VP, AI Regulatory Compliance - New York - TWG Global AI

    TWG Global AI
    TWG Global AI New York

    6 hours ago

    $165,000 - $170,000 (USD) per year
    Description

    At TWG Group Holdings, LLC ("TWG Global"), we drive innovation and business transformation across a range of industries, including financial services, insurance, technology, media, and sports, by leveraging data and AI as core assets. Our AI-first, cloud-native approach delivers real-time intelligence and interactive business applications, empowering informed decision-making for both customers and employees.
    We prioritize responsible data and AI practices, ensuring ethical standards and regulatory compliance. Our decentralized structure enables each business unit to operate autonomously, supported by a central AI Solutions Group, while strategic partnerships with leading data and AI vendors fuel game-changing efforts in marketing, operations, and product development.
    You will collaborate with management to advance our data and analytics transformation, enhance productivity, and enable agile, data-driven decisions. By leveraging relationships with top tech startups and universities, you will help create competitive advantages and drive enterprise innovation.
    At TWG Global, your contributions will support our goal of sustained growth and superior returns, as we deliver rare value and impact across our businesses.
    The Role
    The Vice President of AI Regulatory Compliance will serve as a strategic leader within our AI Regulatory Compliance team, responsible for ensuring that all AI initiatives across the organization comply with evolving regulatory requirements and industry standards. In this role, you will work closely with cross-functional teams at our clients, including Compliance, Legal, Business, and Technology, to establish and maintain AI governance frameworks and policies covering estimation risk, technology controls, data risk, and operational risk.
    The successful candidate will drive the operationalization of AI compliance strategies and advise senior leadership on regulatory requirements. This role reports to the Head of Regulatory Compliance.
    Key Responsibilities:

    • Develop, implement, and continuously enhance AI governance frameworks and policies to ensure compliance with regulatory requirements across all stages of the AI model lifecycle
    • Monitor and interpret evolving AI regulations and industry standards, analyze their impact on business operations, and provide strategic guidance to internal stakeholders and external clients
    • Maintain and update risk-based frameworks for the review, approval, and ongoing monitoring of AI use cases
    • Conduct periodic compliance assessments and monitoring checks to ensure adherence to governance policies, procedures, and regulatory requirements
    • Advise on the design and implementation of governance processes, controls, policies, and procedures; draft and review documentation to meet regulatory standards
    • Identify, assess, and support mitigation strategies for AI-related risks, including model risk, data privacy, algorithmic bias, fairness, security threats, and ethical concerns
    • Serve as a subject matter expert on AI regulatory compliance, providing training and guidance to stakeholders across the organization
    • Stay current on AI regulations and industry standards, emerging trends, and best practices
    • Communicate key updates on AI regulations and industry standards to internal stakeholders
    • Lead initiatives to foster a culture of AI governance excellence, promoting responsible AI adoption while removing barriers to innovation
    Requirements
    Qualifications:
    • Bachelor's degree in business, Finance, Data Science, Computer Science, or related field (master's degree, JD, or graduate degree preferred)
    • 6+ years of professional experience in financial services, technology, or highly regulated industries, with at least 3 years focused on AI governance, regulatory compliance, technology controls, data risk, or model risk management
    • Demonstrated expertise in developing and implementing governance frameworks and policies for AI technologies in regulated environments
    • Understanding of the regulatory landscape for AI/ML, including familiarity with key regulations, standards, and industry frameworks (e.g., NIST AI Risk Management Framework, EU AI Act, model risk management guidelines)
    • Proven experience working with senior leadership and diverse stakeholders, with exceptional communication, interpersonal, and influencing skills
    • Strong analytical and problem-solving abilities, with experience identifying emerging risks and developing strategic responses
    • Experience managing cross-functional projects and leading teams in complex, matrixed organizational structures
    • Demonstrated commitment to diversity, inclusion, collaboration, and fostering a culture of continuous improvement
    Benefits
    • Work at the forefront of AI/ML innovation in life insurance, annuities, and financial services.
    • Drive AI transformation for some of the most sophisticated financial entities.
    • Competitive compensation, benefits, future equity options, and leadership opportunities.
    Position Location
    This is an onsite position based in our New York, NY office (preferred) or Santa Monica, CA.
    Compensation
    The base pay for this position is $165,000-170,000. A bonus will be provided as part of the compensation package, in addition to the full range of medical, financial, and/or other benefits.
  • Work in company

    regulatory compliance

    Only for registered members

    We are looking for a project manager with 4 to 5 years of experience in project management and implementation of publishing systems and processes. · Manage multiple initiatives/projects simultaneously ...

    Jersey City

    1 month ago

  • Work in company

    Regulatory and Compliance Director

    Only for registered members

    Regulatory and Compliance Director · Location: Remote | US, UK, EU · About Notabene · Notabene is the trust layer for global money movement. · We power the largest Travel Rule-compliant network of regulated digital asset institutions worldwide, enabling safe, interoperable crypto ...

    New York $135,000 - $230,000 (USD) per year Full time

    1 week ago

  • Work in company

    Compliance & Regulatory Advisor

    Only for registered members

    A senior-level opportunity within a Broker-Dealer Regulatory Governance & Advisory team at a global financial institution. · Provide compliance guidance and challenge to business and support teams on regulatory and compliance matters · Escalate potential conduct issues, incidents ...

    New York

    1 month ago

  • Work in company

    Associate- Regulatory Compliance

    Only for registered members

    Company Description · We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have ...

