month ago

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+Job summary
A well-established investment management firm with a diversified institutional and private client platform is seeking a Director of Compliance / Deputy Chief Compliance Officer to join its senior leadership team.
+Qualifications
  • 10+ years of compliance experience within an investment adviser or asset management environment
  • Experience supporting both institutional and private client platforms
  • Strong knowledge of SEC regulations applicable to RIAs

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