Regulatory Reporting Senior Accountant - Meriden, United States - Osaic

    Osaic
    Osaic Meriden, United States

    1 month ago

    Default job background
    Description
    Current Employees and Contractors Apply Here

    Osaic Careers

    Corporate Finance Opportunity in Financial Services
    Regulatory Reporting Senior Accountant

    Location(s):

    Seeking Qualified Candidates in all company locations and 100% remote work from home within the United States

    Role Type:
    Full time

    Salary:
    $

    85

    ,

    000

    - $100

    ,

    000

    per year + annual bonus
    Actual compensation offered will be determined individually, based on

    a number of

    job-related factors, including location, skills, experience, and education.
    Our competitive salaries are just one

    component

    of

    Osaic's

    total compensation package.

    Additional

    benefits


    include:
    health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more.

    To view more details of what you can look forward to, visit our careers page:


    Summary:


    The Regulatory Reporting Senior Accountant is a hands-on position with significant support and training to ensure success and career growth.

    This Senior Accountant role works with the FINOP on all broker-dealer matters including FOCUS reports, regulatory reporting, audits, and special projects.

    Additionally, the Regulatory Reporting Senior Accountant serves as treasury backup.

    Responsibilities:

    Regulatory Reporting (Primary):
    Prepare FOCUS and relate reports
    Prepare SIPC reports
    Monitor compliance with FINRA and SEC regulations, including net capital
    Broker-Dealer net capital monitoring and forecasting
    Special projects, including mergers & acquisitions, and process improvement

    Treasury (Secondary)
    Bank portal backup, including admin and wire release
    Cash forecasting

    Education Requirements:
    Bachelor's Degree in Accounting or Finance from an accredited university is required.

    Basic Requirements:
    Series 27 Financial Operations Principal (FINOP) required. Or obtain within 6 months
    Working knowledge of FINRA and SEC regulations
    Ability to work in a fast-paced and dynamic environment
    Minimum of 3 years' experience of related work

    Preferred Requirements:
    Public Accounting experience
    Certified Public Accountant (CPA)
    Broker-Dealer, multi-entity, Introducing firm experience.
    Current Employees and Contractors Apply Here
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