cd- code compliance officer - Coppell, TX , USA, United States - City of Coppell TX

Regulatory Compliance Officer

8 hours ago

· Position: · Regulatory Compliance Officer · Location: · Grapevine, TX · Job Id: · 3612 · # of Openings: · 1 · The Regulatory Compliance Officer helps ensure the Bank maintains a strong and effective compliance management system by assessing the overall adherence to var ...

Regulatory Compliance Officer

2 weeks ago

The Regulatory Compliance Officer helps ensure the Bank maintains a strong and effective compliance management system by assessing the overall adherence to various consumer protection laws and regulations primarily through the performance of periodic Compliance Officer, Regulator ...

Compliance Officer

2 weeks ago

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of ...

Global Sanctions Officer and BGS Compliance Director

3 weeks ago

Posted Date: May 10, 2024 Employment Type: Full Time Brinks Texas License #C00550 The Brink's name is a promise to respect the trust we've earned in over 150 years in business. Every employee honors that promise by offering the highest levels of service and support to our custome ...

Global Sanctions Officer and BGS Compliance Director

4 days ago

Brinks Texas License #C00550 · The Brink's name is a promise to respect the trust we've earned in over 150 years in business. Every employee honors that promise by offering the highest levels of service and support to our customers. We take pride in our work, and we share a pass ...

Global Sanctions Officer and BGS Compliance Director

1 week ago

Brinks Texas License #C00550 · The Brink's name is a promise to respect the trust we've earned in over 150 years in business. Every employee honors that promise by offering the highest levels of service and support to our customers. We take pride in our work, and we share a pass ...

Compliance Officer

19 hours ago

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of ...

Compliance Officer

1 week ago

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of ...

Compliance Officer

8 hours ago

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of ...

Compliance Officer-Compliance

1 week ago

: · Role: Compliance Officer · Job Description · Identification and management of the TPA's compliance risk. Role reports to Operations Compliance Manager · Responsibilities: · Administration of an effective Compliance Program which meets State and Federal requirements. · Es ...

Compliance Product Officer

2 days ago

Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and ...

Lead Compliance Officer

19 hours ago

Conduct Business Aligned Compliance Officer (BACO) responsibilities including engagement in Risk and Control Self-Assessment Activities (RCSA)Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, o Compliance Officer, Complianc ...

Compliance Product Officer

2 weeks ago

Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and ...

Compliance Product Officer

1 week ago

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management frame ...

Compliance Product Officer

5 days ago

Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and ...

Lead Compliance Officer

1 week ago

Provide leadership and guidance to Private Wealth Investments and Bank trading desk on various regulatory and policy requirements covering investments and trading activities for agency and trust accounts. Perform assessment and challenge the control Compliance Officer, Compliance ...

Compliance Risk Management Officer

4 days ago

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framewo ...

Senior Lead Compliance Officer

2 weeks ago

About this role: · Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Wealth & Investment Management (WIM) Compliance. Learn more about the career areas and business divisions at . This Senior Lead Compliance Officer will provide compliance lead ...

Compliance Officer

2 weeks ago

Do you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, ...

Compliance Officer

2 weeks ago

Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of ...