Vice President, Compliance Officer - Newport Beach

PIMCO is seeking a VP Compliance Officer to join its global Legal and Compliance team.This role will focus on enhancing and managing the investment adviser compliance program. · ...

+PIMCO is seeking a VP, Compliance Officer to join our global Legal and Compliance team. · +Bachelor's degree required; advanced degree or Juris Doctorate preferred. · Proven regulatory compliance experience within a large, diverse investment management firm, · +Demonstrated cult ...

We are seeking an in-house Associate Counsel to support our growing wealth management firm. · Support firmwide compliance initiatives, including policies, procedures, disclosures, and governance documentation. · Draft review and negotiate commercial agreements vendor service conf ...

We are seeking an experienced onsite paralegal to join our Newport Beach office. This role is responsible for managing and coordinating with multiple law firms, supporting corporate and litigation matters, and assisting with compliance-related tasks. · ...

Develops and manages a portfolio of Bank clients in market area determines customer's banking needs and designs product and service portfolio for client performs to standards that meet or exceed the Bank's objectives fulfills expectations of all internal external customers repres ...

We are seeking an experienced onsite paralegal to join our Newport Beach office. · This role is responsible for managing and coordinating with multiple law firms, supporting corporate and litigation matters, and assisting with compliance-related tasks. · Responsibilities include ...

We are seeking an experienced onsite paralegal to join our Newport Beach office. · Serve as the primary liaison with outside law firms, coordinating case management and communication. · ...

Our client seeks a Registered Sales Assistant in Newport Beach. The role involves client onboarding, account management, and office operations. · ...

Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. This role is responsible for supervisory oversight of practices within the Branch(es). You will ensure the firms' requirements for supervi ...

This role is responsible for office financial administration, on/off-boarding office personnel, facilities oversight. · Monitor expenses and approve vendor invoices in online A/P system. · ...

Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. · ...

++This role is responsible for office financial administration, on/off-boarding office personnel, facilities oversight, real estate licensing, and interdepartmental liaison to ensure compliance with established corporate guidelines and consistency with company policies. · ++Monit ...

Luxury Retail organization targeting an HR Consultant to join the team · ...

The Director General Accounting oversees operational accounting functions including general ledger accounts payable payroll global banking accounting system administration supervision of staff security to ensure timely month end close accurate reporting. · Oversee activities gene ...

The Portfolio Banker is responsible for gathering and analyzing credit information. · The LCS Portfolio Banker acts as a specialized credit analyst and portfolio manager. · ...

Luxury Retail organization targeting an HR Consultant to join the team in fashion island. · ADP Payroll - hourly, salaried, multi-state. · Benefits Administration - knowledge of benefits. · ...

We're actively seeking a talented Senior Compliance Analyst II to join our Distribution & Marketing Compliance team in Newport Beach, CA.This hybrid role empowers you to collaborate effectively both in and out of the office. · ...

We are currently seeking a qualified candidate to join Beacon Pointe Advisors as an Office Manager in our office. · ...

We are seeking a proactive detail-oriented highly organized Office Assistant/Executive Assistant to support leadership and ensure the smooth operation of the office. · Provide high-level administrative support to executive(s) including calendar management travel coordination and ...

+ Develop product knowledge on CMD product offerings (life and annuity).Review, analyze, and approve sales and marketing materials. · Complete applicable filings requirements. · + Attain series 6 and 26 FINRA licenses+ Experience in the compliance field or is interested in develo ...