    New York $63,000 - $72,000 (USD)

    1 week ago

  • Work in company

    VP Regulatory Compliance

    Only for registered members

    Our elite global Alternative Investment Management client is seeking to recruit an experienced VP Regulatory Compliance with broad alternative investment advisory compliance experience and deep knowledge of the Investment Advisers Act and Investment Company Act. · ...

    New York

    3 weeks ago

  • Work in company

    Regulatory and Compliance Director

    Only for registered members

    Location: Remote | US, UK, EU · About Notabene · Notabene is the trust layer for global money movement. · We power the largest Travel Rule-compliant network of regulated digital asset institutions worldwide, enabling safe, interoperable crypto transactions across jurisdictions. · ...

    New York $135,000 - $230,000 (USD) per year

    1 week ago

  • Work in company

    Regulatory Compliance Specialist

    Only for registered members

    This is a full-time hybrid role for a Regulatory Compliance Specialist at Carver Federal Savings Bank with some flexibility to work remotely ensuring the bank's adherence to all applicable regulatory requirements by conducting compliance reviews and preparing reports. · ...

    New York

    1 month ago

  • Work in company

    Regulatory and Compliance Director

    Only for registered members

    Regulatory and Compliance Director · Location: Remote | US, UK, EU · About Notabene · Notabene is the trust layer for global money movement. · We power the largest Travel Rule-compliant network of regulated digital asset institutions worldwide, enabling safe, interoperable crypto ...

    New York $135,000 - $230,000 (USD) per year

    9 hours ago

  • Work in company

    Compliance & Regulatory Advisor

    Only for registered members

    A senior-level opportunity within a Broker-Dealer Regulatory Governance & Advisory team at a global financial institution. · ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Manager- Regulatory Compliance

    Only for registered members

    · Company Description · We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.  We employ a global workforce of 5,800+ people across 25 jurisdictions and h ...

    W th St th floor, New York, NY , USA

    9 hours ago

  • Work in company

    Regulatory and Compliance Director

    Only for registered members

    · Regulatory and Compliance Director · Location: Remote | US, UK, EU · About Notabene · Notabene is the trust layer for global money movement. · We power the largest Travel Rule-compliant network of regulated digital asset institutions worldwide, enabling safe, interoperable cry ...

    New York City $135,000 - $230,000 (USD) per year

    4 days ago

  • Work in company

    Compliance & Regulatory Manager

    Only for registered members

    Are you ready for a world of possibilities? · You embark on a career journey with the leaders of luxury wines, champagnes, and spirits, within the prestigious LVMH Group. From nature to communities, you'll craft unforgettable experiences that drive the collective success of our 2 ...

    New York $110,000 - $137,000 (USD)

    2 weeks ago

  • Work in company

    Regulatory Compliance Specialist

    Only for registered members

    This Regulatory Affairs Specialist contractor position supports US Beverages Regulatory Affairs initiatives. The person in this position will interact with various Regulatory Leads to complete assigned projects. · Support graphic refreshes of the Beverages portfolio which include ...

    New York City Metropolitan Area

    1 month ago

  • Work in company

    Regulatory Compliance Specialist

    Only for registered members

    This position supports US Beverages Regulatory Affairs initiatives. The person in this position will interact with various Regulatory Leads to complete assigned projects.The primary focus of this position is to support graphic refreshes of the Beverages portfolio which includes t ...

    New York

    1 month ago

  • Work in company

    Compliance & Regulatory Manager

    Only for registered members

    Are you ready for a world of possibilities? · You embark on a career journey with the leaders of luxury wines, champagnes, and spirits, within the prestigious LVMH Group. From nature to communities, you'll craft unforgettable experiences that drive the collective success of our 2 ...

    New York, NY

    2 weeks ago

  • Work in company Remote job

    Regulatory and Compliance Director

    Only for registered members

    Location: Remote | US, UK, EU · About Notabene · Notabene is the trust layer for global money movement. · We power the largest Travel Rule-compliant network of regulated digital asset institutions worldwide, enabling safe, interoperable crypto transactions across jurisdictions. · ...

    New York, NY $135,000 - $230,000 (USD) per year

    6 days ago

  • Work in company

    Regulatory Compliance Specialist

    Only for registered members

    This is a full-time hybrid role for a Regulatory Compliance Specialist at Carver Federal Savings Bank located in Manhattan NY with some flexibility to work remotely. · The specialist will ensure the bank's adherence to all applicable regulatory requirements by conducting complian ...

    Manhattan, NY

    1 month ago

  • Work in company

    Manager- Regulatory Compliance

    Only for registered members

    Company Description · We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have ...

    New York

    1 week ago

  • Work in company

    Manager- Regulatory Compliance

    Only for registered members

    This position demands a high level of accuracy, critical thinking, and independent problem-solving. The role involves analyzing complex compliance issues. · ...

    New York

    2 months ago

  • Work in company

    Associate- Regulatory Compliance

    Only for registered members

    Company Description · We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have ...

    New York

    1 week ago

  • Work in company

    Manager, Regulatory Compliance

    Only for registered members

    Safeguard Airwallex's operations by managing regulatory compliance components of license authorization processes and ensuring that our regulatory compliance and integrity risk reporting obligations are maintained for all Airwallex Group entities in the US region. · The Legal, Ris ...

    New York, NY

    3 weeks ago

Jobs
>
New York City